
Representative · NC-5 · R
Current term Jan 3, 2025 – Jan 3, 2027 · In the House since Jan 4, 2005
Official websiteBiographical Directory
Portrait: U.S. Government Publishing Office, via unitedstates/images (public domain)
Periodic transaction reports required by the STOCK Act: purchases, sales, and exchanges of stocks, bonds, and similar assets over $1,000 by the member, a spouse, or a dependent child, due within 45 days of the transaction. Filers report a value range (a few enter an exact amount), not the price or number of shares. Reports are shown as filed. For stocks and funds with a ticker, “Price moves” shows the closing price after the trade, at disclosure, and since, with an estimate of what an amount you choose within the reported range would have gained or lost; these are estimates, not the filer’s actual results. Members who do not trade individual securities file none.
Reports filed since Jan 1, 2025 with the House Clerk, last checked Oct 23, 2026. Filings are linked to this member by the seat or chamber they held on the filing date and their name.
44 reported transactions in 13 electronically filed reports; latest filed Jul 10, 2026.
Periodic Transaction Report · filed Jul 10, 2026 · House Clerk
View original filingAlliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLP
Stocks (including ADRs) [ST]
Disclosed 22 days after the trade. ARLP closed at $23.52 on Jun 18, 2026; changes are measured from that close.
| Point | Session | Close | Change | On $32,501 sold |
|---|---|---|---|---|
| Day after the tradeJun 22, 2026 | $24.41 | +3.78% | $1,230 gain missed | |
| Day of disclosureJul 10, 2026 | $24.37 | +3.61% | $1,175 gain missed | |
| 30 days afterJul 20, 2026 | $24.34 | +3.49% | $1,133 gain missed | |
| 90 days afterSep 16, 2026 | $25.85 | +9.91% | $3,220 gain missed | |
| Latest closeOct 20, 2026 | $25.63 | +8.97% | $2,916 gain missed |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D)
Stocks (including ADRs) [ST]
No ticker reported
Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D)
Stocks (including ADRs) [ST]
No ticker reported
| Transaction date | Owner | Asset | Type | Amount (as reported) | Notified / status | Prices | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Jun 18, 2026Filed 22 days later | Member | Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLPStocks (including ADRs) [ST] | Partial sale | $15,001 - $50,000 | Notified Jul 1, 2026New | ||||||||||||||||||||||||||
Disclosed 22 days after the trade. ARLP closed at $23.52 on Jun 18, 2026; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
| Jun 18, 2026Filed 22 days later | Member | Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D)Stocks (including ADRs) [ST] | Partial sale | $15,001 - $50,000 | Notified Jul 1, 2026New | No ticker reported | |||||||||||||||||||||||||
| Jun 30, 2026Filed 10 days later | Member | Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D)Stocks (including ADRs) [ST] | Purchase | $1,001 - $15,000 | No ticker reported | ||||||||||||||||||||||||||
Periodic Transaction Report · filed Jun 2, 2026 · House Clerk
View original filingAlliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLP
Stocks (including ADRs) [ST]
Disclosed 18 days after the trade. ARLP closed at $25.13 on May 15, 2026; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 bought |
|---|---|---|---|---|
| Day after the tradeMay 18, 2026 | $25.40 | +1.07% | +$86 gain | |
| Day of disclosureJun 2, 2026 | $25.50 | +1.47% | +$118 gain | |
| 30 days afterJun 16, 2026 | $24.29 | −3.34% | −$267 loss | |
| 90 days afterAug 13, 2026 | $24.88 | −0.99% | −$80 loss | |
| Latest closeOct 20, 2026 | $25.63 | +1.99% | +$159 gain |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
| Transaction date | Owner | Asset | Type | Amount (as reported) | Notified / status | Prices | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| May 15, 2026Filed 18 days later | Member | Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests | |||||||||||||||||||||||||||||
Disclosed 18 days after the trade. ARLP closed at $25.13 on May 15, 2026; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
Periodic Transaction Report · filed Mar 2, 2026 · House Clerk
View original filingAlliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLP
Stocks (including ADRs) [ST]
Disclosed 17 days after the trade. ARLP closed at $25.82 on Feb 13, 2026; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 bought |
|---|---|---|---|---|
| Day after the tradeFeb 17, 2026 | $25.61 | −0.81% | −$65 loss | |
| Day of disclosureMar 2, 2026 | $26.98 | +4.49% | +$359 gain | |
| 30 days afterMar 16, 2026 | $27.44 | +6.27% | +$502 gain | |
| 90 days afterMay 14, 2026 | $25.27 | −2.13% | −$170 loss | |
| Latest closeOct 20, 2026 | $25.63 | −0.74% | −$59 loss |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
| Transaction date | Owner | Asset | Type | Amount (as reported) | Notified / status | Prices | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Feb 13, 2026Filed 17 days later | Member | Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests | |||||||||||||||||||||||||||||
Disclosed 17 days after the trade. ARLP closed at $25.82 on Feb 13, 2026; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
Periodic Transaction Report · filed Feb 6, 2026 · House Clerk
View original filingHercules Capital, Inc. Common StockHTGC
Stocks (including ADRs) [ST]
Disclosed 25 days after the trade. HTGC closed at $18.67 on Jan 12, 2026; changes are measured from that close.
| Point | Session | Close | Change | On $75,001 sold |
|---|---|---|---|---|
| Day after the tradeJan 13, 2026 | $18.53 | −0.75% | $562 loss avoided | |
| Day of disclosureFeb 6, 2026 | $16.45 | −11.9% | $8,918 loss avoided | |
| 30 days afterFeb 11, 2026 | $16.79 | −10.1% | $7,552 loss avoided | |
| 90 days afterApr 13, 2026 | $15.28 | −18.2% | $13,618 loss avoided | |
| Latest closeOct 20, 2026 | $16.28 | −12.8% | $9,601 loss avoided |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
Public Storage Common StockPSA
Stocks (including ADRs) [ST]
Disclosed 25 days after the trade. PSA closed at $279.20 on Jan 12, 2026; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 sold |
|---|---|---|---|---|
| Day after the tradeJan 13, 2026 | $279.83 | +0.23% | $18 gain missed | |
| Day of disclosureFeb 6, 2026 | $287.00 | +2.79% | $224 gain missed | |
| 30 days afterFeb 11, 2026 | $293.84 | +5.24% | $420 gain missed | |
| 90 days afterApr 13, 2026 | $296.23 | +6.10% | $488 gain missed | |
| Latest closeOct 20, 2026 | $301.76 | +8.08% | $646 gain missed |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
Periodic Transaction Report · filed Jan 5, 2026 · House Clerk
View original filingEllington Financial Inc. Common StockEFC
Stocks (including ADRs) [ST]
Disclosed 6 days after the trade. EFC closed at $13.75 on Dec 30, 2025; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 bought |
|---|---|---|---|---|
| Day after the tradeDec 31, 2025 | $13.58 | −1.24% | −$99 loss | |
| Day of disclosureJan 5, 2026 | $13.46 | −2.11% | −$169 loss | |
| 30 days afterJan 29, 2026 | $13.50 | −1.82% | −$145 loss | |
| 90 days afterMar 30, 2026 | $11.76 | −14.5% | −$1,158 loss | |
| Latest closeOct 20, 2026 | $11.48 | −16.5% | −$1,321 loss |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
| Transaction date | Owner | Asset | Type | Amount (as reported) | Notified / status | Prices | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Dec 30, 2025Filed 6 days later | Member | Ellington Financial Inc. Common StockEFC | |||||||||||||||||||||||||||||
Disclosed 6 days after the trade. EFC closed at $13.75 on Dec 30, 2025; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
Periodic Transaction Report · filed Dec 1, 2025 · House Clerk
View original filingAlliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLP
Stocks (including ADRs) [ST]
Disclosed 17 days after the trade. ARLP closed at $24.98 on Nov 14, 2025; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 bought |
|---|---|---|---|---|
| Day after the tradeNov 17, 2025 | $24.25 | −2.92% | −$234 loss | |
| Day of disclosureDec 1, 2025 | $23.78 | −4.80% | −$384 loss | |
| 30 days afterDec 15, 2025 | $23.53 | −5.80% | −$464 loss | |
| 90 days afterFeb 12, 2026 | $25.35 | +1.48% | +$119 gain | |
| Latest closeOct 20, 2026 | $25.63 | +2.60% | +$208 gain |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLP
Stocks (including ADRs) [ST]
Periodic Transaction Report · filed Oct 6, 2025 · House Clerk
View original filingAlliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLP
Stocks (including ADRs) [ST]
Disclosed 11 days after the trade. ARLP closed at $24.10 on Sep 25, 2025; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 sold |
|---|---|---|---|---|
| Day after the tradeSep 26, 2025 | $24.54 | +1.83% | $146 gain missed | |
| Day of disclosureOct 6, 2025 | $25.32 | +5.06% | $405 gain missed | |
| 30 days afterOct 27, 2025 | $24.00 | −0.41% | $33 loss avoided | |
| 90 days afterDec 24, 2025 | $23.69 | −1.70% | $136 loss avoided | |
| Latest closeOct 20, 2026 | $25.63 | +6.35% | $508 gain missed |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D)
Stocks (including ADRs) [ST]
No ticker reported
Periodic Transaction Report · filed Sep 8, 2025 · House Clerk
View original filingAlliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLP
Stocks (including ADRs) [ST]
Disclosed 25 days after the trade. ARLP closed at $25.47 on Aug 14, 2025; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 bought |
|---|---|---|---|---|
| Day after the tradeAug 15, 2025 | $24.48 | −3.89% | −$311 loss | |
| Day of disclosureSep 8, 2025 | $22.75 | −10.7% | −$854 loss | |
| 30 days afterSep 15, 2025 | $23.27 | −8.64% | −$691 loss | |
| 90 days afterNov 12, 2025 | $25.02 | −1.77% | −$141 loss | |
| Latest closeOct 20, 2026 | $25.63 | +0.63% | +$50 gain |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
Hercules Capital, Inc. Common StockHTGC
Stocks (including ADRs) [ST]
Disclosed 20 days after the trade. HTGC closed at $19.16 on Aug 19, 2025; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 bought |
|---|---|---|---|---|
| Day after the tradeAug 20, 2025 | $19.13 | −0.16% | −$13 loss | |
| Day of disclosureSep 8, 2025 | $19.45 | +1.51% | +$121 gain | |
| 30 days afterSep 18, 2025 | $19.35 | +0.99% | +$79 gain | |
| 90 days afterNov 17, 2025 | $17.13 | −10.6% | −$848 loss | |
| Latest closeOct 20, 2026 | $16.28 | −15.0% | −$1,203 loss |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
Periodic Transaction Report · filed Jul 3, 2025 · House Clerk
View original filingBristol-Myers Squibb Company Common StockBMY
Stocks (including ADRs) [ST]
Disclosed 9 days after the trade. BMY closed at $47.03 on Jun 24, 2025; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 sold |
|---|---|---|---|---|
| Day after the tradeJun 25, 2025 | $46.68 | −0.74% | $60 loss avoided | |
| Day of disclosureJul 3, 2025 | $46.92 | −0.23% | $19 loss avoided | |
| 30 days afterJul 24, 2025 | $48.94 | +4.06% | $325 gain missed | |
| 90 days afterSep 22, 2025 | $44.98 | −4.36% | $349 loss avoided | |
| Latest closeOct 20, 2026 | $61.68 | +31.2% | $2,492 gain missed |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
Ellington Financial Inc. Common StockEFC
Stocks (including ADRs) [ST]
Disclosed 3 days after the trade. EFC closed at $12.99 on Jun 30, 2025; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 bought |
|---|---|---|---|---|
| Day after the tradeJul 1, 2025 | $12.97 | −0.15% | −$12 loss | |
| Day of disclosureJul 3, 2025 | $13.16 | +1.31% | +$105 gain | |
| 30 days afterJul 30, 2025 | $12.97 | −0.15% | −$12 loss | |
| 90 days afterSep 29, 2025 | $13.01 | +0.15% | +$12 gain | |
| Latest closeOct 20, 2026 | $11.48 | −11.6% | −$930 loss |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
Periodic Transaction Report · filed Jun 3, 2025 · House Clerk
View original filingAlliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLP
Stocks (including ADRs) [ST]
Disclosed 19 days after the trade. ARLP closed at $26.61 on May 15, 2025; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 bought |
|---|---|---|---|---|
| Day after the tradeMay 16, 2025 | $26.68 | +0.26% | +$21 gain | |
| Day of disclosureJun 3, 2025 | $25.97 | −2.41% | −$192 loss | |
| 30 days afterJun 16, 2025 | $25.96 | −2.44% | −$195 loss | |
| 90 days afterAug 13, 2025 | $25.27 | −5.04% | −$403 loss | |
| Latest closeOct 20, 2026 | $25.63 | −3.68% | −$295 loss |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
Hercules Capital, Inc. Common StockHTGC
Stocks (including ADRs) [ST]
Disclosed 14 days after the trade. HTGC closed at $17.86 on May 20, 2025; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 bought |
|---|---|---|---|---|
| Day after the tradeMay 21, 2025 | $17.33 | −2.97% | −$237 loss | |
| Day of disclosureJun 3, 2025 | $17.72 | −0.78% | −$63 loss | |
| 30 days afterJun 20, 2025 | $18.01 | +0.84% | +$67 gain | |
| 90 days afterAug 18, 2025 | $19.11 | +7.00% | +$560 gain | |
| Latest closeOct 20, 2026 | $16.28 | −8.85% | −$708 loss |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
| Notified Jul 1, 2026New |
| Purchase |
| $1,001 - $15,000 |
| Notified Jun 1, 2026New |
| Purchase |
| $1,001 - $15,000 |
| Notified Feb 13, 2026New |
| Transaction date | Owner | Asset | Type | Amount (as reported) | Notified / status | Prices | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Jan 12, 2026Filed 25 days later | Member | Hercules Capital, Inc. Common StockHTGCStocks (including ADRs) [ST] | Sale | $50,001 - $100,000 | Notified Feb 1, 2026New | ||||||||||||||||||||||||||
Disclosed 25 days after the trade. HTGC closed at $18.67 on Jan 12, 2026; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
| Jan 12, 2026Filed 25 days later | Member | Public Storage Common StockPSAStocks (including ADRs) [ST] | Sale | $1,001 - $15,000 | Notified Feb 1, 2026New | ||||||||||||||||||||||||||
Disclosed 25 days after the trade. PSA closed at $279.20 on Jan 12, 2026; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
| Purchase |
| $1,001 - $15,000 |
| Notified Jan 5, 2026New |
Disclosed 14 days after the trade. ARLP closed at $24.25 on Nov 17, 2025; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 bought |
|---|---|---|---|---|
| Day after the tradeNov 18, 2025 | $23.90 | −1.44% | −$115 loss | |
| Day of disclosureDec 1, 2025 | $23.78 | −1.94% | −$155 loss | |
| 30 days afterDec 17, 2025 | $23.35 | −3.71% | −$297 loss | |
| 90 days afterFeb 17, 2026 | $25.61 | +5.61% | +$449 gain | |
| Latest closeOct 20, 2026 | $25.63 | +5.69% | +$455 gain |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
Hercules Capital, Inc. Common StockHTGC
Stocks (including ADRs) [ST]
Disclosed 12 days after the trade. HTGC closed at $17.42 on Nov 19, 2025; changes are measured from that close.
| Point | Session | Close | Change | On $8,001 bought |
|---|---|---|---|---|
| Day after the tradeNov 20, 2025 | $17.30 | −0.69% | −$55 loss | |
| Day of disclosureDec 1, 2025 | $18.08 | +3.79% | +$303 gain | |
| 30 days afterDec 19, 2025 | $18.51 | +6.26% | +$501 gain | |
| 90 days afterFeb 17, 2026 | $15.84 | −9.07% | −$726 loss | |
| Latest closeOct 20, 2026 | $16.28 | −6.54% | −$524 loss |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
| Transaction date | Owner | Asset | Type | Amount (as reported) | Notified / status | Prices | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Nov 14, 2025Filed 17 days later | Member | Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLPStocks (including ADRs) [ST] | Purchase | $1,001 - $15,000 | Notified Dec 1, 2025New | ||||||||||||||||||||||||||
Disclosed 17 days after the trade. ARLP closed at $24.98 on Nov 14, 2025; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
| Nov 17, 2025Filed 14 days later | Member | Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLPStocks (including ADRs) [ST] | Purchase | $1,001 - $15,000 | Notified Dec 1, 2025New | ||||||||||||||||||||||||||
Disclosed 14 days after the trade. ARLP closed at $24.25 on Nov 17, 2025; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
| Nov 19, 2025Filed 12 days later | Member | Hercules Capital, Inc. Common StockHTGCStocks (including ADRs) [ST] | Purchase | $1,001 - $15,000 | Notified Dec 1, 2025New | ||||||||||||||||||||||||||
Disclosed 12 days after the trade. HTGC closed at $17.42 on Nov 19, 2025; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
Hercules Capital, Inc. Common StockHTGC
Stocks (including ADRs) [ST]
Disclosed 11 days after the trade. HTGC closed at $19.10 on Sep 25, 2025; changes are measured from that close.
| Point | Session | Close | Change | On $32,501 sold |
|---|---|---|---|---|
| Day after the tradeSep 26, 2025 | $19.11 | +0.05% | $17 gain missed | |
| Day of disclosureOct 6, 2025 | $18.30 | −4.19% | $1,361 loss avoided | |
| 30 days afterOct 27, 2025 | $17.97 | −5.92% | $1,923 loss avoided | |
| 90 days afterDec 24, 2025 | $18.49 | −3.19% | $1,038 loss avoided | |
| Latest closeOct 20, 2026 | $16.28 | −14.8% | $4,799 loss avoided |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
| Transaction date | Owner | Asset | Type | Amount (as reported) | Notified / status | Prices | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Sep 25, 2025Filed 11 days later | Member | Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLPStocks (including ADRs) [ST] | Partial sale | $1,001 - $15,000 | Notified Oct 3, 2025New | ||||||||||||||||||||||||||
Disclosed 11 days after the trade. ARLP closed at $24.10 on Sep 25, 2025; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
| Sep 30, 2025Filed 6 days later | Member | Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D)Stocks (including ADRs) [ST] | Purchase | $1,001 - $15,000 | Notified Oct 30, 2025New | No ticker reported | |||||||||||||||||||||||||
| Sep 25, 2025Filed 11 days later | Member | Hercules Capital, Inc. Common StockHTGCStocks (including ADRs) [ST] | Partial sale | $15,001 - $50,000 | Notified Oct 3, 2025New | ||||||||||||||||||||||||||
Disclosed 11 days after the trade. HTGC closed at $19.10 on Sep 25, 2025; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
| Transaction date | Owner | Asset | Type | Amount (as reported) | Notified / status | Prices | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Aug 14, 2025Filed 25 days later | Member | Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLPStocks (including ADRs) [ST] | Purchase | $1,001 - $15,000 | Notified Sep 2, 2025New | ||||||||||||||||||||||||||
Disclosed 25 days after the trade. ARLP closed at $25.47 on Aug 14, 2025; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
| Aug 19, 2025Filed 20 days later | Member | Hercules Capital, Inc. Common StockHTGCStocks (including ADRs) [ST] | Purchase | $1,001 - $15,000 | Notified Sep 2, 2025New | ||||||||||||||||||||||||||
Disclosed 20 days after the trade. HTGC closed at $19.16 on Aug 19, 2025; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
Energy Transfer LP Common UnitsET
Stocks (including ADRs) [ST]
Disclosed 9 days after the trade. ET closed at $17.69 on Jun 24, 2025; changes are measured from that close.
| Point | Session | Close | Change | On $32,501 sold |
|---|---|---|---|---|
| Day after the tradeJun 25, 2025 | $17.67 | −0.11% | $37 loss avoided | |
| Day of disclosureJul 3, 2025 | $17.97 | +1.58% | $514 gain missed | |
| 30 days afterJul 24, 2025 | $17.72 | +0.17% | $55 gain missed | |
| 90 days afterSep 22, 2025 | $17.13 | −3.17% | $1,029 loss avoided | |
| Latest closeOct 20, 2026 | $19.55 | +10.5% | $3,417 gain missed |
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.
| Transaction date | Owner | Asset | Type | Amount (as reported) | Notified / status | Prices | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Jun 24, 2025Filed 9 days later | Member | Bristol-Myers Squibb Company Common StockBMYStocks (including ADRs) [ST] | Sale | $1,001 - $15,000 | Notified Jul 1, 2025New | ||||||||||||||||||||||||||
Disclosed 9 days after the trade. BMY closed at $47.03 on Jun 24, 2025; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
| Jun 30, 2025Filed 3 days later | Member | Ellington Financial Inc. Common StockEFCStocks (including ADRs) [ST] | Purchase | $1,001 - $15,000 | Notified Jul 1, 2025New | ||||||||||||||||||||||||||
Disclosed 3 days after the trade. EFC closed at $12.99 on Jun 30, 2025; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
| Jun 24, 2025Filed 9 days later | Member | Energy Transfer LP Common UnitsETStocks (including ADRs) [ST] | Partial sale | $15,001 - $50,000 | Notified Jul 1, 2025New | ||||||||||||||||||||||||||
Disclosed 9 days after the trade. ET closed at $17.69 on Jun 24, 2025; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
| Transaction date | Owner | Asset | Type | Amount (as reported) | Notified / status | Prices | |||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| May 15, 2025Filed 19 days later | Member | Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership InterestsARLPStocks (including ADRs) [ST] | Purchase | $1,001 - $15,000 | Notified Jun 3, 2025New | ||||||||||||||||||||||||||
Disclosed 19 days after the trade. ARLP closed at $26.61 on May 15, 2025; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||
| May 20, 2025Filed 14 days later | Member | Hercules Capital, Inc. Common StockHTGCStocks (including ADRs) [ST] | Purchase | $1,001 - $15,000 | Notified Jun 3, 2025New | ||||||||||||||||||||||||||
Disclosed 14 days after the trade. HTGC closed at $17.86 on May 20, 2025; changes are measured from that close.
Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack. | |||||||||||||||||||||||||||||||