John Boozman

Senator · AR · R

Current term Jan 3, 2023 – Jan 3, 2029 · In the Senate since Jan 5, 2011

Official website Contact form Biographical Directory

Portrait: U.S. Government Publishing Office, via unitedstates/images (public domain)

Disclosed trades

Periodic transaction reports required by the STOCK Act: purchases, sales, and exchanges of stocks, bonds, and similar assets over $1,000 by the member, a spouse, or a dependent child, due within 45 days of the transaction. Filers report a value range (a few enter an exact amount), not the price or number of shares. Reports are shown as filed. For stocks and funds with a ticker, “Price moves” shows the closing price after the trade, at disclosure, and since, with an estimate of what an amount you choose within the reported range would have gained or lost; these are estimates, not the filer’s actual results. Members who do not trade individual securities file none.

John Boozman · ChamberLens.org

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John Boozman

Senator · AR · R

Current term Jan 3, 2023 – Jan 3, 2029 · In the Senate since Jan 5, 2011

Official website Contact form Biographical Directory

Portrait: U.S. Government Publishing Office, via unitedstates/images (public domain)

Disclosed trades

Reports filed since Jan 1, 2025 with the Senate Office of Public Records (eFD), last checked Oct 23, 2026. Filings are linked to this member by the seat or chamber they held on the filing date and their name.

287 reported transactions in 36 electronically filed reports; latest filed Oct 21, 2026.

Periodic Transaction Report · filed Mar 6, 2026 · Senate eFD

View original filing

Uber Technologies, Inc. Common StockUBER

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. UBER closed at $74.77 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$73.91	−1.15%	−$92 loss
Day of disclosureMar 6, 2026	Mar 6, 2026	$75.13	+0.48%	+$39 gain
30 days afterMar 9, 2026	Mar 9, 2026	$73.84	−1.24%	−$100 loss
90 days afterMay 7, 2026	May 7, 2026	$76.73	+2.62%	+$210 gain
Latest closeOct 20, 2026	Oct 20, 2026	$68.94	−7.80%	−$624 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

NetApp, Inc. - Common StockNTAP

Stock

Transaction date: Feb 27, 2026Filed 7 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 7 days after the trade. NTAP closed at $99.03 on Feb 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 2, 2026	Mar 2, 2026	$100.15	+1.13%	+$90 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$101.06	+2.05%	+$164 gain
30 days afterMar 30, 2026	Mar 30, 2026	$101.18	+2.17%	+$174 gain
90 days afterMay 28, 2026	May 28, 2026	$142.40	+43.8%	+$3,504 gain
Latest closeOct 20, 2026	Oct 20, 2026	$209.97	+112.0%	+$8,963 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Microsoft Corporation - Common StockMSFT

Stock

Transaction date: Feb 13, 2026Filed 21 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 21 days after the trade. MSFT closed at $401.32 on Feb 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 17, 2026	Feb 17, 2026	$396.86	−1.11%	−$89 loss
Day of disclosureMar 6, 2026	Mar 6, 2026	$408.96	+1.90%	+$152 gain
30 days afterMar 16, 2026	Mar 16, 2026	$399.95	−0.34%	−$27 loss
90 days afterMay 14, 2026	May 14, 2026	$409.43	+2.02%	+$162 gain
Latest closeOct 20, 2026	Oct 20, 2026	$531.87	+32.5%	+$2,603 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Kroger Company (The) Common StockKR

Stock

Transaction date: Feb 26, 2026Filed 8 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 8 days after the trade. KR closed at $67.18 on Feb 26, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 27, 2026	Feb 27, 2026	$68.24	+1.58%	+$126 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$74.11	+10.3%	+$825 gain
30 days afterMar 30, 2026	Mar 30, 2026	$73.72	+9.74%	+$779 gain
90 days afterMay 27, 2026	May 27, 2026	$64.69	−3.71%	−$297 loss
Latest closeOct 20, 2026	Oct 20, 2026	$62.98	−6.25%	−$500 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 7-10 Year Treasury Bond ETFIEF

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. IEF closed at $96.07 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$96.09	+0.02%	+$2 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$96.44	+0.39%	+$31 gain
30 days afterMar 9, 2026	Mar 9, 2026	$96.69	+0.64%	+$51 gain
90 days afterMay 7, 2026	May 7, 2026	$94.79	−1.33%	−$106 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.23	−6.08%	−$486 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 10-20 Year Treasury Bond ETFTLH

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. TLH closed at $101.89 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$101.90	+0.01%	+$1 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$102.56	+0.66%	+$53 gain
30 days afterMar 9, 2026	Mar 9, 2026	$103.17	+1.26%	+$101 gain
90 days afterMay 7, 2026	May 7, 2026	$99.84	−2.01%	−$161 loss
Latest closeOct 21, 2026	Oct 21, 2026	$94.19	−7.56%	−$605 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares J.P. Morgan USD Emerging Markets Bond ETFEMB

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. EMB closed at $96.69 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$96.72	+0.03%	+$2 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$95.82	−0.90%	−$72 loss
30 days afterMar 9, 2026	Mar 9, 2026	$95.48	−1.25%	−$100 loss
90 days afterMay 7, 2026	May 7, 2026	$95.98	−0.73%	−$58 loss
Latest closeOct 20, 2026	Oct 20, 2026	$91.22	−5.66%	−$453 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares CMBS ETFCMBS

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. CMBS closed at $49.28 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$49.30	+0.04%	+$3 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$49.39	+0.22%	+$18 gain
30 days afterMar 9, 2026	Mar 9, 2026	$49.17	−0.22%	−$18 loss
90 days afterMay 7, 2026	May 7, 2026	$48.92	−0.73%	−$58 loss
Latest closeOct 21, 2026	Oct 21, 2026	$47.54	−3.53%	−$283 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Goldman Sachs Access Investment Grade Corporate Bond ETFGIGB

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. GIGB closed at $46.41 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$46.43	+0.04%	+$3 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$46.24	−0.37%	−$29 loss
30 days afterMar 9, 2026	Mar 9, 2026	$46.43	+0.04%	+$3 gain
90 days afterMay 7, 2026	May 7, 2026	$45.76	−1.40%	−$112 loss
Latest closeOct 21, 2026	Oct 21, 2026	$43.86	−5.51%	−$440 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

BondBloxx Bloomberg Two Year Target Duration US Treasury ETFXTWO

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $15,001 - $50,000
Owner: Joint

Disclosed 28 days after the trade. XTWO closed at $49.46 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$49.47	+0.03%	+$11 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$49.39	−0.13%	−$41 loss
30 days afterMar 9, 2026	Mar 9, 2026	$49.41	−0.09%	−$30 loss
90 days afterMay 7, 2026	May 7, 2026	$49.05	−0.82%	−$266 loss
Latest closeOct 21, 2026	Oct 21, 2026	$48.38	−2.17%	−$705 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Feb 6, 2026Filed 28 days later

Joint

Uber Technologies, Inc. Common StockUBERStock

Purchase

$1,001 - $15,000

Disclosed 28 days after the trade. UBER closed at $74.77 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$73.91	−1.15%	−$92 loss
Day of disclosureMar 6, 2026	Mar 6, 2026	$75.13	+0.48%	+$39 gain
30 days afterMar 9, 2026	Mar 9, 2026	$73.84	−1.24%	−$100 loss
90 days afterMay 7, 2026	May 7, 2026	$76.73	+2.62%	+$210 gain
Latest closeOct 20, 2026	Oct 20, 2026	$68.94	−7.80%	−$624 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 27, 2026Filed 7 days later

Joint

NetApp, Inc. - Common StockNTAPStock

Purchase

$1,001 - $15,000

Disclosed 7 days after the trade. NTAP closed at $99.03 on Feb 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 2, 2026	Mar 2, 2026	$100.15	+1.13%	+$90 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$101.06	+2.05%	+$164 gain
30 days afterMar 30, 2026	Mar 30, 2026	$101.18	+2.17%	+$174 gain
90 days afterMay 28, 2026	May 28, 2026	$142.40	+43.8%	+$3,504 gain
Latest closeOct 20, 2026	Oct 20, 2026	$209.97	+112.0%	+$8,963 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 13, 2026Filed 21 days later

Joint

Microsoft Corporation - Common StockMSFTStock

Purchase

$1,001 - $15,000

Disclosed 21 days after the trade. MSFT closed at $401.32 on Feb 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 17, 2026	Feb 17, 2026	$396.86	−1.11%	−$89 loss
Day of disclosureMar 6, 2026	Mar 6, 2026	$408.96	+1.90%	+$152 gain
30 days afterMar 16, 2026	Mar 16, 2026	$399.95	−0.34%	−$27 loss
90 days afterMay 14, 2026	May 14, 2026	$409.43	+2.02%	+$162 gain
Latest closeOct 20, 2026	Oct 20, 2026	$531.87	+32.5%	+$2,603 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 26, 2026Filed 8 days later

Joint

Kroger Company (The) Common StockKR

Disclosed 8 days after the trade. KR closed at $67.18 on Feb 26, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 27, 2026	Feb 27, 2026	$68.24	+1.58%	+$126 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$74.11	+10.3%	+$825 gain
30 days afterMar 30, 2026	Mar 30, 2026	$73.72	+9.74%	+$779 gain
90 days afterMay 27, 2026	May 27, 2026	$64.69	−3.71%	−$297 loss
Latest closeOct 20, 2026	Oct 20, 2026	$62.98	−6.25%	−$500 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Mar 6, 2026 · Senate eFD

View original filing

Union Pacific Corporation Common StockUNP

Stock

Transaction date: Feb 19, 2026Filed 15 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 15 days after the trade. UNP closed at $262.97 on Feb 19, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 20, 2026	Feb 20, 2026	$266.10	+1.19%	$95 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$254.11	−3.37%	$270 loss avoided
30 days afterMar 23, 2026	Mar 23, 2026	$238.37	−9.35%	$748 loss avoided
90 days afterMay 20, 2026	May 20, 2026	$265.80	+1.08%	$86 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$287.61	+9.37%	$750 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Procter & Gamble Company (The) Common StockPG

Stock

Transaction date: Feb 26, 2026Filed 8 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 8 days after the trade. PG closed at $163.75 on Feb 26, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 27, 2026	Feb 27, 2026	$167.20	+2.11%	$169 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$153.63	−6.18%	$494 loss avoided
30 days afterMar 30, 2026	Mar 30, 2026	$144.72	−11.6%	$930 loss avoided
90 days afterMay 27, 2026	May 27, 2026	$147.49	−9.93%	$794 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$159.32	−2.71%	$216 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Feb 15, 2026 · Senate eFD

View original filing

Visa IncV

Stock

Transaction date: Jan 15, 2026Filed 31 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 31 days after the trade. V closed at $327.75 on Jan 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 16, 2026	Jan 16, 2026	$328.30	+0.17%	+$13 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$319.50	−2.52%	−$201 loss
30 days afterFeb 17, 2026	Feb 17, 2026	$319.50	−2.52%	−$201 loss
90 days afterApr 15, 2026	Apr 15, 2026	$315.91	−3.61%	−$289 loss
Latest closeOct 20, 2026	Oct 20, 2026	$406.57	+24.0%	+$1,924 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Vanguard Global ex-U.S. Real Estate ETFVNQI

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. VNQI closed at $47.28 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$47.64	+0.76%	+$61 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$50.51	+6.83%	+$547 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$50.59	+7.00%	+$560 gain
90 days afterApr 23, 2026	Apr 23, 2026	$47.04	−0.50%	−$40 loss
Latest closeOct 20, 2026	Oct 20, 2026	$42.74	−9.60%	−$768 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Feb 15, 2026 · Senate eFD

View original filing

Union Pacific CorpUNP

Stock

Transaction date: Jan 29, 2026Filed 17 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. UNP closed at $233.58 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 30, 2026	Jan 30, 2026	$235.10	+0.65%	$52 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$262.80	+12.5%	$1,001 gain missed
30 days afterMar 2, 2026	Mar 2, 2026	$266.97	+14.3%	$1,144 gain missed
90 days afterApr 29, 2026	Apr 29, 2026	$264.78	+13.4%	$1,069 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$287.61	+23.1%	$1,851 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

SPYM
Stock
Transaction date
Jan 23, 2026Filed 23 days later
Type
Partial sale
Amount (as reported)
$1,001 - $15,000
Owner
Joint
No ticker reported
SPDR S&P MidCap 400 ETF TrustMDY
Stock
Transaction date
Jan 23, 2026

Periodic Transaction Report · filed Jan 13, 2026 · Senate eFD

View original filing

Wells Fargo & CompanyWFC

Stock

Transaction date: Dec 17, 2025Filed 27 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 27 days after the trade. WFC closed at $92.59 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 18, 2025	Dec 18, 2025	$91.48	−1.20%	−$96 loss
Day of disclosureJan 13, 2026	Jan 13, 2026	$93.56	+1.05%	+$84 gain
30 days afterJan 16, 2026	Jan 16, 2026	$88.38	−4.55%	−$364 loss
90 days afterMar 17, 2026	Mar 17, 2026	$76.23	−17.7%	−$1,414 loss
Latest closeOct 20, 2026	Oct 20, 2026	$82.20	−11.2%	−$898 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Super Micro ComputerSMCI

Stock

Transaction date: Dec 11, 2025Filed 33 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 33 days after the trade. SMCI closed at $34.02 on Dec 11, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 12, 2025	Dec 12, 2025	$32.33	−4.97%	−$397 loss
Day of disclosureJan 13, 2026	Jan 13, 2026	$28.60	−15.9%	−$1,275 loss
30 days afterJan 12, 2026	Jan 12, 2026	$30.12	−11.5%	−$917 loss
90 days afterMar 11, 2026	Mar 11, 2026	$31.79	−6.55%	−$524 loss
Latest closeOct 20, 2026	Oct 20, 2026	$32.47	−4.56%	−$365 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Jan 13, 2026 · Senate eFD

View original filing

Super Micro Computer, Inc. - Common StockSMCI

Stock

Transaction date: Dec 31, 2025Filed 13 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 13 days after the trade. SMCI closed at $29.27 on Dec 31, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 2, 2026	Jan 2, 2026	$30.96	+5.77%	$462 gain missed
Day of disclosureJan 13, 2026	Jan 13, 2026	$28.60	−2.29%	$183 loss avoided
30 days afterJan 30, 2026	Jan 30, 2026	$29.11	−0.55%	$44 loss avoided
90 days afterMar 31, 2026	Mar 31, 2026	$22.77	−22.2%	$1,777 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$32.47	+10.9%	$875 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

SPDR S&P Regional Banking ETFKRE

Stock

Transaction date: Dec 26, 2025Filed 18 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 18 days after the trade. KRE closed at $66.52 on Dec 26, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 29, 2025	Dec 29, 2025	$65.94	−0.87%	$70 loss avoided
Day of disclosureJan 13, 2026	Jan 13, 2026	$66.24	−0.42%	$34 loss avoided
30 days afterJan 26, 2026	Jan 26, 2026	$67.93	+2.12%	$170 gain missed
90 days afterMar 26, 2026	Mar 26, 2026	$64.47	−3.08%	$247 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$70.62	+6.16%	$493 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Dec 8, 2025 · Senate eFD

View original filing

Superseded by a later amendment; shown for the record.

Vanguard FTSE Developed Markets ETFVEA

Stock

Transaction date: Nov 6, 2025Filed 32 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 32 days after the trade. VEA closed at $60.42 on Nov 6, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 7, 2025	Nov 7, 2025	$60.61	+0.31%	+$25 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$61.91	+2.47%	+$197 gain
30 days afterDec 8, 2025	Dec 8, 2025	$61.91	+2.47%	+$197 gain
90 days afterFeb 4, 2026	Feb 4, 2026	$66.80	+10.6%	+$845 gain
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	+16.1%	+$1,285 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Vanguard FTSE Emerging Markets ETFVWO

Stock

Transaction date: Nov 6, 2025Filed 32 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 32 days after the trade. VWO closed at $54.59 on Nov 6, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 7, 2025	Nov 7, 2025	$54.54	−0.09%	−$7 loss
Day of disclosureDec 8, 2025	Dec 8, 2025	$54.20	−0.71%	−$57 loss
30 days afterDec 8, 2025	Dec 8, 2025	$54.20	−0.71%	−$57 loss
90 days afterFeb 4, 2026	Feb 4, 2026	$56.41	+3.33%	+$267 gain
Latest closeOct 20, 2026	Oct 20, 2026	$58.25	+6.70%	+$536 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Dec 8, 2025 · Senate eFD

View original filing

Superseded by a later amendment; shown for the record.

Vanguard FTSE Developed Markets ETFVEA

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. VEA closed at $59.77 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$60.06	+0.49%	$39 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$61.91	+3.58%	$286 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$62.13	+3.95%	$316 gain missed
90 days afterFeb 19, 2026	Feb 19, 2026	$68.79	+15.1%	$1,207 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	+17.3%	$1,385 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Vanguard Global ex-U.S. Real Estate ETFVNQI

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. VNQI closed at $46.90 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$47.03	+0.28%	$22 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$46.99	+0.19%	$15 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$45.55	−2.88%	$230 loss avoided
90 days afterFeb 19, 2026	Feb 19, 2026	$50.06	+6.74%	$539 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$42.74	−8.87%	$710 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Nov 15, 2025 · Senate eFD

View original filing

Tortoise North American Pipeline ETFTPYP

Stock

Transaction date: Nov 3, 2025Filed 12 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 12 days after the trade. TPYP closed at $34.39 on Nov 3, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 4, 2025	Nov 4, 2025	$34.05	−0.99%	$79 loss avoided
Day of disclosureNov 17, 2025	Nov 17, 2025	$35.43	+3.02%	$242 gain missed
30 days afterDec 3, 2025	Dec 3, 2025	$35.76	+3.98%	$319 gain missed
90 days afterFeb 2, 2026	Feb 2, 2026	$37.36	+8.64%	$691 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	+22.8%	$1,824 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Sprott Uranium Miners ETFURNM

Stock

Transaction date: Oct 3, 2025Filed 43 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 43 days after the trade. URNM closed at $59.70 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeOct 6, 2025	Oct 6, 2025	$60.82	+1.88%	$150 gain missed
Day of disclosureNov 17, 2025	Nov 17, 2025	$52.83	−11.5%	$921 loss avoided
30 days afterNov 3, 2025	Nov 3, 2025	$60.78	+1.81%	$145 gain missed
90 days afterJan 2, 2026	Jan 2, 2026	$60.45	+1.26%	$101 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$43.19	−27.7%	$2,213 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Nov 15, 2025 · Senate eFD

View original filing

Meta Platforms IncMETA

Stock

Transaction date: Oct 31, 2025Filed 15 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 15 days after the trade. META closed at $648.35 on Oct 31, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 3, 2025	Nov 3, 2025	$637.71	−1.64%	−$131 loss
Day of disclosureNov 17, 2025	Nov 17, 2025	$602.01	−7.15%	−$572 loss
30 days afterDec 1, 2025	Dec 1, 2025	$640.87	−1.15%	−$92 loss
90 days afterJan 29, 2026	Jan 29, 2026	$738.31	+13.9%	+$1,110 gain
Latest closeOct 20, 2026	Oct 20, 2026	$694.25	+7.08%	+$566 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

First Trust Global Tactical Commodity Strategy FunFTGC

Stock

Transaction date: Oct 3, 2025Filed 43 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 43 days after the trade. FTGC closed at $25.91 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeOct 6, 2025	Oct 6, 2025	$26.06	+0.59%	+$47 gain
Day of disclosureNov 17, 2025	Nov 17, 2025	$26.90	+3.82%	+$306 gain
30 days afterNov 3, 2025	Nov 3, 2025	$26.78	+3.36%	+$269 gain
90 days afterJan 2, 2026	Jan 2, 2026	$23.23	−10.3%	−$826 loss
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+19.6%	+$1,567 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

287 reported transactions in 36 electronically filed reports; latest filed Oct 21, 2026.

Periodic Transaction Report · filed Mar 6, 2026 · Senate eFD

View original filing

Uber Technologies, Inc. Common StockUBER

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. UBER closed at $74.77 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$73.91	−1.15%	−$92 loss
Day of disclosureMar 6, 2026	Mar 6, 2026	$75.13	+0.48%	+$39 gain
30 days afterMar 9, 2026	Mar 9, 2026	$73.84	−1.24%	−$100 loss
90 days afterMay 7, 2026	May 7, 2026	$76.73	+2.62%	+$210 gain
Latest closeOct 20, 2026	Oct 20, 2026	$68.94	−7.80%	−$624 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

NetApp, Inc. - Common StockNTAP

Stock

Transaction date: Feb 27, 2026Filed 7 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 7 days after the trade. NTAP closed at $99.03 on Feb 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 2, 2026	Mar 2, 2026	$100.15	+1.13%	+$90 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$101.06	+2.05%	+$164 gain
30 days afterMar 30, 2026	Mar 30, 2026	$101.18	+2.17%	+$174 gain
90 days afterMay 28, 2026	May 28, 2026	$142.40	+43.8%	+$3,504 gain
Latest closeOct 20, 2026	Oct 20, 2026	$209.97	+112.0%	+$8,963 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Microsoft Corporation - Common StockMSFT

Stock

Transaction date: Feb 13, 2026Filed 21 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 21 days after the trade. MSFT closed at $401.32 on Feb 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 17, 2026	Feb 17, 2026	$396.86	−1.11%	−$89 loss
Day of disclosureMar 6, 2026	Mar 6, 2026	$408.96	+1.90%	+$152 gain
30 days afterMar 16, 2026	Mar 16, 2026	$399.95	−0.34%	−$27 loss
90 days afterMay 14, 2026	May 14, 2026	$409.43	+2.02%	+$162 gain
Latest closeOct 20, 2026	Oct 20, 2026	$531.87	+32.5%	+$2,603 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Kroger Company (The) Common StockKR

Stock

Transaction date: Feb 26, 2026Filed 8 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 8 days after the trade. KR closed at $67.18 on Feb 26, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 27, 2026	Feb 27, 2026	$68.24	+1.58%	+$126 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$74.11	+10.3%	+$825 gain
30 days afterMar 30, 2026	Mar 30, 2026	$73.72	+9.74%	+$779 gain
90 days afterMay 27, 2026	May 27, 2026	$64.69	−3.71%	−$297 loss
Latest closeOct 20, 2026	Oct 20, 2026	$62.98	−6.25%	−$500 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 7-10 Year Treasury Bond ETFIEF

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. IEF closed at $96.07 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$96.09	+0.02%	+$2 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$96.44	+0.39%	+$31 gain
30 days afterMar 9, 2026	Mar 9, 2026	$96.69	+0.64%	+$51 gain
90 days afterMay 7, 2026	May 7, 2026	$94.79	−1.33%	−$106 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.23	−6.08%	−$486 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 10-20 Year Treasury Bond ETFTLH

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. TLH closed at $101.89 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$101.90	+0.01%	+$1 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$102.56	+0.66%	+$53 gain
30 days afterMar 9, 2026	Mar 9, 2026	$103.17	+1.26%	+$101 gain
90 days afterMay 7, 2026	May 7, 2026	$99.84	−2.01%	−$161 loss
Latest closeOct 21, 2026	Oct 21, 2026	$94.19	−7.56%	−$605 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares J.P. Morgan USD Emerging Markets Bond ETFEMB

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. EMB closed at $96.69 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$96.72	+0.03%	+$2 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$95.82	−0.90%	−$72 loss
30 days afterMar 9, 2026	Mar 9, 2026	$95.48	−1.25%	−$100 loss
90 days afterMay 7, 2026	May 7, 2026	$95.98	−0.73%	−$58 loss
Latest closeOct 20, 2026	Oct 20, 2026	$91.22	−5.66%	−$453 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares CMBS ETFCMBS

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. CMBS closed at $49.28 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$49.30	+0.04%	+$3 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$49.39	+0.22%	+$18 gain
30 days afterMar 9, 2026	Mar 9, 2026	$49.17	−0.22%	−$18 loss
90 days afterMay 7, 2026	May 7, 2026	$48.92	−0.73%	−$58 loss
Latest closeOct 21, 2026	Oct 21, 2026	$47.54	−3.53%	−$283 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Goldman Sachs Access Investment Grade Corporate Bond ETFGIGB

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. GIGB closed at $46.41 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$46.43	+0.04%	+$3 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$46.24	−0.37%	−$29 loss
30 days afterMar 9, 2026	Mar 9, 2026	$46.43	+0.04%	+$3 gain
90 days afterMay 7, 2026	May 7, 2026	$45.76	−1.40%	−$112 loss
Latest closeOct 21, 2026	Oct 21, 2026	$43.86	−5.51%	−$440 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

BondBloxx Bloomberg Two Year Target Duration US Treasury ETFXTWO

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Purchase
Amount (as reported): $15,001 - $50,000
Owner: Joint

Disclosed 28 days after the trade. XTWO closed at $49.46 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$49.47	+0.03%	+$11 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$49.39	−0.13%	−$41 loss
30 days afterMar 9, 2026	Mar 9, 2026	$49.41	−0.09%	−$30 loss
90 days afterMay 7, 2026	May 7, 2026	$49.05	−0.82%	−$266 loss
Latest closeOct 21, 2026	Oct 21, 2026	$48.38	−2.17%	−$705 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Feb 6, 2026Filed 28 days later

Joint

Uber Technologies, Inc. Common StockUBERStock

Purchase

$1,001 - $15,000

Disclosed 28 days after the trade. UBER closed at $74.77 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$73.91	−1.15%	−$92 loss
Day of disclosureMar 6, 2026	Mar 6, 2026	$75.13	+0.48%	+$39 gain
30 days afterMar 9, 2026	Mar 9, 2026	$73.84	−1.24%	−$100 loss
90 days afterMay 7, 2026	May 7, 2026	$76.73	+2.62%	+$210 gain
Latest closeOct 20, 2026	Oct 20, 2026	$68.94	−7.80%	−$624 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 27, 2026Filed 7 days later

Joint

NetApp, Inc. - Common StockNTAPStock

Purchase

$1,001 - $15,000

Disclosed 7 days after the trade. NTAP closed at $99.03 on Feb 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 2, 2026	Mar 2, 2026	$100.15	+1.13%	+$90 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$101.06	+2.05%	+$164 gain
30 days afterMar 30, 2026	Mar 30, 2026	$101.18	+2.17%	+$174 gain
90 days afterMay 28, 2026	May 28, 2026	$142.40	+43.8%	+$3,504 gain
Latest closeOct 20, 2026	Oct 20, 2026	$209.97	+112.0%	+$8,963 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 13, 2026Filed 21 days later

Joint

Microsoft Corporation - Common StockMSFTStock

Purchase

$1,001 - $15,000

Disclosed 21 days after the trade. MSFT closed at $401.32 on Feb 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 17, 2026	Feb 17, 2026	$396.86	−1.11%	−$89 loss
Day of disclosureMar 6, 2026	Mar 6, 2026	$408.96	+1.90%	+$152 gain
30 days afterMar 16, 2026	Mar 16, 2026	$399.95	−0.34%	−$27 loss
90 days afterMay 14, 2026	May 14, 2026	$409.43	+2.02%	+$162 gain
Latest closeOct 20, 2026	Oct 20, 2026	$531.87	+32.5%	+$2,603 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 26, 2026Filed 8 days later

Joint

Kroger Company (The) Common StockKR

Disclosed 8 days after the trade. KR closed at $67.18 on Feb 26, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 27, 2026	Feb 27, 2026	$68.24	+1.58%	+$126 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$74.11	+10.3%	+$825 gain
30 days afterMar 30, 2026	Mar 30, 2026	$73.72	+9.74%	+$779 gain
90 days afterMay 27, 2026	May 27, 2026	$64.69	−3.71%	−$297 loss
Latest closeOct 20, 2026	Oct 20, 2026	$62.98	−6.25%	−$500 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Mar 6, 2026 · Senate eFD

View original filing

Union Pacific Corporation Common StockUNP

Stock

Transaction date: Feb 19, 2026Filed 15 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 15 days after the trade. UNP closed at $262.97 on Feb 19, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 20, 2026	Feb 20, 2026	$266.10	+1.19%	$95 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$254.11	−3.37%	$270 loss avoided
30 days afterMar 23, 2026	Mar 23, 2026	$238.37	−9.35%	$748 loss avoided
90 days afterMay 20, 2026	May 20, 2026	$265.80	+1.08%	$86 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$287.61	+9.37%	$750 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Procter & Gamble Company (The) Common StockPG

Stock

Transaction date: Feb 26, 2026Filed 8 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 8 days after the trade. PG closed at $163.75 on Feb 26, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 27, 2026	Feb 27, 2026	$167.20	+2.11%	$169 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$153.63	−6.18%	$494 loss avoided
30 days afterMar 30, 2026	Mar 30, 2026	$144.72	−11.6%	$930 loss avoided
90 days afterMay 27, 2026	May 27, 2026	$147.49	−9.93%	$794 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$159.32	−2.71%	$216 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Feb 15, 2026 · Senate eFD

View original filing

Visa IncV

Stock

Transaction date: Jan 15, 2026Filed 31 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 31 days after the trade. V closed at $327.75 on Jan 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 16, 2026	Jan 16, 2026	$328.30	+0.17%	+$13 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$319.50	−2.52%	−$201 loss
30 days afterFeb 17, 2026	Feb 17, 2026	$319.50	−2.52%	−$201 loss
90 days afterApr 15, 2026	Apr 15, 2026	$315.91	−3.61%	−$289 loss
Latest closeOct 20, 2026	Oct 20, 2026	$406.57	+24.0%	+$1,924 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Vanguard Global ex-U.S. Real Estate ETFVNQI

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. VNQI closed at $47.28 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$47.64	+0.76%	+$61 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$50.51	+6.83%	+$547 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$50.59	+7.00%	+$560 gain
90 days afterApr 23, 2026	Apr 23, 2026	$47.04	−0.50%	−$40 loss
Latest closeOct 20, 2026	Oct 20, 2026	$42.74	−9.60%	−$768 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Feb 15, 2026 · Senate eFD

View original filing

Union Pacific CorpUNP

Stock

Transaction date: Jan 29, 2026Filed 17 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. UNP closed at $233.58 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 30, 2026	Jan 30, 2026	$235.10	+0.65%	$52 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$262.80	+12.5%	$1,001 gain missed
30 days afterMar 2, 2026	Mar 2, 2026	$266.97	+14.3%	$1,144 gain missed
90 days afterApr 29, 2026	Apr 29, 2026	$264.78	+13.4%	$1,069 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$287.61	+23.1%	$1,851 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

SPYM
Stock
Transaction date
Jan 23, 2026Filed 23 days later
Type
Partial sale
Amount (as reported)
$1,001 - $15,000
Owner
Joint
No ticker reported
SPDR S&P MidCap 400 ETF TrustMDY
Stock
Transaction date
Jan 23, 2026

Periodic Transaction Report · filed Jan 13, 2026 · Senate eFD

View original filing

Wells Fargo & CompanyWFC

Stock

Transaction date: Dec 17, 2025Filed 27 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 27 days after the trade. WFC closed at $92.59 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 18, 2025	Dec 18, 2025	$91.48	−1.20%	−$96 loss
Day of disclosureJan 13, 2026	Jan 13, 2026	$93.56	+1.05%	+$84 gain
30 days afterJan 16, 2026	Jan 16, 2026	$88.38	−4.55%	−$364 loss
90 days afterMar 17, 2026	Mar 17, 2026	$76.23	−17.7%	−$1,414 loss
Latest closeOct 20, 2026	Oct 20, 2026	$82.20	−11.2%	−$898 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Super Micro ComputerSMCI

Stock

Transaction date: Dec 11, 2025Filed 33 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 33 days after the trade. SMCI closed at $34.02 on Dec 11, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 12, 2025	Dec 12, 2025	$32.33	−4.97%	−$397 loss
Day of disclosureJan 13, 2026	Jan 13, 2026	$28.60	−15.9%	−$1,275 loss
30 days afterJan 12, 2026	Jan 12, 2026	$30.12	−11.5%	−$917 loss
90 days afterMar 11, 2026	Mar 11, 2026	$31.79	−6.55%	−$524 loss
Latest closeOct 20, 2026	Oct 20, 2026	$32.47	−4.56%	−$365 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Jan 13, 2026 · Senate eFD

View original filing

Super Micro Computer, Inc. - Common StockSMCI

Stock

Transaction date: Dec 31, 2025Filed 13 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 13 days after the trade. SMCI closed at $29.27 on Dec 31, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 2, 2026	Jan 2, 2026	$30.96	+5.77%	$462 gain missed
Day of disclosureJan 13, 2026	Jan 13, 2026	$28.60	−2.29%	$183 loss avoided
30 days afterJan 30, 2026	Jan 30, 2026	$29.11	−0.55%	$44 loss avoided
90 days afterMar 31, 2026	Mar 31, 2026	$22.77	−22.2%	$1,777 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$32.47	+10.9%	$875 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

SPDR S&P Regional Banking ETFKRE

Stock

Transaction date: Dec 26, 2025Filed 18 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 18 days after the trade. KRE closed at $66.52 on Dec 26, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 29, 2025	Dec 29, 2025	$65.94	−0.87%	$70 loss avoided
Day of disclosureJan 13, 2026	Jan 13, 2026	$66.24	−0.42%	$34 loss avoided
30 days afterJan 26, 2026	Jan 26, 2026	$67.93	+2.12%	$170 gain missed
90 days afterMar 26, 2026	Mar 26, 2026	$64.47	−3.08%	$247 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$70.62	+6.16%	$493 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Dec 8, 2025 · Senate eFD

View original filing

Superseded by a later amendment; shown for the record.

Vanguard FTSE Developed Markets ETFVEA

Stock

Transaction date: Nov 6, 2025Filed 32 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 32 days after the trade. VEA closed at $60.42 on Nov 6, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 7, 2025	Nov 7, 2025	$60.61	+0.31%	+$25 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$61.91	+2.47%	+$197 gain
30 days afterDec 8, 2025	Dec 8, 2025	$61.91	+2.47%	+$197 gain
90 days afterFeb 4, 2026	Feb 4, 2026	$66.80	+10.6%	+$845 gain
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	+16.1%	+$1,285 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Vanguard FTSE Emerging Markets ETFVWO

Stock

Transaction date: Nov 6, 2025Filed 32 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 32 days after the trade. VWO closed at $54.59 on Nov 6, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 7, 2025	Nov 7, 2025	$54.54	−0.09%	−$7 loss
Day of disclosureDec 8, 2025	Dec 8, 2025	$54.20	−0.71%	−$57 loss
30 days afterDec 8, 2025	Dec 8, 2025	$54.20	−0.71%	−$57 loss
90 days afterFeb 4, 2026	Feb 4, 2026	$56.41	+3.33%	+$267 gain
Latest closeOct 20, 2026	Oct 20, 2026	$58.25	+6.70%	+$536 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Dec 8, 2025 · Senate eFD

View original filing

Superseded by a later amendment; shown for the record.

Vanguard FTSE Developed Markets ETFVEA

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. VEA closed at $59.77 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$60.06	+0.49%	$39 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$61.91	+3.58%	$286 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$62.13	+3.95%	$316 gain missed
90 days afterFeb 19, 2026	Feb 19, 2026	$68.79	+15.1%	$1,207 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	+17.3%	$1,385 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Vanguard Global ex-U.S. Real Estate ETFVNQI

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. VNQI closed at $46.90 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$47.03	+0.28%	$22 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$46.99	+0.19%	$15 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$45.55	−2.88%	$230 loss avoided
90 days afterFeb 19, 2026	Feb 19, 2026	$50.06	+6.74%	$539 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$42.74	−8.87%	$710 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Nov 15, 2025 · Senate eFD

View original filing

Tortoise North American Pipeline ETFTPYP

Stock

Transaction date: Nov 3, 2025Filed 12 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 12 days after the trade. TPYP closed at $34.39 on Nov 3, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 4, 2025	Nov 4, 2025	$34.05	−0.99%	$79 loss avoided
Day of disclosureNov 17, 2025	Nov 17, 2025	$35.43	+3.02%	$242 gain missed
30 days afterDec 3, 2025	Dec 3, 2025	$35.76	+3.98%	$319 gain missed
90 days afterFeb 2, 2026	Feb 2, 2026	$37.36	+8.64%	$691 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	+22.8%	$1,824 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Sprott Uranium Miners ETFURNM

Stock

Transaction date: Oct 3, 2025Filed 43 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 43 days after the trade. URNM closed at $59.70 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeOct 6, 2025	Oct 6, 2025	$60.82	+1.88%	$150 gain missed
Day of disclosureNov 17, 2025	Nov 17, 2025	$52.83	−11.5%	$921 loss avoided
30 days afterNov 3, 2025	Nov 3, 2025	$60.78	+1.81%	$145 gain missed
90 days afterJan 2, 2026	Jan 2, 2026	$60.45	+1.26%	$101 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$43.19	−27.7%	$2,213 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Nov 15, 2025 · Senate eFD

View original filing

Meta Platforms IncMETA

Stock

Transaction date: Oct 31, 2025Filed 15 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 15 days after the trade. META closed at $648.35 on Oct 31, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 3, 2025	Nov 3, 2025	$637.71	−1.64%	−$131 loss
Day of disclosureNov 17, 2025	Nov 17, 2025	$602.01	−7.15%	−$572 loss
30 days afterDec 1, 2025	Dec 1, 2025	$640.87	−1.15%	−$92 loss
90 days afterJan 29, 2026	Jan 29, 2026	$738.31	+13.9%	+$1,110 gain
Latest closeOct 20, 2026	Oct 20, 2026	$694.25	+7.08%	+$566 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

First Trust Global Tactical Commodity Strategy FunFTGC

Stock

Transaction date: Oct 3, 2025Filed 43 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 43 days after the trade. FTGC closed at $25.91 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeOct 6, 2025	Oct 6, 2025	$26.06	+0.59%	+$47 gain
Day of disclosureNov 17, 2025	Nov 17, 2025	$26.90	+3.82%	+$306 gain
30 days afterNov 3, 2025	Nov 3, 2025	$26.78	+3.36%	+$269 gain
90 days afterJan 2, 2026	Jan 2, 2026	$23.23	−10.3%	−$826 loss
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+19.6%	+$1,567 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 6, 2026Filed 28 days later

Joint

iShares 7-10 Year Treasury Bond ETFIEFStock

Purchase

$1,001 - $15,000

Disclosed 28 days after the trade. IEF closed at $96.07 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$96.09	+0.02%	+$2 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$96.44	+0.39%	+$31 gain
30 days afterMar 9, 2026	Mar 9, 2026	$96.69	+0.64%	+$51 gain
90 days afterMay 7, 2026	May 7, 2026	$94.79	−1.33%	−$106 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.23	−6.08%	−$486 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 6, 2026Filed 28 days later

Joint

iShares 10-20 Year Treasury Bond ETFTLHStock

Purchase

$1,001 - $15,000

Disclosed 28 days after the trade. TLH closed at $101.89 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$101.90	+0.01%	+$1 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$102.56	+0.66%	+$53 gain
30 days afterMar 9, 2026	Mar 9, 2026	$103.17	+1.26%	+$101 gain
90 days afterMay 7, 2026	May 7, 2026	$99.84	−2.01%	−$161 loss
Latest closeOct 21, 2026	Oct 21, 2026	$94.19	−7.56%	−$605 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 6, 2026Filed 28 days later

Joint

iShares J.P. Morgan USD Emerging Markets Bond ETFEMBStock

Purchase

$1,001 - $15,000

Disclosed 28 days after the trade. EMB closed at $96.69 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$96.72	+0.03%	+$2 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$95.82	−0.90%	−$72 loss
30 days afterMar 9, 2026	Mar 9, 2026	$95.48	−1.25%	−$100 loss
90 days afterMay 7, 2026	May 7, 2026	$95.98	−0.73%	−$58 loss
Latest closeOct 20, 2026	Oct 20, 2026	$91.22	−5.66%	−$453 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 6, 2026Filed 28 days later

Joint

iShares CMBS ETFCMBSStock

Purchase

$1,001 - $15,000

Disclosed 28 days after the trade. CMBS closed at $49.28 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$49.30	+0.04%	+$3 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$49.39	+0.22%	+$18 gain
30 days afterMar 9, 2026	Mar 9, 2026	$49.17	−0.22%	−$18 loss
90 days afterMay 7, 2026	May 7, 2026	$48.92	−0.73%	−$58 loss
Latest closeOct 21, 2026	Oct 21, 2026	$47.54	−3.53%	−$283 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 6, 2026Filed 28 days later

Joint

Goldman Sachs Access Investment Grade Corporate Bond ETFGIGBStock

Purchase

$1,001 - $15,000

Disclosed 28 days after the trade. GIGB closed at $46.41 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$46.43	+0.04%	+$3 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$46.24	−0.37%	−$29 loss
30 days afterMar 9, 2026	Mar 9, 2026	$46.43	+0.04%	+$3 gain
90 days afterMay 7, 2026	May 7, 2026	$45.76	−1.40%	−$112 loss
Latest closeOct 21, 2026	Oct 21, 2026	$43.86	−5.51%	−$440 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 6, 2026Filed 28 days later

Joint

BondBloxx Bloomberg Two Year Target Duration US Treasury ETFXTWOStock

Purchase

$15,001 - $50,000

Disclosed 28 days after the trade. XTWO closed at $49.46 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 bought
Day after the tradeFeb 9, 2026	Feb 9, 2026	$49.47	+0.03%	+$11 gain
Day of disclosureMar 6, 2026	Mar 6, 2026	$49.39	−0.13%	−$41 loss
30 days afterMar 9, 2026	Mar 9, 2026	$49.41	−0.09%	−$30 loss
90 days afterMay 7, 2026	May 7, 2026	$49.05	−0.82%	−$266 loss
Latest closeOct 21, 2026	Oct 21, 2026	$48.38	−2.17%	−$705 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Janus Henderson Mortgage-Backed Securities ETFJMBS

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. JMBS closed at $45.85 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 9, 2026	Feb 9, 2026	$45.86	+0.02%	$2 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$45.83	−0.04%	$3 loss avoided
30 days afterMar 9, 2026	Mar 9, 2026	$45.90	+0.11%	$9 gain missed
90 days afterMay 7, 2026	May 7, 2026	$45.27	−1.26%	$101 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$42.82	−6.61%	$529 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 1-3 Year Treasury Bond ETFSHY

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Sale
Amount (as reported): $15,001 - $50,000
Owner: Joint

Disclosed 28 days after the trade. SHY closed at $82.86 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 sold
Day after the tradeFeb 9, 2026	Feb 9, 2026	$82.88	+0.02%	$8 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$82.72	−0.17%	$55 loss avoided
30 days afterMar 9, 2026	Mar 9, 2026	$82.75	−0.14%	$45 loss avoided
90 days afterMay 7, 2026	May 7, 2026	$82.24	−0.74%	$242 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$81.30	−1.88%	$612 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares MBS ETFMBB

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. MBB closed at $95.53 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 9, 2026	Feb 9, 2026	$95.55	+0.02%	$2 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$95.68	+0.16%	$13 gain missed
30 days afterMar 9, 2026	Mar 9, 2026	$95.89	+0.38%	$30 gain missed
90 days afterMay 7, 2026	May 7, 2026	$94.63	−0.94%	$75 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$90.54	−5.22%	$418 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Agency Bond ETFAGZ

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. AGZ closed at $110.17 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 9, 2026	Feb 9, 2026	$110.21	+0.04%	$3 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$110.10	−0.06%	$5 loss avoided
30 days afterMar 9, 2026	Mar 9, 2026	$110.33	+0.15%	$12 gain missed
90 days afterMay 7, 2026	May 7, 2026	$109.27	−0.81%	$65 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$106.54	−3.29%	$264 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

DoubleLine Emerging Markets Fixed Income Fund - Class IDBLEX

Stock

Transaction date: Feb 6, 2026Filed 28 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 28 days after the trade. DBLEX closed at $9.11 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 9, 2026	Feb 9, 2026	$9.11	0.00%	$0
Day of disclosureMar 6, 2026	Mar 6, 2026	$9.09	−0.22%	$18 loss avoided
30 days afterMar 9, 2026	Mar 9, 2026	$9.08	−0.33%	$26 loss avoided
90 days afterMay 7, 2026	May 7, 2026	$9.08	−0.33%	$26 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$8.71	−4.39%	$351 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Applied Materials, Inc. - Common StockAMAT

Stock

Transaction date: Feb 27, 2026Filed 7 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 7 days after the trade. AMAT closed at $372.30 on Feb 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 2, 2026	Mar 2, 2026	$372.18	−0.03%	$3 loss avoided
Day of disclosureMar 6, 2026	Mar 6, 2026	$324.74	−12.8%	$1,022 loss avoided
30 days afterMar 30, 2026	Mar 30, 2026	$323.12	−13.2%	$1,057 loss avoided
90 days afterMay 28, 2026	May 28, 2026	$449.68	+20.8%	$1,663 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$404.98	+8.78%	$702 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Adobe Inc. - Common StockADBE

Stock

Transaction date: Feb 13, 2026Filed 21 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 21 days after the trade. ADBE closed at $263.97 on Feb 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 17, 2026	Feb 17, 2026	$260.45	−1.33%	$107 loss avoided
Day of disclosureMar 6, 2026	Mar 6, 2026	$283.62	+7.44%	$596 gain missed
30 days afterMar 16, 2026	Mar 16, 2026	$251.86	−4.59%	$367 loss avoided
90 days afterMay 14, 2026	May 14, 2026	$237.01	−10.2%	$817 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$256.73	−2.74%	$219 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Feb 19, 2026Filed 15 days later

Joint

Union Pacific Corporation Common StockUNPStock

Partial sale

$1,001 - $15,000

Disclosed 15 days after the trade. UNP closed at $262.97 on Feb 19, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 20, 2026	Feb 20, 2026	$266.10	+1.19%	$95 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$254.11	−3.37%	$270 loss avoided
30 days afterMar 23, 2026	Mar 23, 2026	$238.37	−9.35%	$748 loss avoided
90 days afterMay 20, 2026	May 20, 2026	$265.80	+1.08%	$86 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$287.61	+9.37%	$750 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 26, 2026Filed 8 days later

Joint

Procter & Gamble Company (The) Common StockPGStock

Partial sale

$1,001 - $15,000

Disclosed 8 days after the trade. PG closed at $163.75 on Feb 26, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 27, 2026	Feb 27, 2026	$167.20	+2.11%	$169 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$153.63	−6.18%	$494 loss avoided
30 days afterMar 30, 2026	Mar 30, 2026	$144.72	−11.6%	$930 loss avoided
90 days afterMay 27, 2026	May 27, 2026	$147.49	−9.93%	$794 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$159.32	−2.71%	$216 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 6, 2026Filed 28 days later

Joint

Janus Henderson Mortgage-Backed Securities ETFJMBSStock

Partial sale

$1,001 - $15,000

Disclosed 28 days after the trade. JMBS closed at $45.85 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 9, 2026	Feb 9, 2026	$45.86	+0.02%	$2 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$45.83	−0.04%	$3 loss avoided
30 days afterMar 9, 2026	Mar 9, 2026	$45.90	+0.11%	$9 gain missed
90 days afterMay 7, 2026	May 7, 2026	$45.27	−1.26%	$101 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$42.82	−6.61%	$529 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 6, 2026Filed 28 days later

Joint

iShares 1-3 Year Treasury Bond ETFSHYStock

Sale

$15,001 - $50,000

Disclosed 28 days after the trade. SHY closed at $82.86 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 sold
Day after the tradeFeb 9, 2026	Feb 9, 2026	$82.88	+0.02%	$8 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$82.72	−0.17%	$55 loss avoided
30 days afterMar 9, 2026	Mar 9, 2026	$82.75	−0.14%	$45 loss avoided
90 days afterMay 7, 2026	May 7, 2026	$82.24	−0.74%	$242 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$81.30	−1.88%	$612 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 6, 2026Filed 28 days later

Joint

iShares MBS ETFMBBStock

Partial sale

$1,001 - $15,000

Disclosed 28 days after the trade. MBB closed at $95.53 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 9, 2026	Feb 9, 2026	$95.55	+0.02%	$2 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$95.68	+0.16%	$13 gain missed
30 days afterMar 9, 2026	Mar 9, 2026	$95.89	+0.38%	$30 gain missed
90 days afterMay 7, 2026	May 7, 2026	$94.63	−0.94%	$75 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$90.54	−5.22%	$418 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 6, 2026Filed 28 days later

Joint

iShares Agency Bond ETFAGZStock

Partial sale

$1,001 - $15,000

Disclosed 28 days after the trade. AGZ closed at $110.17 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 9, 2026	Feb 9, 2026	$110.21	+0.04%	$3 gain missed
Day of disclosureMar 6, 2026	Mar 6, 2026	$110.10	−0.06%	$5 loss avoided
30 days afterMar 9, 2026	Mar 9, 2026	$110.33	+0.15%	$12 gain missed
90 days afterMay 7, 2026	May 7, 2026	$109.27	−0.81%	$65 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$106.54	−3.29%	$264 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 6, 2026Filed 28 days later

Joint

DoubleLine Emerging Markets Fixed Income Fund - Class IDBLEXStock

Sale

$1,001 - $15,000

Disclosed 28 days after the trade. DBLEX closed at $9.11 on Feb 6, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 9, 2026	Feb 9, 2026	$9.11	0.00%	$0
Day of disclosureMar 6, 2026	Mar 6, 2026	$9.09	−0.22%	$18 loss avoided
30 days afterMar 9, 2026	Mar 9, 2026	$9.08	−0.33%	$26 loss avoided
90 days afterMay 7, 2026	May 7, 2026	$9.08	−0.33%	$26 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$8.71	−4.39%	$351 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 27, 2026Filed 7 days later

Joint

Applied Materials, Inc. - Common StockAMATStock

Partial sale

$1,001 - $15,000

Disclosed 7 days after the trade. AMAT closed at $372.30 on Feb 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 2, 2026	Mar 2, 2026	$372.18	−0.03%	$3 loss avoided
Day of disclosureMar 6, 2026	Mar 6, 2026	$324.74	−12.8%	$1,022 loss avoided
30 days afterMar 30, 2026	Mar 30, 2026	$323.12	−13.2%	$1,057 loss avoided
90 days afterMay 28, 2026	May 28, 2026	$449.68	+20.8%	$1,663 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$404.98	+8.78%	$702 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Feb 13, 2026Filed 21 days later

Joint

Adobe Inc. - Common StockADBEStock

Sale

$1,001 - $15,000

Disclosed 21 days after the trade. ADBE closed at $263.97 on Feb 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeFeb 17, 2026	Feb 17, 2026	$260.45	−1.33%	$107 loss avoided
Day of disclosureMar 6, 2026	Mar 6, 2026	$283.62	+7.44%	$596 gain missed
30 days afterMar 16, 2026	Mar 16, 2026	$251.86	−4.59%	$367 loss avoided
90 days afterMay 14, 2026	May 14, 2026	$237.01	−10.2%	$817 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$256.73	−2.74%	$219 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Tortoise Capital Series Trust Tortoise North AmeriTPYP

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. TPYP closed at $36.83 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$36.83	−0.01%	−$1 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$40.36	+9.58%	+$766 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$40.98	+11.3%	+$901 gain
90 days afterApr 23, 2026	Apr 23, 2026	$41.37	+12.3%	+$985 gain
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	+14.7%	+$1,173 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Sprott Lithium Miners ETFLITP

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. LITP closed at $16.00 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$15.50	−3.13%	−$250 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$13.04	−18.5%	−$1,480 loss
30 days afterFeb 23, 2026	Feb 23, 2026	$13.24	−17.3%	−$1,380 loss
90 days afterApr 23, 2026	Apr 23, 2026	$15.57	−2.69%	−$215 loss
Latest closeOct 20, 2026	Oct 20, 2026	$7.60	−52.5%	−$4,199 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Paypal HoldingsPYPL

Stock

Transaction date: Jan 29, 2026Filed 17 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. PYPL closed at $53.11 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 30, 2026	Jan 30, 2026	$52.69	−0.79%	−$63 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$40.81	−23.2%	−$1,853 loss
30 days afterMar 2, 2026	Mar 2, 2026	$45.63	−14.1%	−$1,127 loss
90 days afterApr 29, 2026	Apr 29, 2026	$50.94	−4.09%	−$327 loss
Latest closeOct 20, 2026	Oct 20, 2026	$57.14	+7.59%	+$607 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

New World Fund Inc. Cl R-6RNWGX

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. RNWGX closed at $97.99 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$98.26	+0.28%	+$22 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$99.80	+1.85%	+$148 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$100.56	+2.62%	+$210 gain
90 days afterApr 23, 2026	Apr 23, 2026	$100.71	+2.78%	+$222 gain
Latest closeOct 20, 2026	Oct 20, 2026	$101.95	+4.04%	+$323 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Netflix IncNFLX

Stock

Transaction date: Jan 8, 2026Filed 38 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 38 days after the trade. NFLX closed at $90.53 on Jan 8, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 9, 2026	Jan 9, 2026	$89.46	−1.18%	−$95 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$77.00	−14.9%	−$1,196 loss
30 days afterFeb 9, 2026	Feb 9, 2026	$81.47	−10.0%	−$801 loss
90 days afterApr 8, 2026	Apr 8, 2026	$99.39	+9.79%	+$783 gain
Latest closeOct 20, 2026	Oct 20, 2026	$68.69	−24.1%	−$1,930 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Janus Henderson Mortgage-Backed Securities ETFJMBS

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. JMBS closed at $45.85 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$45.96	+0.24%	+$19 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$46.23	+0.83%	+$66 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$46.36	+1.11%	+$89 gain
90 days afterApr 23, 2026	Apr 23, 2026	$45.52	−0.72%	−$58 loss
Latest closeOct 21, 2026	Oct 21, 2026	$42.82	−6.61%	−$529 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Core S&P 500 ETFIVV

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. IVV closed at $692.24 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$695.89	+0.53%	+$42 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$685.84	−0.92%	−$74 loss
30 days afterFeb 23, 2026	Feb 23, 2026	$685.49	−0.98%	−$78 loss
90 days afterApr 23, 2026	Apr 23, 2026	$711.74	+2.82%	+$225 gain
Latest closeOct 20, 2026	Oct 20, 2026	$772.35	+11.6%	+$926 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares CMBS Bond ETFCMBS

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. CMBS closed at $49.17 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$49.21	+0.08%	+$7 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$49.65	+0.98%	+$78 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$49.55	+0.77%	+$62 gain
90 days afterApr 23, 2026	Apr 23, 2026	$48.85	−0.65%	−$52 loss
Latest closeOct 21, 2026	Oct 21, 2026	$47.54	−3.32%	−$265 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares MBS ETFMBB

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. MBB closed at $95.55 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$95.75	+0.21%	+$17 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$96.34	+0.83%	+$66 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$96.56	+1.06%	+$85 gain
90 days afterApr 23, 2026	Apr 23, 2026	$95.09	−0.49%	−$39 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.54	−5.24%	−$420 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Invesco Short Term Treasury ETFTBLL

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. TBLL closed at $105.55 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$105.56	+0.00%	+$0 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$105.78	+0.22%	+$17 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$105.51	−0.04%	−$3 loss
90 days afterApr 23, 2026	Apr 23, 2026	$105.54	−0.01%	−$1 loss
Latest closeOct 20, 2026	Oct 20, 2026	$105.47	−0.08%	−$6 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Goldman Sachs Access Investment Grade Corporate BoGIGB

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. GIGB closed at $46.49 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$46.52	+0.06%	+$5 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$46.82	+0.70%	+$56 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$46.80	+0.67%	+$53 gain
90 days afterApr 23, 2026	Apr 23, 2026	$46.05	−0.95%	−$76 loss
Latest closeOct 21, 2026	Oct 21, 2026	$43.86	−5.67%	−$453 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Goldman Sachs ActiveBeta Emerging Markets Equity EGEM

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. GEM closed at $44.88 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$44.88	0.00%	$0
Day of disclosureFeb 17, 2026	Feb 17, 2026	$46.39	+3.36%	+$269 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$46.98	+4.68%	+$374 gain
90 days afterApr 23, 2026	Apr 23, 2026	$47.33	+5.46%	+$437 gain
Latest closeOct 20, 2026	Oct 20, 2026	$48.46	+7.98%	+$638 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

First Trust Global Tactical Commodity Strategy FunFTGC

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. FTGC closed at $25.06 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$25.29	+0.92%	+$73 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$24.11	−3.79%	−$303 loss
30 days afterFeb 23, 2026	Feb 23, 2026	$25.15	+0.36%	+$29 gain
90 days afterApr 23, 2026	Apr 23, 2026	$29.12	+16.2%	+$1,296 gain
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+23.6%	+$1,889 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

First Trust Exchange-Traded Fund VIII FT Energy InEIPI

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. EIPI closed at $20.50 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$20.59	+0.44%	+$35 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$21.93	+6.98%	+$558 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$22.02	+7.41%	+$593 gain
90 days afterApr 23, 2026	Apr 23, 2026	$22.19	+8.24%	+$660 gain
Latest closeOct 20, 2026	Oct 20, 2026	$22.36	+9.07%	+$726 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Exxon Mobil CorpXOM

Stock

Transaction date: Jan 8, 2026Filed 38 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 38 days after the trade. XOM closed at $122.91 on Jan 8, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 9, 2026	Jan 9, 2026	$124.61	+1.38%	+$111 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$146.19	+18.9%	+$1,515 gain
30 days afterFeb 9, 2026	Feb 9, 2026	$151.21	+23.0%	+$1,842 gain
90 days afterApr 8, 2026	Apr 8, 2026	$156.22	+27.1%	+$2,168 gain
Latest closeOct 20, 2026	Oct 20, 2026	$177.86	+44.7%	+$3,577 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Eaton CorpETN

Stock

Transaction date: Jan 29, 2026Filed 17 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. ETN closed at $354.37 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 30, 2026	Jan 30, 2026	$351.42	−0.83%	−$67 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$391.49	+10.5%	+$838 gain
30 days afterMar 2, 2026	Mar 2, 2026	$377.40	+6.50%	+$520 gain
90 days afterApr 29, 2026	Apr 29, 2026	$410.77	+15.9%	+$1,273 gain
Latest closeOct 20, 2026	Oct 20, 2026	$381.98	+7.79%	+$623 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Walt Disney CompanyDIS

Stock

Transaction date: Jan 8, 2026Filed 38 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 38 days after the trade. DIS closed at $114.17 on Jan 8, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 9, 2026	Jan 9, 2026	$115.88	+1.50%	+$120 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$105.44	−7.65%	−$612 loss
30 days afterFeb 9, 2026	Feb 9, 2026	$107.13	−6.17%	−$493 loss
90 days afterApr 8, 2026	Apr 8, 2026	$99.18	−13.1%	−$1,050 loss
Latest closeOct 20, 2026	Oct 20, 2026	$111.67	−2.19%	−$175 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dexcom IncDXCM

Stock

Transaction date: Jan 26, 2026Filed 20 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. DXCM closed at $73.34 on Jan 26, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 27, 2026	Jan 27, 2026	$73.67	+0.45%	+$36 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$70.43	−3.97%	−$317 loss
30 days afterFeb 25, 2026	Feb 25, 2026	$73.16	−0.25%	−$20 loss
90 days afterApr 27, 2026	Apr 27, 2026	$61.41	−16.3%	−$1,301 loss
Latest closeOct 20, 2026	Oct 20, 2026	$85.74	+16.9%	+$1,353 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

CVS CorpCVS

Stock

Transaction date: Jan 29, 2026Filed 17 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. CVS closed at $74.44 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 30, 2026	Jan 30, 2026	$74.52	+0.11%	+$9 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$78.20	+5.05%	+$404 gain
30 days afterMar 2, 2026	Mar 2, 2026	$81.66	+9.70%	+$776 gain
90 days afterApr 29, 2026	Apr 29, 2026	$83.90	+12.7%	+$1,017 gain
Latest closeOct 20, 2026	Oct 20, 2026	$94.75	+27.3%	+$2,183 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Caterpillar IncCAT

Stock

Transaction date: Jan 29, 2026Filed 17 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. CAT closed at $665.24 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 30, 2026	Jan 30, 2026	$657.36	−1.18%	−$95 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$764.76	+15.0%	+$1,197 gain
30 days afterMar 2, 2026	Mar 2, 2026	$752.32	+13.1%	+$1,047 gain
90 days afterApr 29, 2026	Apr 29, 2026	$810.05	+21.8%	+$1,742 gain
Latest closeOct 20, 2026	Oct 20, 2026	$725.24	+9.02%	+$722 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Apple IncAAPL

Stock

Transaction date: Jan 15, 2026Filed 31 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 31 days after the trade. AAPL closed at $258.21 on Jan 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 16, 2026	Jan 16, 2026	$255.53	−1.04%	−$83 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$263.88	+2.20%	+$176 gain
30 days afterFeb 17, 2026	Feb 17, 2026	$263.88	+2.20%	+$176 gain
90 days afterApr 15, 2026	Apr 15, 2026	$266.43	+3.18%	+$255 gain
Latest closeOct 20, 2026	Oct 20, 2026	$339.50	+31.5%	+$2,519 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Jan 15, 2026Filed 31 days later

Joint

Visa IncVStock

Purchase

$1,001 - $15,000

Disclosed 31 days after the trade. V closed at $327.75 on Jan 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 16, 2026	Jan 16, 2026	$328.30	+0.17%	+$13 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$319.50	−2.52%	−$201 loss
30 days afterFeb 17, 2026	Feb 17, 2026	$319.50	−2.52%	−$201 loss
90 days afterApr 15, 2026	Apr 15, 2026	$315.91	−3.61%	−$289 loss
Latest closeOct 20, 2026	Oct 20, 2026	$406.57	+24.0%	+$1,924 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

Vanguard Global ex-U.S. Real Estate ETFVNQIStock

Purchase

$1,001 - $15,000

Disclosed 23 days after the trade. VNQI closed at $47.28 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$47.64	+0.76%	+$61 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$50.51	+6.83%	+$547 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$50.59	+7.00%	+$560 gain
90 days afterApr 23, 2026	Apr 23, 2026	$47.04	−0.50%	−$40 loss
Latest closeOct 20, 2026	Oct 20, 2026	$42.74	−9.60%	−$768 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

Tortoise Capital Series Trust Tortoise North AmeriTPYPStock

Purchase

$1,001 - $15,000

Disclosed 23 days after the trade. TPYP closed at $36.83 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$36.83	−0.01%	−$1 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$40.36	+9.58%	+$766 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$40.98	+11.3%	+$901 gain
90 days afterApr 23, 2026	Apr 23, 2026	$41.37	+12.3%	+$985 gain
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	+14.7%	+$1,173 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

Sprott Lithium Miners ETFLITPStock

Purchase

$1,001 - $15,000

Disclosed 23 days after the trade. LITP closed at $16.00 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$15.50	−3.13%	−$250 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$13.04	−18.5%	−$1,480 loss
30 days afterFeb 23, 2026	Feb 23, 2026	$13.24	−17.3%	−$1,380 loss
90 days afterApr 23, 2026	Apr 23, 2026	$15.57	−2.69%	−$215 loss
Latest closeOct 20, 2026	Oct 20, 2026	$7.60	−52.5%	−$4,199 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 29, 2026Filed 17 days later

Joint

Paypal HoldingsPYPLStock

Purchase

$1,001 - $15,000

Disclosed 17 days after the trade. PYPL closed at $53.11 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 30, 2026	Jan 30, 2026	$52.69	−0.79%	−$63 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$40.81	−23.2%	−$1,853 loss
30 days afterMar 2, 2026	Mar 2, 2026	$45.63	−14.1%	−$1,127 loss
90 days afterApr 29, 2026	Apr 29, 2026	$50.94	−4.09%	−$327 loss
Latest closeOct 20, 2026	Oct 20, 2026	$57.14	+7.59%	+$607 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

New World Fund Inc. Cl R-6RNWGXStock

Purchase

$1,001 - $15,000

Disclosed 23 days after the trade. RNWGX closed at $97.99 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$98.26	+0.28%	+$22 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$99.80	+1.85%	+$148 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$100.56	+2.62%	+$210 gain
90 days afterApr 23, 2026	Apr 23, 2026	$100.71	+2.78%	+$222 gain
Latest closeOct 20, 2026	Oct 20, 2026	$101.95	+4.04%	+$323 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 8, 2026Filed 38 days later

Joint

Netflix IncNFLXStock

Purchase

$1,001 - $15,000

Disclosed 38 days after the trade. NFLX closed at $90.53 on Jan 8, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 9, 2026	Jan 9, 2026	$89.46	−1.18%	−$95 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$77.00	−14.9%	−$1,196 loss
30 days afterFeb 9, 2026	Feb 9, 2026	$81.47	−10.0%	−$801 loss
90 days afterApr 8, 2026	Apr 8, 2026	$99.39	+9.79%	+$783 gain
Latest closeOct 20, 2026	Oct 20, 2026	$68.69	−24.1%	−$1,930 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

Janus Henderson Mortgage-Backed Securities ETFJMBSStock

Purchase

$1,001 - $15,000

Disclosed 23 days after the trade. JMBS closed at $45.85 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$45.96	+0.24%	+$19 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$46.23	+0.83%	+$66 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$46.36	+1.11%	+$89 gain
90 days afterApr 23, 2026	Apr 23, 2026	$45.52	−0.72%	−$58 loss
Latest closeOct 21, 2026	Oct 21, 2026	$42.82	−6.61%	−$529 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

iShares Core S&P 500 ETFIVVStock

Purchase

$1,001 - $15,000

Disclosed 23 days after the trade. IVV closed at $692.24 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$695.89	+0.53%	+$42 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$685.84	−0.92%	−$74 loss
30 days afterFeb 23, 2026	Feb 23, 2026	$685.49	−0.98%	−$78 loss
90 days afterApr 23, 2026	Apr 23, 2026	$711.74	+2.82%	+$225 gain
Latest closeOct 20, 2026	Oct 20, 2026	$772.35	+11.6%	+$926 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

iShares CMBS Bond ETFCMBSStock

Purchase

$1,001 - $15,000

Disclosed 23 days after the trade. CMBS closed at $49.17 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$49.21	+0.08%	+$7 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$49.65	+0.98%	+$78 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$49.55	+0.77%	+$62 gain
90 days afterApr 23, 2026	Apr 23, 2026	$48.85	−0.65%	−$52 loss
Latest closeOct 21, 2026	Oct 21, 2026	$47.54	−3.32%	−$265 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

iShares MBS ETFMBBStock

Purchase

$1,001 - $15,000

Disclosed 23 days after the trade. MBB closed at $95.55 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$95.75	+0.21%	+$17 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$96.34	+0.83%	+$66 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$96.56	+1.06%	+$85 gain
90 days afterApr 23, 2026	Apr 23, 2026	$95.09	−0.49%	−$39 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.54	−5.24%	−$420 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

Invesco Short Term Treasury ETFTBLLStock

Purchase

$1,001 - $15,000

Disclosed 23 days after the trade. TBLL closed at $105.55 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$105.56	+0.00%	+$0 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$105.78	+0.22%	+$17 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$105.51	−0.04%	−$3 loss
90 days afterApr 23, 2026	Apr 23, 2026	$105.54	−0.01%	−$1 loss
Latest closeOct 20, 2026	Oct 20, 2026	$105.47	−0.08%	−$6 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

Goldman Sachs Access Investment Grade Corporate BoGIGBStock

Purchase

$1,001 - $15,000

Disclosed 23 days after the trade. GIGB closed at $46.49 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$46.52	+0.06%	+$5 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$46.82	+0.70%	+$56 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$46.80	+0.67%	+$53 gain
90 days afterApr 23, 2026	Apr 23, 2026	$46.05	−0.95%	−$76 loss
Latest closeOct 21, 2026	Oct 21, 2026	$43.86	−5.67%	−$453 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

Goldman Sachs ActiveBeta Emerging Markets Equity EGEMStock

Purchase

$1,001 - $15,000

Disclosed 23 days after the trade. GEM closed at $44.88 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$44.88	0.00%	$0
Day of disclosureFeb 17, 2026	Feb 17, 2026	$46.39	+3.36%	+$269 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$46.98	+4.68%	+$374 gain
90 days afterApr 23, 2026	Apr 23, 2026	$47.33	+5.46%	+$437 gain
Latest closeOct 20, 2026	Oct 20, 2026	$48.46	+7.98%	+$638 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

First Trust Global Tactical Commodity Strategy FunFTGCStock

Purchase

$1,001 - $15,000

Disclosed 23 days after the trade. FTGC closed at $25.06 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$25.29	+0.92%	+$73 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$24.11	−3.79%	−$303 loss
30 days afterFeb 23, 2026	Feb 23, 2026	$25.15	+0.36%	+$29 gain
90 days afterApr 23, 2026	Apr 23, 2026	$29.12	+16.2%	+$1,296 gain
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+23.6%	+$1,889 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

First Trust Exchange-Traded Fund VIII FT Energy InEIPIStock

Purchase

$1,001 - $15,000

Disclosed 23 days after the trade. EIPI closed at $20.50 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 26, 2026	Jan 26, 2026	$20.59	+0.44%	+$35 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$21.93	+6.98%	+$558 gain
30 days afterFeb 23, 2026	Feb 23, 2026	$22.02	+7.41%	+$593 gain
90 days afterApr 23, 2026	Apr 23, 2026	$22.19	+8.24%	+$660 gain
Latest closeOct 20, 2026	Oct 20, 2026	$22.36	+9.07%	+$726 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 8, 2026Filed 38 days later

Joint

Exxon Mobil CorpXOMStock

Purchase

$1,001 - $15,000

Disclosed 38 days after the trade. XOM closed at $122.91 on Jan 8, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 9, 2026	Jan 9, 2026	$124.61	+1.38%	+$111 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$146.19	+18.9%	+$1,515 gain
30 days afterFeb 9, 2026	Feb 9, 2026	$151.21	+23.0%	+$1,842 gain
90 days afterApr 8, 2026	Apr 8, 2026	$156.22	+27.1%	+$2,168 gain
Latest closeOct 20, 2026	Oct 20, 2026	$177.86	+44.7%	+$3,577 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 29, 2026Filed 17 days later

Joint

Eaton CorpETNStock

Purchase

$1,001 - $15,000

Disclosed 17 days after the trade. ETN closed at $354.37 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 30, 2026	Jan 30, 2026	$351.42	−0.83%	−$67 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$391.49	+10.5%	+$838 gain
30 days afterMar 2, 2026	Mar 2, 2026	$377.40	+6.50%	+$520 gain
90 days afterApr 29, 2026	Apr 29, 2026	$410.77	+15.9%	+$1,273 gain
Latest closeOct 20, 2026	Oct 20, 2026	$381.98	+7.79%	+$623 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 8, 2026Filed 38 days later

Joint

Walt Disney CompanyDISStock

Purchase

$1,001 - $15,000

Disclosed 38 days after the trade. DIS closed at $114.17 on Jan 8, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 9, 2026	Jan 9, 2026	$115.88	+1.50%	+$120 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$105.44	−7.65%	−$612 loss
30 days afterFeb 9, 2026	Feb 9, 2026	$107.13	−6.17%	−$493 loss
90 days afterApr 8, 2026	Apr 8, 2026	$99.18	−13.1%	−$1,050 loss
Latest closeOct 20, 2026	Oct 20, 2026	$111.67	−2.19%	−$175 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 26, 2026Filed 20 days later

Joint

Dexcom IncDXCMStock

Purchase

$1,001 - $15,000

Disclosed 20 days after the trade. DXCM closed at $73.34 on Jan 26, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 27, 2026	Jan 27, 2026	$73.67	+0.45%	+$36 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$70.43	−3.97%	−$317 loss
30 days afterFeb 25, 2026	Feb 25, 2026	$73.16	−0.25%	−$20 loss
90 days afterApr 27, 2026	Apr 27, 2026	$61.41	−16.3%	−$1,301 loss
Latest closeOct 20, 2026	Oct 20, 2026	$85.74	+16.9%	+$1,353 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 29, 2026Filed 17 days later

Joint

CVS CorpCVSStock

Purchase

$1,001 - $15,000

Disclosed 17 days after the trade. CVS closed at $74.44 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 30, 2026	Jan 30, 2026	$74.52	+0.11%	+$9 gain
Day of disclosureFeb 17, 2026	Feb 17, 2026	$78.20	+5.05%	+$404 gain
30 days afterMar 2, 2026	Mar 2, 2026	$81.66	+9.70%	+$776 gain
90 days afterApr 29, 2026	Apr 29, 2026	$83.90	+12.7%	+$1,017 gain
Latest closeOct 20, 2026	Oct 20, 2026	$94.75	+27.3%	+$2,183 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 29, 2026Filed 17 days later

Joint

Caterpillar IncCATStock

Purchase

$1,001 - $15,000

Disclosed 17 days after the trade. CAT closed at $665.24 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 30, 2026	Jan 30, 2026	$657.36	−1.18%	−$95 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$764.76	+15.0%	+$1,197 gain
30 days afterMar 2, 2026	Mar 2, 2026	$752.32	+13.1%	+$1,047 gain
90 days afterApr 29, 2026	Apr 29, 2026	$810.05	+21.8%	+$1,742 gain
Latest closeOct 20, 2026	Oct 20, 2026	$725.24	+9.02%	+$722 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 15, 2026Filed 31 days later

Joint

Apple IncAAPLStock

Purchase

$1,001 - $15,000

Disclosed 31 days after the trade. AAPL closed at $258.21 on Jan 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 16, 2026	Jan 16, 2026	$255.53	−1.04%	−$83 loss
Day of disclosureFeb 17, 2026	Feb 17, 2026	$263.88	+2.20%	+$176 gain
30 days afterFeb 17, 2026	Feb 17, 2026	$263.88	+2.20%	+$176 gain
90 days afterApr 15, 2026	Apr 15, 2026	$266.43	+3.18%	+$255 gain
Latest closeOct 20, 2026	Oct 20, 2026	$339.50	+31.5%	+$2,519 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Disclosed 23 days after the trade. MDY closed at $636.15 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 26, 2026	Jan 26, 2026	$635.83	−0.05%	$4 loss avoided
Day of disclosureFeb 17, 2026	Feb 17, 2026	$651.76	+2.45%	$196 gain missed
30 days afterFeb 23, 2026	Feb 23, 2026	$647.12	+1.72%	$138 gain missed
90 days afterApr 23, 2026	Apr 23, 2026	$663.01	+4.22%	$338 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$666.92	+4.84%	$387 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Omnicom Group IncOMC

Stock

Transaction date: Jan 29, 2026Filed 17 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. OMC closed at $75.77 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 30, 2026	Jan 30, 2026	$77.04	+1.68%	$134 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$67.98	−10.3%	$823 loss avoided
30 days afterMar 2, 2026	Mar 2, 2026	$85.36	+12.7%	$1,013 gain missed
90 days afterApr 29, 2026	Apr 29, 2026	$76.19	+0.55%	$44 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$81.11	+7.05%	$564 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Omnicom Group IncOMC

Stock

Transaction date: Jan 15, 2026Filed 31 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 31 days after the trade. OMC closed at $80.84 on Jan 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 16, 2026	Jan 16, 2026	$79.79	−1.30%	$104 loss avoided
Day of disclosureFeb 17, 2026	Feb 17, 2026	$67.98	−15.9%	$1,273 loss avoided
30 days afterFeb 17, 2026	Feb 17, 2026	$67.98	−15.9%	$1,273 loss avoided
90 days afterApr 15, 2026	Apr 15, 2026	$77.49	−4.14%	$332 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$81.11	+0.33%	$27 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Micron TechnologyMU

Stock

Transaction date: Jan 26, 2026Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. MU closed at $389.09 on Jan 26, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 27, 2026	Jan 27, 2026	$410.24	+5.44%	$435 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$399.78	+2.75%	$220 gain missed
30 days afterFeb 25, 2026	Feb 25, 2026	$429.00	+10.3%	$821 gain missed
90 days afterApr 27, 2026	Apr 27, 2026	$524.56	+34.8%	$2,786 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$913.67	+134.8%	$10,787 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Micron TechnologyMU

Stock

Transaction date: Jan 8, 2026Filed 38 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 38 days after the trade. MU closed at $327.02 on Jan 8, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 9, 2026	Jan 9, 2026	$345.09	+5.53%	$442 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$399.78	+22.2%	$1,780 gain missed
30 days afterFeb 9, 2026	Feb 9, 2026	$383.50	+17.3%	$1,382 gain missed
90 days afterApr 8, 2026	Apr 8, 2026	$406.73	+24.4%	$1,950 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$913.67	+179.4%	$14,353 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Lam Research CorpLRCX

Stock

Transaction date: Jan 8, 2026Filed 38 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 38 days after the trade. LRCX closed at $200.96 on Jan 8, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 9, 2026	Jan 9, 2026	$218.36	+8.66%	$693 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$235.58	+17.2%	$1,378 gain missed
30 days afterFeb 9, 2026	Feb 9, 2026	$229.28	+14.1%	$1,128 gain missed
90 days afterApr 8, 2026	Apr 8, 2026	$246.49	+22.7%	$1,813 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$263.45	+31.1%	$2,488 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares S&P 500 Growth ETFIVW

Stock

Transaction date: Jan 29, 2026Filed 17 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. IVW closed at $124.95 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 30, 2026	Jan 30, 2026	$123.89	−0.85%	$68 loss avoided
Day of disclosureFeb 17, 2026	Feb 17, 2026	$119.40	−4.44%	$355 loss avoided
30 days afterMar 2, 2026	Mar 2, 2026	$119.77	−4.15%	$332 loss avoided
90 days afterApr 29, 2026	Apr 29, 2026	$128.85	+3.12%	$250 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$139.95	+12.0%	$961 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Russell 2000 ETFIWM

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. IWM closed at $264.81 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 26, 2026	Jan 26, 2026	$263.98	−0.31%	$25 loss avoided
Day of disclosureFeb 17, 2026	Feb 17, 2026	$263.04	−0.67%	$53 loss avoided
30 days afterFeb 23, 2026	Feb 23, 2026	$260.49	−1.63%	$131 loss avoided
90 days afterApr 23, 2026	Apr 23, 2026	$275.52	+4.04%	$324 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$275.78	+4.14%	$331 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Silver TrustSLV

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. SLV closed at $92.91 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 26, 2026	Jan 26, 2026	$98.34	+5.84%	$468 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$66.37	−28.6%	$2,286 loss avoided
30 days afterFeb 23, 2026	Feb 23, 2026	$80.57	−13.3%	$1,063 loss avoided
90 days afterApr 23, 2026	Apr 23, 2026	$68.38	−26.4%	$2,112 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$52.12	−43.9%	$3,513 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Fiserv IncFISV

Stock

Transaction date: Jan 29, 2026Filed 17 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. FISV closed at $63.43 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 30, 2026	Jan 30, 2026	$63.73	+0.47%	$38 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$63.45	+0.03%	$3 gain missed
30 days afterMar 2, 2026	Mar 2, 2026	$61.85	−2.49%	$199 loss avoided
90 days afterApr 29, 2026	Apr 29, 2026	$62.02	−2.22%	$178 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$48.25	−23.9%	$1,915 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

abrdn Physical Platinum Shares ETFPPLT

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. PPLT closed at $2.52 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 26, 2026	Jan 26, 2026	$2.47	−2.18%	$174 loss avoided
Day of disclosureFeb 17, 2026	Feb 17, 2026	$1.83	−27.5%	$2,199 loss avoided
30 days afterFeb 23, 2026	Feb 23, 2026	$1.97	−21.8%	$1,741 loss avoided
90 days afterApr 23, 2026	Apr 23, 2026	$1.82	−27.7%	$2,220 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$14.95	+492.7%	$39,418 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

abrdn Physical Palladium Shares ETFPALL

Stock

Transaction date: Jan 23, 2026Filed 23 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 23 days after the trade. PALL closed at $7.39 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 26, 2026	Jan 26, 2026	$7.35	−0.53%	$42 loss avoided
Day of disclosureFeb 17, 2026	Feb 17, 2026	$6.14	−16.9%	$1,352 loss avoided
30 days afterFeb 23, 2026	Feb 23, 2026	$6.38	−13.6%	$1,091 loss avoided
90 days afterApr 23, 2026	Apr 23, 2026	$5.31	−28.1%	$2,249 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$19.94	+169.8%	$13,589 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Jan 29, 2026Filed 17 days later

Joint

Union Pacific CorpUNPStock

Partial sale

$1,001 - $15,000

Disclosed 17 days after the trade. UNP closed at $233.58 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 30, 2026	Jan 30, 2026	$235.10	+0.65%	$52 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$262.80	+12.5%	$1,001 gain missed
30 days afterMar 2, 2026	Mar 2, 2026	$266.97	+14.3%	$1,144 gain missed
90 days afterApr 29, 2026	Apr 29, 2026	$264.78	+13.4%	$1,069 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$287.61	+23.1%	$1,851 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

SPYMStock

Partial sale

$1,001 - $15,000

No ticker reported

Jan 23, 2026Filed 23 days later

Joint

SPDR S&P MidCap 400 ETF TrustMDYStock

Partial sale

$1,001 - $15,000

Disclosed 23 days after the trade. MDY closed at $636.15 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 26, 2026	Jan 26, 2026	$635.83	−0.05%	$4 loss avoided
Day of disclosureFeb 17, 2026	Feb 17, 2026	$651.76	+2.45%	$196 gain missed
30 days afterFeb 23, 2026	Feb 23, 2026	$647.12	+1.72%	$138 gain missed
90 days afterApr 23, 2026	Apr 23, 2026	$663.01	+4.22%	$338 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$666.92	+4.84%	$387 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 29, 2026Filed 17 days later

Joint

Omnicom Group IncOMCStock

Sale

$1,001 - $15,000

Disclosed 17 days after the trade. OMC closed at $75.77 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 30, 2026	Jan 30, 2026	$77.04	+1.68%	$134 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$67.98	−10.3%	$823 loss avoided
30 days afterMar 2, 2026	Mar 2, 2026	$85.36	+12.7%	$1,013 gain missed
90 days afterApr 29, 2026	Apr 29, 2026	$76.19	+0.55%	$44 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$81.11	+7.05%	$564 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 15, 2026Filed 31 days later

Joint

Omnicom Group IncOMCStock

Partial sale

$1,001 - $15,000

Disclosed 31 days after the trade. OMC closed at $80.84 on Jan 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 16, 2026	Jan 16, 2026	$79.79	−1.30%	$104 loss avoided
Day of disclosureFeb 17, 2026	Feb 17, 2026	$67.98	−15.9%	$1,273 loss avoided
30 days afterFeb 17, 2026	Feb 17, 2026	$67.98	−15.9%	$1,273 loss avoided
90 days afterApr 15, 2026	Apr 15, 2026	$77.49	−4.14%	$332 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$81.11	+0.33%	$27 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 26, 2026Filed 20 days later

Joint

Micron TechnologyMUStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. MU closed at $389.09 on Jan 26, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 27, 2026	Jan 27, 2026	$410.24	+5.44%	$435 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$399.78	+2.75%	$220 gain missed
30 days afterFeb 25, 2026	Feb 25, 2026	$429.00	+10.3%	$821 gain missed
90 days afterApr 27, 2026	Apr 27, 2026	$524.56	+34.8%	$2,786 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$913.67	+134.8%	$10,787 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 8, 2026Filed 38 days later

Joint

Micron TechnologyMUStock

Partial sale

$1,001 - $15,000

Disclosed 38 days after the trade. MU closed at $327.02 on Jan 8, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 9, 2026	Jan 9, 2026	$345.09	+5.53%	$442 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$399.78	+22.2%	$1,780 gain missed
30 days afterFeb 9, 2026	Feb 9, 2026	$383.50	+17.3%	$1,382 gain missed
90 days afterApr 8, 2026	Apr 8, 2026	$406.73	+24.4%	$1,950 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$913.67	+179.4%	$14,353 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 8, 2026Filed 38 days later

Joint

Lam Research CorpLRCXStock

Partial sale

$1,001 - $15,000

Disclosed 38 days after the trade. LRCX closed at $200.96 on Jan 8, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 9, 2026	Jan 9, 2026	$218.36	+8.66%	$693 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$235.58	+17.2%	$1,378 gain missed
30 days afterFeb 9, 2026	Feb 9, 2026	$229.28	+14.1%	$1,128 gain missed
90 days afterApr 8, 2026	Apr 8, 2026	$246.49	+22.7%	$1,813 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$263.45	+31.1%	$2,488 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 29, 2026Filed 17 days later

Joint

iShares S&P 500 Growth ETFIVWStock

Sale

$1,001 - $15,000

Disclosed 17 days after the trade. IVW closed at $124.95 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 30, 2026	Jan 30, 2026	$123.89	−0.85%	$68 loss avoided
Day of disclosureFeb 17, 2026	Feb 17, 2026	$119.40	−4.44%	$355 loss avoided
30 days afterMar 2, 2026	Mar 2, 2026	$119.77	−4.15%	$332 loss avoided
90 days afterApr 29, 2026	Apr 29, 2026	$128.85	+3.12%	$250 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$139.95	+12.0%	$961 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

iShares Russell 2000 ETFIWMStock

Partial sale

$1,001 - $15,000

Disclosed 23 days after the trade. IWM closed at $264.81 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 26, 2026	Jan 26, 2026	$263.98	−0.31%	$25 loss avoided
Day of disclosureFeb 17, 2026	Feb 17, 2026	$263.04	−0.67%	$53 loss avoided
30 days afterFeb 23, 2026	Feb 23, 2026	$260.49	−1.63%	$131 loss avoided
90 days afterApr 23, 2026	Apr 23, 2026	$275.52	+4.04%	$324 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$275.78	+4.14%	$331 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

iShares Silver TrustSLVStock

Sale

$1,001 - $15,000

Disclosed 23 days after the trade. SLV closed at $92.91 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 26, 2026	Jan 26, 2026	$98.34	+5.84%	$468 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$66.37	−28.6%	$2,286 loss avoided
30 days afterFeb 23, 2026	Feb 23, 2026	$80.57	−13.3%	$1,063 loss avoided
90 days afterApr 23, 2026	Apr 23, 2026	$68.38	−26.4%	$2,112 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$52.12	−43.9%	$3,513 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 29, 2026Filed 17 days later

Joint

Fiserv IncFISVStock

Sale

$1,001 - $15,000

Disclosed 17 days after the trade. FISV closed at $63.43 on Jan 29, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 30, 2026	Jan 30, 2026	$63.73	+0.47%	$38 gain missed
Day of disclosureFeb 17, 2026	Feb 17, 2026	$63.45	+0.03%	$3 gain missed
30 days afterMar 2, 2026	Mar 2, 2026	$61.85	−2.49%	$199 loss avoided
90 days afterApr 29, 2026	Apr 29, 2026	$62.02	−2.22%	$178 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$48.25	−23.9%	$1,915 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

abrdn Physical Platinum Shares ETFPPLTStock

Sale

$1,001 - $15,000

Disclosed 23 days after the trade. PPLT closed at $2.52 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 26, 2026	Jan 26, 2026	$2.47	−2.18%	$174 loss avoided
Day of disclosureFeb 17, 2026	Feb 17, 2026	$1.83	−27.5%	$2,199 loss avoided
30 days afterFeb 23, 2026	Feb 23, 2026	$1.97	−21.8%	$1,741 loss avoided
90 days afterApr 23, 2026	Apr 23, 2026	$1.82	−27.7%	$2,220 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$14.95	+492.7%	$39,418 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jan 23, 2026Filed 23 days later

Joint

abrdn Physical Palladium Shares ETFPALLStock

Sale

$1,001 - $15,000

Disclosed 23 days after the trade. PALL closed at $7.39 on Jan 23, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 26, 2026	Jan 26, 2026	$7.35	−0.53%	$42 loss avoided
Day of disclosureFeb 17, 2026	Feb 17, 2026	$6.14	−16.9%	$1,352 loss avoided
30 days afterFeb 23, 2026	Feb 23, 2026	$6.38	−13.6%	$1,091 loss avoided
90 days afterApr 23, 2026	Apr 23, 2026	$5.31	−28.1%	$2,249 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$19.94	+169.8%	$13,589 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

State Street SPDR Portfolio S&P 500 ETFSPYM

Stock

Transaction date: Dec 24, 2025Filed 20 days later
Type: Purchase
Amount (as reported): $15,001 - $50,000
Owner: Joint

Disclosed 20 days after the trade. SPYM closed at $81.46 on Dec 24, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 bought
Day after the tradeDec 26, 2025	Dec 26, 2025	$81.22	−0.29%	−$96 loss
Day of disclosureJan 13, 2026	Jan 13, 2026	$81.62	+0.20%	+$64 gain
30 days afterJan 23, 2026	Jan 23, 2026	$81.10	−0.44%	−$144 loss
90 days afterMar 24, 2026	Mar 24, 2026	$76.87	−5.63%	−$1,831 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.99	+11.7%	+$3,802 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Microsoft CorpMSFT

Stock

Transaction date: Dec 17, 2025Filed 27 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 27 days after the trade. MSFT closed at $476.12 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 18, 2025	Dec 18, 2025	$483.98	+1.65%	+$132 gain
Day of disclosureJan 13, 2026	Jan 13, 2026	$470.67	−1.14%	−$92 loss
30 days afterJan 16, 2026	Jan 16, 2026	$459.86	−3.42%	−$273 loss
90 days afterMar 17, 2026	Mar 17, 2026	$399.41	−16.1%	−$1,289 loss
Latest closeOct 20, 2026	Oct 20, 2026	$531.87	+11.7%	+$937 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares S&P 500 Growth ETFIVW

Stock

Transaction date: Dec 31, 2025Filed 13 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 13 days after the trade. IVW closed at $123.26 on Dec 31, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 2, 2026	Jan 2, 2026	$123.34	+0.06%	+$5 gain
Day of disclosureJan 13, 2026	Jan 13, 2026	$124.87	+1.31%	+$105 gain
30 days afterJan 30, 2026	Jan 30, 2026	$123.89	+0.51%	+$41 gain
90 days afterMar 31, 2026	Mar 31, 2026	$113.11	−8.23%	−$659 loss
Latest closeOct 20, 2026	Oct 20, 2026	$139.95	+13.5%	+$1,083 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Core S&P Small-Cap ETFIJR

Stock

Transaction date: Dec 26, 2025Filed 18 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 18 days after the trade. IJR closed at $123.13 on Dec 26, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 29, 2025	Dec 29, 2025	$122.53	−0.49%	−$39 loss
Day of disclosureJan 13, 2026	Jan 13, 2026	$126.52	+2.75%	+$220 gain
30 days afterJan 26, 2026	Jan 26, 2026	$128.14	+4.07%	+$326 gain
90 days afterMar 26, 2026	Mar 26, 2026	$123.67	+0.44%	+$35 gain
Latest closeOct 20, 2026	Oct 20, 2026	$137.66	+11.8%	+$944 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Arista Networks, Inc. Common StockANET

Stock

Transaction date: Dec 11, 2025Filed 33 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 33 days after the trade. ANET closed at $134.39 on Dec 11, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 12, 2025	Dec 12, 2025	$124.76	−7.17%	−$573 loss
Day of disclosureJan 13, 2026	Jan 13, 2026	$129.93	−3.32%	−$266 loss
30 days afterJan 12, 2026	Jan 12, 2026	$123.42	−8.16%	−$653 loss
90 days afterMar 11, 2026	Mar 11, 2026	$138.23	+2.86%	+$229 gain
Latest closeOct 20, 2026	Oct 20, 2026	$181.19	+34.8%	+$2,786 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Apple IncAAPL

Stock

Transaction date: Dec 17, 2025Filed 27 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 27 days after the trade. AAPL closed at $271.84 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 18, 2025	Dec 18, 2025	$272.19	+0.13%	+$10 gain
Day of disclosureJan 13, 2026	Jan 13, 2026	$261.05	−3.97%	−$318 loss
30 days afterJan 16, 2026	Jan 16, 2026	$255.53	−6.00%	−$480 loss
90 days afterMar 17, 2026	Mar 17, 2026	$254.23	−6.48%	−$518 loss
Latest closeOct 20, 2026	Oct 20, 2026	$339.50	+24.9%	+$1,991 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Dec 17, 2025Filed 27 days later

Joint

Wells Fargo & CompanyWFCStock

Purchase

$1,001 - $15,000

Disclosed 27 days after the trade. WFC closed at $92.59 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 18, 2025	Dec 18, 2025	$91.48	−1.20%	−$96 loss
Day of disclosureJan 13, 2026	Jan 13, 2026	$93.56	+1.05%	+$84 gain
30 days afterJan 16, 2026	Jan 16, 2026	$88.38	−4.55%	−$364 loss
90 days afterMar 17, 2026	Mar 17, 2026	$76.23	−17.7%	−$1,414 loss
Latest closeOct 20, 2026	Oct 20, 2026	$82.20	−11.2%	−$898 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 11, 2025Filed 33 days later

Joint

Super Micro ComputerSMCIStock

Purchase

$1,001 - $15,000

Disclosed 33 days after the trade. SMCI closed at $34.02 on Dec 11, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 12, 2025	Dec 12, 2025	$32.33	−4.97%	−$397 loss
Day of disclosureJan 13, 2026	Jan 13, 2026	$28.60	−15.9%	−$1,275 loss
30 days afterJan 12, 2026	Jan 12, 2026	$30.12	−11.5%	−$917 loss
90 days afterMar 11, 2026	Mar 11, 2026	$31.79	−6.55%	−$524 loss
Latest closeOct 20, 2026	Oct 20, 2026	$32.47	−4.56%	−$365 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 24, 2025Filed 20 days later

Joint

State Street SPDR Portfolio S&P 500 ETFSPYMStock

Purchase

$15,001 - $50,000

Disclosed 20 days after the trade. SPYM closed at $81.46 on Dec 24, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 bought
Day after the tradeDec 26, 2025	Dec 26, 2025	$81.22	−0.29%	−$96 loss
Day of disclosureJan 13, 2026	Jan 13, 2026	$81.62	+0.20%	+$64 gain
30 days afterJan 23, 2026	Jan 23, 2026	$81.10	−0.44%	−$144 loss
90 days afterMar 24, 2026	Mar 24, 2026	$76.87	−5.63%	−$1,831 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.99	+11.7%	+$3,802 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 17, 2025Filed 27 days later

Joint

Microsoft CorpMSFTStock

Purchase

$1,001 - $15,000

Disclosed 27 days after the trade. MSFT closed at $476.12 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 18, 2025	Dec 18, 2025	$483.98	+1.65%	+$132 gain
Day of disclosureJan 13, 2026	Jan 13, 2026	$470.67	−1.14%	−$92 loss
30 days afterJan 16, 2026	Jan 16, 2026	$459.86	−3.42%	−$273 loss
90 days afterMar 17, 2026	Mar 17, 2026	$399.41	−16.1%	−$1,289 loss
Latest closeOct 20, 2026	Oct 20, 2026	$531.87	+11.7%	+$937 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 31, 2025Filed 13 days later

Joint

iShares S&P 500 Growth ETFIVWStock

Purchase

$1,001 - $15,000

Disclosed 13 days after the trade. IVW closed at $123.26 on Dec 31, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeJan 2, 2026	Jan 2, 2026	$123.34	+0.06%	+$5 gain
Day of disclosureJan 13, 2026	Jan 13, 2026	$124.87	+1.31%	+$105 gain
30 days afterJan 30, 2026	Jan 30, 2026	$123.89	+0.51%	+$41 gain
90 days afterMar 31, 2026	Mar 31, 2026	$113.11	−8.23%	−$659 loss
Latest closeOct 20, 2026	Oct 20, 2026	$139.95	+13.5%	+$1,083 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 26, 2025Filed 18 days later

Joint

iShares Core S&P Small-Cap ETFIJRStock

Purchase

$1,001 - $15,000

Disclosed 18 days after the trade. IJR closed at $123.13 on Dec 26, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 29, 2025	Dec 29, 2025	$122.53	−0.49%	−$39 loss
Day of disclosureJan 13, 2026	Jan 13, 2026	$126.52	+2.75%	+$220 gain
30 days afterJan 26, 2026	Jan 26, 2026	$128.14	+4.07%	+$326 gain
90 days afterMar 26, 2026	Mar 26, 2026	$123.67	+0.44%	+$35 gain
Latest closeOct 20, 2026	Oct 20, 2026	$137.66	+11.8%	+$944 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 11, 2025Filed 33 days later

Joint

Arista Networks, Inc. Common StockANETStock

Purchase

$1,001 - $15,000

Disclosed 33 days after the trade. ANET closed at $134.39 on Dec 11, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 12, 2025	Dec 12, 2025	$124.76	−7.17%	−$573 loss
Day of disclosureJan 13, 2026	Jan 13, 2026	$129.93	−3.32%	−$266 loss
30 days afterJan 12, 2026	Jan 12, 2026	$123.42	−8.16%	−$653 loss
90 days afterMar 11, 2026	Mar 11, 2026	$138.23	+2.86%	+$229 gain
Latest closeOct 20, 2026	Oct 20, 2026	$181.19	+34.8%	+$2,786 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 17, 2025Filed 27 days later

Joint

Apple IncAAPLStock

Purchase

$1,001 - $15,000

Disclosed 27 days after the trade. AAPL closed at $271.84 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeDec 18, 2025	Dec 18, 2025	$272.19	+0.13%	+$10 gain
Day of disclosureJan 13, 2026	Jan 13, 2026	$261.05	−3.97%	−$318 loss
30 days afterJan 16, 2026	Jan 16, 2026	$255.53	−6.00%	−$480 loss
90 days afterMar 17, 2026	Mar 17, 2026	$254.23	−6.48%	−$518 loss
Latest closeOct 20, 2026	Oct 20, 2026	$339.50	+24.9%	+$1,991 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Motorola Solutions, Inc. Common StockMSI

Stock

Transaction date: Dec 17, 2025Filed 27 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 27 days after the trade. MSI closed at $374.49 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 18, 2025	Dec 18, 2025	$373.74	−0.20%	$16 loss avoided
Day of disclosureJan 13, 2026	Jan 13, 2026	$391.00	+4.41%	$353 gain missed
30 days afterJan 16, 2026	Jan 16, 2026	$400.61	+6.97%	$558 gain missed
90 days afterMar 17, 2026	Mar 17, 2026	$469.09	+25.3%	$2,021 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$463.46	+23.8%	$1,901 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Silver TrustSLV

Stock

Transaction date: Dec 24, 2025Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. SLV closed at $65.22 on Dec 24, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 26, 2025	Dec 26, 2025	$71.12	+9.05%	$724 gain missed
Day of disclosureJan 13, 2026	Jan 13, 2026	$78.60	+20.5%	$1,641 gain missed
30 days afterJan 23, 2026	Jan 23, 2026	$92.91	+42.5%	$3,397 gain missed
90 days afterMar 24, 2026	Mar 24, 2026	$62.95	−3.48%	$278 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$52.12	−20.1%	$1,607 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Invesco Short Term Treasury ETFTBLL

Stock

Transaction date: Dec 11, 2025Filed 33 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 33 days after the trade. TBLL closed at $105.78 on Dec 11, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 12, 2025	Dec 12, 2025	$105.81	+0.03%	$2 gain missed
Day of disclosureJan 13, 2026	Jan 13, 2026	$105.77	−0.01%	$1 loss avoided
30 days afterJan 12, 2026	Jan 12, 2026	$105.75	−0.03%	$2 loss avoided
90 days afterMar 11, 2026	Mar 11, 2026	$105.67	−0.10%	$8 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$105.47	−0.29%	$23 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Boston Scientific CorpBSX

Stock

Transaction date: Dec 17, 2025Filed 27 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 27 days after the trade. BSX closed at $94.48 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 18, 2025	Dec 18, 2025	$96.11	+1.73%	$138 gain missed
Day of disclosureJan 13, 2026	Jan 13, 2026	$94.14	−0.36%	$29 loss avoided
30 days afterJan 16, 2026	Jan 16, 2026	$88.07	−6.78%	$543 loss avoided
90 days afterMar 17, 2026	Mar 17, 2026	$71.20	−24.6%	$1,971 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$45.58	−51.8%	$4,141 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

abrdn Physical Platinum Shares ETFPPLT

Stock

Transaction date: Dec 24, 2025Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. PPLT closed at $20.45 on Dec 24, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 26, 2025	Dec 26, 2025	$22.01	+7.64%	$611 gain missed
Day of disclosureJan 13, 2026	Jan 13, 2026	$2.12	−89.7%	$7,173 loss avoided
30 days afterJan 23, 2026	Jan 23, 2026	$2.52	−87.7%	$7,014 loss avoided
90 days afterMar 24, 2026	Mar 24, 2026	$1.72	−91.6%	$7,329 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$14.95	−26.9%	$2,152 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

abrdn Physical Palladium Shares ETFPALL

Stock

Transaction date: Dec 24, 2025Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. PALL closed at $31.30 on Dec 24, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 26, 2025	Dec 26, 2025	$35.18	+12.4%	$992 gain missed
Day of disclosureJan 13, 2026	Jan 13, 2026	$6.65	−78.7%	$6,300 loss avoided
30 days afterJan 23, 2026	Jan 23, 2026	$7.39	−76.4%	$6,112 loss avoided
90 days afterMar 24, 2026	Mar 24, 2026	$5.13	−83.6%	$6,690 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$19.94	−36.3%	$2,904 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Dec 31, 2025Filed 13 days later

Joint

Super Micro Computer, Inc. - Common StockSMCIStock

Sale

$1,001 - $15,000

Disclosed 13 days after the trade. SMCI closed at $29.27 on Dec 31, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJan 2, 2026	Jan 2, 2026	$30.96	+5.77%	$462 gain missed
Day of disclosureJan 13, 2026	Jan 13, 2026	$28.60	−2.29%	$183 loss avoided
30 days afterJan 30, 2026	Jan 30, 2026	$29.11	−0.55%	$44 loss avoided
90 days afterMar 31, 2026	Mar 31, 2026	$22.77	−22.2%	$1,777 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$32.47	+10.9%	$875 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 26, 2025Filed 18 days later

Joint

SPDR S&P Regional Banking ETFKREStock

Sale

$1,001 - $15,000

Disclosed 18 days after the trade. KRE closed at $66.52 on Dec 26, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 29, 2025	Dec 29, 2025	$65.94	−0.87%	$70 loss avoided
Day of disclosureJan 13, 2026	Jan 13, 2026	$66.24	−0.42%	$34 loss avoided
30 days afterJan 26, 2026	Jan 26, 2026	$67.93	+2.12%	$170 gain missed
90 days afterMar 26, 2026	Mar 26, 2026	$64.47	−3.08%	$247 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$70.62	+6.16%	$493 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 17, 2025Filed 27 days later

Joint

Motorola Solutions, Inc. Common StockMSIStock

Partial sale

$1,001 - $15,000

Disclosed 27 days after the trade. MSI closed at $374.49 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 18, 2025	Dec 18, 2025	$373.74	−0.20%	$16 loss avoided
Day of disclosureJan 13, 2026	Jan 13, 2026	$391.00	+4.41%	$353 gain missed
30 days afterJan 16, 2026	Jan 16, 2026	$400.61	+6.97%	$558 gain missed
90 days afterMar 17, 2026	Mar 17, 2026	$469.09	+25.3%	$2,021 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$463.46	+23.8%	$1,901 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 24, 2025Filed 20 days later

Joint

iShares Silver TrustSLVStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. SLV closed at $65.22 on Dec 24, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 26, 2025	Dec 26, 2025	$71.12	+9.05%	$724 gain missed
Day of disclosureJan 13, 2026	Jan 13, 2026	$78.60	+20.5%	$1,641 gain missed
30 days afterJan 23, 2026	Jan 23, 2026	$92.91	+42.5%	$3,397 gain missed
90 days afterMar 24, 2026	Mar 24, 2026	$62.95	−3.48%	$278 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$52.12	−20.1%	$1,607 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 11, 2025Filed 33 days later

Joint

Invesco Short Term Treasury ETFTBLLStock

Partial sale

$1,001 - $15,000

Disclosed 33 days after the trade. TBLL closed at $105.78 on Dec 11, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 12, 2025	Dec 12, 2025	$105.81	+0.03%	$2 gain missed
Day of disclosureJan 13, 2026	Jan 13, 2026	$105.77	−0.01%	$1 loss avoided
30 days afterJan 12, 2026	Jan 12, 2026	$105.75	−0.03%	$2 loss avoided
90 days afterMar 11, 2026	Mar 11, 2026	$105.67	−0.10%	$8 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$105.47	−0.29%	$23 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 17, 2025Filed 27 days later

Joint

Boston Scientific CorpBSXStock

Partial sale

$1,001 - $15,000

Disclosed 27 days after the trade. BSX closed at $94.48 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 18, 2025	Dec 18, 2025	$96.11	+1.73%	$138 gain missed
Day of disclosureJan 13, 2026	Jan 13, 2026	$94.14	−0.36%	$29 loss avoided
30 days afterJan 16, 2026	Jan 16, 2026	$88.07	−6.78%	$543 loss avoided
90 days afterMar 17, 2026	Mar 17, 2026	$71.20	−24.6%	$1,971 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$45.58	−51.8%	$4,141 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 24, 2025Filed 20 days later

Joint

abrdn Physical Platinum Shares ETFPPLTStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. PPLT closed at $20.45 on Dec 24, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 26, 2025	Dec 26, 2025	$22.01	+7.64%	$611 gain missed
Day of disclosureJan 13, 2026	Jan 13, 2026	$2.12	−89.7%	$7,173 loss avoided
30 days afterJan 23, 2026	Jan 23, 2026	$2.52	−87.7%	$7,014 loss avoided
90 days afterMar 24, 2026	Mar 24, 2026	$1.72	−91.6%	$7,329 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$14.95	−26.9%	$2,152 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 24, 2025Filed 20 days later

Joint

abrdn Physical Palladium Shares ETFPALLStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. PALL closed at $31.30 on Dec 24, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 26, 2025	Dec 26, 2025	$35.18	+12.4%	$992 gain missed
Day of disclosureJan 13, 2026	Jan 13, 2026	$6.65	−78.7%	$6,300 loss avoided
30 days afterJan 23, 2026	Jan 23, 2026	$7.39	−76.4%	$6,112 loss avoided
90 days afterMar 24, 2026	Mar 24, 2026	$5.13	−83.6%	$6,690 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$19.94	−36.3%	$2,904 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

S&P Midcap 400 SPDRMDY

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. MDY closed at $582.32 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 24, 2025	Nov 24, 2025	$587.81	+0.94%	+$75 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$604.34	+3.78%	+$303 gain
30 days afterDec 22, 2025	Dec 22, 2025	$616.09	+5.80%	+$464 gain
90 days afterFeb 19, 2026	Feb 19, 2026	$654.50	+12.4%	+$992 gain
Latest closeOct 20, 2026	Oct 20, 2026	$666.92	+14.5%	+$1,162 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Paypal HoldingsPYPL

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. PYPL closed at $60.57 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 24, 2025	Nov 24, 2025	$60.56	−0.02%	−$1 loss
Day of disclosureDec 8, 2025	Dec 8, 2025	$61.12	+0.91%	+$73 gain
30 days afterDec 22, 2025	Dec 22, 2025	$59.86	−1.17%	−$94 loss
90 days afterFeb 19, 2026	Feb 19, 2026	$41.73	−31.1%	−$2,489 loss
Latest closeOct 20, 2026	Oct 20, 2026	$57.14	−5.66%	−$453 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Janus Henderson Mortgage-Backed Securities ETFJMBS

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. JMBS closed at $45.81 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 24, 2025	Nov 24, 2025	$45.87	+0.13%	+$10 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$45.59	−0.48%	−$38 loss
30 days afterDec 22, 2025	Dec 22, 2025	$45.62	−0.41%	−$33 loss
90 days afterFeb 19, 2026	Feb 19, 2026	$46.17	+0.79%	+$63 gain
Latest closeOct 21, 2026	Oct 21, 2026	$42.82	−6.53%	−$522 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares CMBS Bond ETFCMBS

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. CMBS closed at $49.07 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 24, 2025	Nov 24, 2025	$49.15	+0.16%	+$13 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$49.05	−0.04%	−$3 loss
30 days afterDec 22, 2025	Dec 22, 2025	$49.02	−0.10%	−$8 loss
90 days afterFeb 19, 2026	Feb 19, 2026	$49.36	+0.59%	+$47 gain
Latest closeOct 21, 2026	Oct 21, 2026	$47.54	−3.12%	−$249 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares MBS ETFMBB

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. MBB closed at $95.49 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 24, 2025	Nov 24, 2025	$95.64	+0.16%	+$13 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$94.90	−0.62%	−$49 loss
30 days afterDec 22, 2025	Dec 22, 2025	$95.09	−0.42%	−$34 loss
90 days afterFeb 19, 2026	Feb 19, 2026	$96.30	+0.85%	+$68 gain
Latest closeOct 21, 2026	Oct 21, 2026	$90.54	−5.18%	−$415 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Goldman Sachs Access Investment Grade Corporate BoGIGB

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. GIGB closed at $46.48 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 24, 2025	Nov 24, 2025	$46.65	+0.35%	+$28 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$46.38	−0.22%	−$17 loss
30 days afterDec 22, 2025	Dec 22, 2025	$46.39	−0.20%	−$16 loss
90 days afterFeb 19, 2026	Feb 19, 2026	$46.80	+0.68%	+$54 gain
Latest closeOct 21, 2026	Oct 21, 2026	$43.86	−5.65%	−$452 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Arista Networks IncANET

Stock

Transaction date: Nov 13, 2025Filed 25 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 25 days after the trade. ANET closed at $130.30 on Nov 13, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 14, 2025	Nov 14, 2025	$131.37	+0.82%	+$66 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$129.11	−0.91%	−$73 loss
30 days afterDec 15, 2025	Dec 15, 2025	$125.89	−3.38%	−$271 loss
90 days afterFeb 11, 2026	Feb 11, 2026	$140.66	+7.95%	+$636 gain
Latest closeOct 20, 2026	Oct 20, 2026	$181.19	+39.1%	+$3,125 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Amazon.com IncAMZN

Stock

Transaction date: Nov 13, 2025Filed 25 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 25 days after the trade. AMZN closed at $237.58 on Nov 13, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 14, 2025	Nov 14, 2025	$234.69	−1.22%	−$97 loss
Day of disclosureDec 8, 2025	Dec 8, 2025	$226.89	−4.50%	−$360 loss
30 days afterDec 15, 2025	Dec 15, 2025	$222.54	−6.33%	−$507 loss
90 days afterFeb 11, 2026	Feb 11, 2026	$204.08	−14.1%	−$1,128 loss
Latest closeOct 20, 2026	Oct 20, 2026	$262.63	+10.5%	+$844 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Westwood Smallcap Fund Class YWWSYX

Stock

Transaction date: Nov 20, 2025Filed 18 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 18 days after the trade. WWSYX closed at $19.18 on Nov 20, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 21, 2025	Nov 21, 2025	$19.78	+3.13%	+$250 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$20.37	+6.20%	+$496 gain
30 days afterDec 22, 2025	Dec 22, 2025	$19.73	+2.87%	+$229 gain
90 days afterFeb 18, 2026	Feb 18, 2026	$21.11	+10.1%	+$805 gain
Latest closeOct 20, 2026	Oct 20, 2026	$20.28	+5.74%	+$459 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Nov 6, 2025Filed 32 days later

Joint

Vanguard FTSE Developed Markets ETFVEAStock

Purchase

$1,001 - $15,000

Disclosed 32 days after the trade. VEA closed at $60.42 on Nov 6, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 7, 2025	Nov 7, 2025	$60.61	+0.31%	+$25 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$61.91	+2.47%	+$197 gain
30 days afterDec 8, 2025	Dec 8, 2025	$61.91	+2.47%	+$197 gain
90 days afterFeb 4, 2026	Feb 4, 2026	$66.80	+10.6%	+$845 gain
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	+16.1%	+$1,285 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 6, 2025Filed 32 days later

Joint

Vanguard FTSE Emerging Markets ETFVWOStock

Purchase

$1,001 - $15,000

Disclosed 32 days after the trade. VWO closed at $54.59 on Nov 6, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 7, 2025	Nov 7, 2025	$54.54	−0.09%	−$7 loss
Day of disclosureDec 8, 2025	Dec 8, 2025	$54.20	−0.71%	−$57 loss
30 days afterDec 8, 2025	Dec 8, 2025	$54.20	−0.71%	−$57 loss
90 days afterFeb 4, 2026	Feb 4, 2026	$56.41	+3.33%	+$267 gain
Latest closeOct 20, 2026	Oct 20, 2026	$58.25	+6.70%	+$536 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 21, 2025Filed 17 days later

Joint

S&P Midcap 400 SPDRMDYStock

Purchase

$1,001 - $15,000

Disclosed 17 days after the trade. MDY closed at $582.32 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 24, 2025	Nov 24, 2025	$587.81	+0.94%	+$75 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$604.34	+3.78%	+$303 gain
30 days afterDec 22, 2025	Dec 22, 2025	$616.09	+5.80%	+$464 gain
90 days afterFeb 19, 2026	Feb 19, 2026	$654.50	+12.4%	+$992 gain
Latest closeOct 20, 2026	Oct 20, 2026	$666.92	+14.5%	+$1,162 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 21, 2025Filed 17 days later

Joint

Paypal HoldingsPYPLStock

Purchase

$1,001 - $15,000

Disclosed 17 days after the trade. PYPL closed at $60.57 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 24, 2025	Nov 24, 2025	$60.56	−0.02%	−$1 loss
Day of disclosureDec 8, 2025	Dec 8, 2025	$61.12	+0.91%	+$73 gain
30 days afterDec 22, 2025	Dec 22, 2025	$59.86	−1.17%	−$94 loss
90 days afterFeb 19, 2026	Feb 19, 2026	$41.73	−31.1%	−$2,489 loss
Latest closeOct 20, 2026	Oct 20, 2026	$57.14	−5.66%	−$453 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 13, 2025Filed 25 days later

Joint

METAStock

Purchase

$1,001 - $15,000

No ticker reported

Nov 21, 2025Filed 17 days later

Joint

Janus Henderson Mortgage-Backed Securities ETFJMBSStock

Purchase

$1,001 - $15,000

Disclosed 17 days after the trade. JMBS closed at $45.81 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 24, 2025	Nov 24, 2025	$45.87	+0.13%	+$10 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$45.59	−0.48%	−$38 loss
30 days afterDec 22, 2025	Dec 22, 2025	$45.62	−0.41%	−$33 loss
90 days afterFeb 19, 2026	Feb 19, 2026	$46.17	+0.79%	+$63 gain
Latest closeOct 21, 2026	Oct 21, 2026	$42.82	−6.53%	−$522 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 21, 2025Filed 17 days later

Joint

iShares CMBS Bond ETFCMBSStock

Purchase

$1,001 - $15,000

Disclosed 17 days after the trade. CMBS closed at $49.07 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 24, 2025	Nov 24, 2025	$49.15	+0.16%	+$13 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$49.05	−0.04%	−$3 loss
30 days afterDec 22, 2025	Dec 22, 2025	$49.02	−0.10%	−$8 loss
90 days afterFeb 19, 2026	Feb 19, 2026	$49.36	+0.59%	+$47 gain
Latest closeOct 21, 2026	Oct 21, 2026	$47.54	−3.12%	−$249 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 21, 2025Filed 17 days later

Joint

iShares MBS ETFMBBStock

Purchase

$1,001 - $15,000

Disclosed 17 days after the trade. MBB closed at $95.49 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 24, 2025	Nov 24, 2025	$95.64	+0.16%	+$13 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$94.90	−0.62%	−$49 loss
30 days afterDec 22, 2025	Dec 22, 2025	$95.09	−0.42%	−$34 loss
90 days afterFeb 19, 2026	Feb 19, 2026	$96.30	+0.85%	+$68 gain
Latest closeOct 21, 2026	Oct 21, 2026	$90.54	−5.18%	−$415 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 21, 2025Filed 17 days later

Joint

Goldman Sachs Access Investment Grade Corporate BoGIGBStock

Purchase

$1,001 - $15,000

Disclosed 17 days after the trade. GIGB closed at $46.48 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 24, 2025	Nov 24, 2025	$46.65	+0.35%	+$28 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$46.38	−0.22%	−$17 loss
30 days afterDec 22, 2025	Dec 22, 2025	$46.39	−0.20%	−$16 loss
90 days afterFeb 19, 2026	Feb 19, 2026	$46.80	+0.68%	+$54 gain
Latest closeOct 21, 2026	Oct 21, 2026	$43.86	−5.65%	−$452 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 13, 2025Filed 25 days later

Joint

Arista Networks IncANETStock

Purchase

$1,001 - $15,000

Disclosed 25 days after the trade. ANET closed at $130.30 on Nov 13, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 14, 2025	Nov 14, 2025	$131.37	+0.82%	+$66 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$129.11	−0.91%	−$73 loss
30 days afterDec 15, 2025	Dec 15, 2025	$125.89	−3.38%	−$271 loss
90 days afterFeb 11, 2026	Feb 11, 2026	$140.66	+7.95%	+$636 gain
Latest closeOct 20, 2026	Oct 20, 2026	$181.19	+39.1%	+$3,125 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 13, 2025Filed 25 days later

Joint

Amazon.com IncAMZNStock

Purchase

$1,001 - $15,000

Disclosed 25 days after the trade. AMZN closed at $237.58 on Nov 13, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 14, 2025	Nov 14, 2025	$234.69	−1.22%	−$97 loss
Day of disclosureDec 8, 2025	Dec 8, 2025	$226.89	−4.50%	−$360 loss
30 days afterDec 15, 2025	Dec 15, 2025	$222.54	−6.33%	−$507 loss
90 days afterFeb 11, 2026	Feb 11, 2026	$204.08	−14.1%	−$1,128 loss
Latest closeOct 20, 2026	Oct 20, 2026	$262.63	+10.5%	+$844 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 20, 2025Filed 18 days later

Joint

Westwood Smallcap Fund Class YWWSYXStock

Purchase

$1,001 - $15,000

Disclosed 18 days after the trade. WWSYX closed at $19.18 on Nov 20, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 21, 2025	Nov 21, 2025	$19.78	+3.13%	+$250 gain
Day of disclosureDec 8, 2025	Dec 8, 2025	$20.37	+6.20%	+$496 gain
30 days afterDec 22, 2025	Dec 22, 2025	$19.73	+2.87%	+$229 gain
90 days afterFeb 18, 2026	Feb 18, 2026	$21.11	+10.1%	+$805 gain
Latest closeOct 20, 2026	Oct 20, 2026	$20.28	+5.74%	+$459 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Tortoise North Amer Pipeline FundTPYP

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. TPYP closed at $35.42 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$35.36	−0.16%	$13 loss avoided
Day of disclosureDec 8, 2025	Dec 8, 2025	$35.79	+1.04%	$84 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$35.21	−0.59%	$47 loss avoided
90 days afterFeb 19, 2026	Feb 19, 2026	$40.55	+14.5%	$1,159 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	+19.2%	$1,538 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Salesforce IncCRM

Stock

Transaction date: Nov 13, 2025Filed 25 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 25 days after the trade. CRM closed at $240.43 on Nov 13, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 14, 2025	Nov 14, 2025	$243.66	+1.34%	$107 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$259.53	+7.94%	$636 gain missed
30 days afterDec 15, 2025	Dec 15, 2025	$254.58	+5.89%	$471 gain missed
90 days afterFeb 11, 2026	Feb 11, 2026	$185.00	−23.1%	$1,845 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$242.43	+0.83%	$67 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

American Funds - New World Fund Inc Class R-1 ShRNWAX

Stock

Transaction date: Nov 20, 2025Filed 18 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 18 days after the trade. RNWAX closed at $89.37 on Nov 20, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 21, 2025	Nov 21, 2025	$89.44	+0.08%	$6 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$92.74	+3.77%	$302 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$88.09	−1.43%	$115 loss avoided
90 days afterFeb 18, 2026	Feb 18, 2026	$95.65	+7.03%	$562 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$96.29	+7.74%	$620 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Eli Lilly and CompanyLLY

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. LLY closed at $1,059.70 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$1,070.16	+0.99%	$79 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$997.59	−5.86%	$469 loss avoided
30 days afterDec 22, 2025	Dec 22, 2025	$1,076.48	+1.58%	$127 gain missed
90 days afterFeb 19, 2026	Feb 19, 2026	$1,023.22	−3.44%	$275 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$1,283.66	+21.1%	$1,691 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Core S&P 500 ETFIVV

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. IVV closed at $662.28 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$672.06	+1.48%	$118 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$687.06	+3.74%	$299 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$687.83	+3.86%	$309 gain missed
90 days afterFeb 19, 2026	Feb 19, 2026	$687.68	+3.84%	$307 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$772.35	+16.6%	$1,330 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Russell 2000 ETFIWM

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. IWM closed at $235.60 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$239.90	+1.83%	$146 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$250.87	+6.48%	$519 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$253.58	+7.63%	$611 gain missed
90 days afterFeb 19, 2026	Feb 19, 2026	$264.60	+12.3%	$985 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$275.78	+17.1%	$1,365 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares MSCI EAFE ETFEFA

Stock

Transaction date: Nov 20, 2025Filed 18 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 18 days after the trade. EFA closed at $91.24 on Nov 20, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 21, 2025	Nov 21, 2025	$92.65	+1.55%	$124 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$95.51	+4.68%	$374 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$95.70	+4.89%	$391 gain missed
90 days afterFeb 18, 2026	Feb 18, 2026	$104.34	+14.4%	$1,149 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$104.06	+14.1%	$1,124 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares MSCI All Country Asia ex Japan ETFAAXJ

Stock

Transaction date: Nov 6, 2025Filed 32 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 32 days after the trade. AAXJ closed at $93.74 on Nov 6, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 7, 2025	Nov 7, 2025	$93.33	−0.44%	$35 loss avoided
Day of disclosureDec 8, 2025	Dec 8, 2025	$93.10	−0.68%	$55 loss avoided
30 days afterDec 8, 2025	Dec 8, 2025	$93.10	−0.68%	$55 loss avoided
90 days afterFeb 4, 2026	Feb 4, 2026	$99.51	+6.16%	$492 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$108.84	+16.1%	$1,289 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Goldman Sachs ActiveBeta Emerging Markets Equity EGEM

Stock

Transaction date: Nov 20, 2025Filed 18 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 18 days after the trade. GEM closed at $40.73 on Nov 20, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 21, 2025	Nov 21, 2025	$40.67	−0.15%	$12 loss avoided
Day of disclosureDec 8, 2025	Dec 8, 2025	$41.90	+2.87%	$230 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$41.98	+3.07%	$246 gain missed
90 days afterFeb 18, 2026	Feb 18, 2026	$46.65	+14.5%	$1,163 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$48.46	+19.0%	$1,518 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Fiserv IncFISV

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. FISV closed at $60.84 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$60.67	−0.28%	$22 loss avoided
Day of disclosureDec 8, 2025	Dec 8, 2025	$65.73	+8.04%	$643 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$68.62	+12.8%	$1,023 gain missed
90 days afterFeb 19, 2026	Feb 19, 2026	$61.53	+1.13%	$91 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$48.25	−20.7%	$1,656 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

First Trust Global Tactical Commodity Strategy FunFTGC

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. FTGC closed at $26.51 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$26.63	+0.43%	$35 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$27.03	+1.96%	$157 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$23.19	−12.5%	$1,002 loss avoided
90 days afterFeb 19, 2026	Feb 19, 2026	$24.93	−5.96%	$477 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+16.9%	$1,348 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

First Trust Exchange-Traded Fund VIII FT Energy InEIPI

Stock

Transaction date: Nov 21, 2025Filed 17 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 17 days after the trade. EIPI closed at $20.01 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$20.00	−0.04%	$3 loss avoided
Day of disclosureDec 8, 2025	Dec 8, 2025	$20.03	+0.10%	$8 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$19.66	−1.77%	$142 loss avoided
90 days afterFeb 19, 2026	Feb 19, 2026	$22.08	+10.3%	$828 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$22.36	+11.7%	$940 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Nov 21, 2025Filed 17 days later

Joint

Vanguard FTSE Developed Markets ETFVEAStock

Partial sale

$1,001 - $15,000

Disclosed 17 days after the trade. VEA closed at $59.77 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$60.06	+0.49%	$39 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$61.91	+3.58%	$286 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$62.13	+3.95%	$316 gain missed
90 days afterFeb 19, 2026	Feb 19, 2026	$68.79	+15.1%	$1,207 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	+17.3%	$1,385 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 21, 2025Filed 17 days later

Joint

Vanguard Global ex-U.S. Real Estate ETFVNQIStock

Partial sale

$1,001 - $15,000

Disclosed 17 days after the trade. VNQI closed at $46.90 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$47.03	+0.28%	$22 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$46.99	+0.19%	$15 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$45.55	−2.88%	$230 loss avoided
90 days afterFeb 19, 2026	Feb 19, 2026	$50.06	+6.74%	$539 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$42.74	−8.87%	$710 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 21, 2025Filed 17 days later

Joint

Tortoise North Amer Pipeline FundTPYPStock

Partial sale

$1,001 - $15,000

Disclosed 17 days after the trade. TPYP closed at $35.42 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$35.36	−0.16%	$13 loss avoided
Day of disclosureDec 8, 2025	Dec 8, 2025	$35.79	+1.04%	$84 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$35.21	−0.59%	$47 loss avoided
90 days afterFeb 19, 2026	Feb 19, 2026	$40.55	+14.5%	$1,159 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	+19.2%	$1,538 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 13, 2025Filed 25 days later

Joint

Salesforce IncCRMStock

Sale

$1,001 - $15,000

Disclosed 25 days after the trade. CRM closed at $240.43 on Nov 13, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 14, 2025	Nov 14, 2025	$243.66	+1.34%	$107 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$259.53	+7.94%	$636 gain missed
30 days afterDec 15, 2025	Dec 15, 2025	$254.58	+5.89%	$471 gain missed
90 days afterFeb 11, 2026	Feb 11, 2026	$185.00	−23.1%	$1,845 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$242.43	+0.83%	$67 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 20, 2025Filed 18 days later

Joint

American Funds - New World Fund Inc Class R-1 ShRNWAXStock

Partial sale

$1,001 - $15,000

Disclosed 18 days after the trade. RNWAX closed at $89.37 on Nov 20, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 21, 2025	Nov 21, 2025	$89.44	+0.08%	$6 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$92.74	+3.77%	$302 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$88.09	−1.43%	$115 loss avoided
90 days afterFeb 18, 2026	Feb 18, 2026	$95.65	+7.03%	$562 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$96.29	+7.74%	$620 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 21, 2025Filed 17 days later

Joint

Eli Lilly and CompanyLLYStock

Partial sale

$1,001 - $15,000

Disclosed 17 days after the trade. LLY closed at $1,059.70 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$1,070.16	+0.99%	$79 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$997.59	−5.86%	$469 loss avoided
30 days afterDec 22, 2025	Dec 22, 2025	$1,076.48	+1.58%	$127 gain missed
90 days afterFeb 19, 2026	Feb 19, 2026	$1,023.22	−3.44%	$275 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$1,283.66	+21.1%	$1,691 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 21, 2025Filed 17 days later

Joint

iShares Core S&P 500 ETFIVVStock

Partial sale

$1,001 - $15,000

Disclosed 17 days after the trade. IVV closed at $662.28 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$672.06	+1.48%	$118 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$687.06	+3.74%	$299 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$687.83	+3.86%	$309 gain missed
90 days afterFeb 19, 2026	Feb 19, 2026	$687.68	+3.84%	$307 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$772.35	+16.6%	$1,330 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 21, 2025Filed 17 days later

Joint

iShares Russell 2000 ETFIWMStock

Partial sale

$1,001 - $15,000

Disclosed 17 days after the trade. IWM closed at $235.60 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$239.90	+1.83%	$146 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$250.87	+6.48%	$519 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$253.58	+7.63%	$611 gain missed
90 days afterFeb 19, 2026	Feb 19, 2026	$264.60	+12.3%	$985 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$275.78	+17.1%	$1,365 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 20, 2025Filed 18 days later

Joint

iShares MSCI EAFE ETFEFAStock

Partial sale

$1,001 - $15,000

Disclosed 18 days after the trade. EFA closed at $91.24 on Nov 20, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 21, 2025	Nov 21, 2025	$92.65	+1.55%	$124 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$95.51	+4.68%	$374 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$95.70	+4.89%	$391 gain missed
90 days afterFeb 18, 2026	Feb 18, 2026	$104.34	+14.4%	$1,149 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$104.06	+14.1%	$1,124 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 6, 2025Filed 32 days later

Joint

iShares MSCI All Country Asia ex Japan ETFAAXJStock

Sale

$1,001 - $15,000

Disclosed 32 days after the trade. AAXJ closed at $93.74 on Nov 6, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 7, 2025	Nov 7, 2025	$93.33	−0.44%	$35 loss avoided
Day of disclosureDec 8, 2025	Dec 8, 2025	$93.10	−0.68%	$55 loss avoided
30 days afterDec 8, 2025	Dec 8, 2025	$93.10	−0.68%	$55 loss avoided
90 days afterFeb 4, 2026	Feb 4, 2026	$99.51	+6.16%	$492 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$108.84	+16.1%	$1,289 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 20, 2025Filed 18 days later

Joint

Goldman Sachs ActiveBeta Emerging Markets Equity EGEMStock

Partial sale

$1,001 - $15,000

Disclosed 18 days after the trade. GEM closed at $40.73 on Nov 20, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 21, 2025	Nov 21, 2025	$40.67	−0.15%	$12 loss avoided
Day of disclosureDec 8, 2025	Dec 8, 2025	$41.90	+2.87%	$230 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$41.98	+3.07%	$246 gain missed
90 days afterFeb 18, 2026	Feb 18, 2026	$46.65	+14.5%	$1,163 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$48.46	+19.0%	$1,518 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 21, 2025Filed 17 days later

Joint

Fiserv IncFISVStock

Partial sale

$1,001 - $15,000

Disclosed 17 days after the trade. FISV closed at $60.84 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$60.67	−0.28%	$22 loss avoided
Day of disclosureDec 8, 2025	Dec 8, 2025	$65.73	+8.04%	$643 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$68.62	+12.8%	$1,023 gain missed
90 days afterFeb 19, 2026	Feb 19, 2026	$61.53	+1.13%	$91 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$48.25	−20.7%	$1,656 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 21, 2025Filed 17 days later

Joint

First Trust Global Tactical Commodity Strategy FunFTGCStock

Partial sale

$1,001 - $15,000

Disclosed 17 days after the trade. FTGC closed at $26.51 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$26.63	+0.43%	$35 gain missed
Day of disclosureDec 8, 2025	Dec 8, 2025	$27.03	+1.96%	$157 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$23.19	−12.5%	$1,002 loss avoided
90 days afterFeb 19, 2026	Feb 19, 2026	$24.93	−5.96%	$477 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+16.9%	$1,348 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Nov 21, 2025Filed 17 days later

Joint

First Trust Exchange-Traded Fund VIII FT Energy InEIPIStock

Partial sale

$1,001 - $15,000

Disclosed 17 days after the trade. EIPI closed at $20.01 on Nov 21, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 24, 2025	Nov 24, 2025	$20.00	−0.04%	$3 loss avoided
Day of disclosureDec 8, 2025	Dec 8, 2025	$20.03	+0.10%	$8 gain missed
30 days afterDec 22, 2025	Dec 22, 2025	$19.66	−1.77%	$142 loss avoided
90 days afterFeb 19, 2026	Feb 19, 2026	$22.08	+10.3%	$828 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$22.36	+11.7%	$940 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Sprott Lithium Miners ETFLITP

Stock

Transaction date: Oct 3, 2025Filed 43 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 43 days after the trade. LITP closed at $9.91 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeOct 6, 2025	Oct 6, 2025	$10.01	+0.98%	$78 gain missed
Day of disclosureNov 17, 2025	Nov 17, 2025	$11.71	+18.1%	$1,452 gain missed
30 days afterNov 3, 2025	Nov 3, 2025	$9.76	−1.49%	$120 loss avoided
90 days afterJan 2, 2026	Jan 2, 2026	$12.63	+27.5%	$2,198 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$7.60	−23.3%	$1,861 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Omnicom Group IncOMC

Stock

Transaction date: Oct 31, 2025Filed 15 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 15 days after the trade. OMC closed at $75.02 on Oct 31, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 3, 2025	Nov 3, 2025	$73.03	−2.65%	$212 loss avoided
Day of disclosureNov 17, 2025	Nov 17, 2025	$73.03	−2.65%	$212 loss avoided
30 days afterDec 1, 2025	Dec 1, 2025	$72.01	−4.01%	$321 loss avoided
90 days afterJan 29, 2026	Jan 29, 2026	$75.77	+1.00%	$80 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$81.11	+8.12%	$650 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Silver TrustSLV

Stock

Transaction date: Oct 3, 2025Filed 43 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 43 days after the trade. SLV closed at $43.52 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeOct 6, 2025	Oct 6, 2025	$44.06	+1.24%	$99 gain missed
Day of disclosureNov 17, 2025	Nov 17, 2025	$45.47	+4.48%	$359 gain missed
30 days afterNov 3, 2025	Nov 3, 2025	$43.76	+0.55%	$44 gain missed
90 days afterJan 2, 2026	Jan 2, 2026	$65.75	+51.1%	$4,087 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$52.12	+19.8%	$1,581 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Iqvia Holdings IncIQV

Stock

Transaction date: Oct 2, 2025Filed 44 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 44 days after the trade. IQV closed at $204.34 on Oct 2, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeOct 3, 2025	Oct 3, 2025	$206.63	+1.12%	$90 gain missed
Day of disclosureNov 17, 2025	Nov 17, 2025	$216.12	+5.76%	$461 gain missed
30 days afterNov 3, 2025	Nov 3, 2025	$213.88	+4.67%	$374 gain missed
90 days afterDec 31, 2025	Dec 31, 2025	$225.41	+10.3%	$825 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$267.85	+31.1%	$2,487 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

First Trust North American Energy Infrastructure FEMLP

Stock

Transaction date: Oct 3, 2025Filed 43 days later
Type: Sale
Amount (as reported): $15,001 - $50,000
Owner: Joint

Disclosed 43 days after the trade. EMLP closed at $38.27 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 sold
Day after the tradeOct 6, 2025	Oct 6, 2025	$38.34	+0.18%	$59 gain missed
Day of disclosureNov 17, 2025	Nov 17, 2025	$38.42	+0.39%	$127 gain missed
30 days afterNov 3, 2025	Nov 3, 2025	$37.58	−1.80%	$586 loss avoided
90 days afterJan 2, 2026	Jan 2, 2026	$38.23	−0.10%	$34 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$43.09	+12.6%	$4,093 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Nov 3, 2025Filed 12 days later

Joint

Tortoise North American Pipeline ETFTPYPStock

Partial sale

$1,001 - $15,000

Disclosed 12 days after the trade. TPYP closed at $34.39 on Nov 3, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 4, 2025	Nov 4, 2025	$34.05	−0.99%	$79 loss avoided
Day of disclosureNov 17, 2025	Nov 17, 2025	$35.43	+3.02%	$242 gain missed
30 days afterDec 3, 2025	Dec 3, 2025	$35.76	+3.98%	$319 gain missed
90 days afterFeb 2, 2026	Feb 2, 2026	$37.36	+8.64%	$691 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	+22.8%	$1,824 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Oct 3, 2025Filed 43 days later

Joint

Sprott Uranium Miners ETFURNMStock

Sale

$1,001 - $15,000

Disclosed 43 days after the trade. URNM closed at $59.70 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeOct 6, 2025	Oct 6, 2025	$60.82	+1.88%	$150 gain missed
Day of disclosureNov 17, 2025	Nov 17, 2025	$52.83	−11.5%	$921 loss avoided
30 days afterNov 3, 2025	Nov 3, 2025	$60.78	+1.81%	$145 gain missed
90 days afterJan 2, 2026	Jan 2, 2026	$60.45	+1.26%	$101 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$43.19	−27.7%	$2,213 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Oct 3, 2025Filed 43 days later

Joint

Sprott Lithium Miners ETFLITPStock

Partial sale

$1,001 - $15,000

Disclosed 43 days after the trade. LITP closed at $9.91 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeOct 6, 2025	Oct 6, 2025	$10.01	+0.98%	$78 gain missed
Day of disclosureNov 17, 2025	Nov 17, 2025	$11.71	+18.1%	$1,452 gain missed
30 days afterNov 3, 2025	Nov 3, 2025	$9.76	−1.49%	$120 loss avoided
90 days afterJan 2, 2026	Jan 2, 2026	$12.63	+27.5%	$2,198 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$7.60	−23.3%	$1,861 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Oct 31, 2025Filed 15 days later

Joint

Omnicom Group IncOMCStock

Partial sale

$1,001 - $15,000

Disclosed 15 days after the trade. OMC closed at $75.02 on Oct 31, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeNov 3, 2025	Nov 3, 2025	$73.03	−2.65%	$212 loss avoided
Day of disclosureNov 17, 2025	Nov 17, 2025	$73.03	−2.65%	$212 loss avoided
30 days afterDec 1, 2025	Dec 1, 2025	$72.01	−4.01%	$321 loss avoided
90 days afterJan 29, 2026	Jan 29, 2026	$75.77	+1.00%	$80 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$81.11	+8.12%	$650 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Oct 3, 2025Filed 43 days later

Joint

iShares Silver TrustSLVStock

Partial sale

$1,001 - $15,000

Disclosed 43 days after the trade. SLV closed at $43.52 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeOct 6, 2025	Oct 6, 2025	$44.06	+1.24%	$99 gain missed
Day of disclosureNov 17, 2025	Nov 17, 2025	$45.47	+4.48%	$359 gain missed
30 days afterNov 3, 2025	Nov 3, 2025	$43.76	+0.55%	$44 gain missed
90 days afterJan 2, 2026	Jan 2, 2026	$65.75	+51.1%	$4,087 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$52.12	+19.8%	$1,581 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Oct 2, 2025Filed 44 days later

Joint

Iqvia Holdings IncIQVStock

Partial sale

$1,001 - $15,000

Disclosed 44 days after the trade. IQV closed at $204.34 on Oct 2, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeOct 3, 2025	Oct 3, 2025	$206.63	+1.12%	$90 gain missed
Day of disclosureNov 17, 2025	Nov 17, 2025	$216.12	+5.76%	$461 gain missed
30 days afterNov 3, 2025	Nov 3, 2025	$213.88	+4.67%	$374 gain missed
90 days afterDec 31, 2025	Dec 31, 2025	$225.41	+10.3%	$825 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$267.85	+31.1%	$2,487 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Oct 3, 2025Filed 43 days later

Joint

First Trust North American Energy Infrastructure FEMLPStock

Sale

$15,001 - $50,000

Disclosed 43 days after the trade. EMLP closed at $38.27 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 sold
Day after the tradeOct 6, 2025	Oct 6, 2025	$38.34	+0.18%	$59 gain missed
Day of disclosureNov 17, 2025	Nov 17, 2025	$38.42	+0.39%	$127 gain missed
30 days afterNov 3, 2025	Nov 3, 2025	$37.58	−1.80%	$586 loss avoided
90 days afterJan 2, 2026	Jan 2, 2026	$38.23	−0.10%	$34 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$43.09	+12.6%	$4,093 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Oct 9, 2025Filed 37 days later

Joint

COLGATE PALMOLIVE LTD.COLPALStock

Sale

$1,001 - $15,000

Ticker not recognized

First Trust Exchange-Traded Fund VIII FT Energy InEIPI

Stock

Transaction date: Oct 3, 2025Filed 43 days later
Type: Purchase
Amount (as reported): $15,001 - $50,000
Owner: Joint

Disclosed 43 days after the trade. EIPI closed at $19.83 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 bought
Day after the tradeOct 6, 2025	Oct 6, 2025	$19.86	+0.15%	+$49 gain
Day of disclosureNov 17, 2025	Nov 17, 2025	$20.09	+1.31%	+$426 gain
30 days afterNov 3, 2025	Nov 3, 2025	$19.55	−1.41%	−$459 loss
90 days afterJan 2, 2026	Jan 2, 2026	$20.08	+1.26%	+$410 gain
Latest closeOct 20, 2026	Oct 20, 2026	$22.36	+12.8%	+$4,147 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Costco WholesaleCOST

Stock

Transaction date: Oct 9, 2025Filed 37 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 37 days after the trade. COST closed at $942.89 on Oct 9, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeOct 10, 2025	Oct 10, 2025	$930.01	−1.37%	−$109 loss
Day of disclosureNov 17, 2025	Nov 17, 2025	$912.59	−3.21%	−$257 loss
30 days afterNov 10, 2025	Nov 10, 2025	$915.56	−2.90%	−$232 loss
90 days afterJan 7, 2026	Jan 7, 2026	$882.58	−6.40%	−$512 loss
Latest closeOct 20, 2026	Oct 20, 2026	$994.61	+5.49%	+$439 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Oct 31, 2025Filed 15 days later

Joint

Meta Platforms IncMETAStock

Purchase

$1,001 - $15,000

Disclosed 15 days after the trade. META closed at $648.35 on Oct 31, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeNov 3, 2025	Nov 3, 2025	$637.71	−1.64%	−$131 loss
Day of disclosureNov 17, 2025	Nov 17, 2025	$602.01	−7.15%	−$572 loss
30 days afterDec 1, 2025	Dec 1, 2025	$640.87	−1.15%	−$92 loss
90 days afterJan 29, 2026	Jan 29, 2026	$738.31	+13.9%	+$1,110 gain
Latest closeOct 20, 2026	Oct 20, 2026	$694.25	+7.08%	+$566 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Oct 3, 2025Filed 43 days later

Joint

First Trust Global Tactical Commodity Strategy FunFTGCStock

Purchase

$1,001 - $15,000

Disclosed 43 days after the trade. FTGC closed at $25.91 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeOct 6, 2025	Oct 6, 2025	$26.06	+0.59%	+$47 gain
Day of disclosureNov 17, 2025	Nov 17, 2025	$26.90	+3.82%	+$306 gain
30 days afterNov 3, 2025	Nov 3, 2025	$26.78	+3.36%	+$269 gain
90 days afterJan 2, 2026	Jan 2, 2026	$23.23	−10.3%	−$826 loss
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+19.6%	+$1,567 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Oct 3, 2025Filed 43 days later

Joint

First Trust Exchange-Traded Fund VIII FT Energy InEIPIStock

Purchase

$15,001 - $50,000

Disclosed 43 days after the trade. EIPI closed at $19.83 on Oct 3, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 bought
Day after the tradeOct 6, 2025	Oct 6, 2025	$19.86	+0.15%	+$49 gain
Day of disclosureNov 17, 2025	Nov 17, 2025	$20.09	+1.31%	+$426 gain
30 days afterNov 3, 2025	Nov 3, 2025	$19.55	−1.41%	−$459 loss
90 days afterJan 2, 2026	Jan 2, 2026	$20.08	+1.26%	+$410 gain
Latest closeOct 20, 2026	Oct 20, 2026	$22.36	+12.8%	+$4,147 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Oct 9, 2025Filed 37 days later

Joint

Costco WholesaleCOSTStock

Purchase

$1,001 - $15,000

Disclosed 37 days after the trade. COST closed at $942.89 on Oct 9, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeOct 10, 2025	Oct 10, 2025	$930.01	−1.37%	−$109 loss
Day of disclosureNov 17, 2025	Nov 17, 2025	$912.59	−3.21%	−$257 loss
30 days afterNov 10, 2025	Nov 10, 2025	$915.56	−2.90%	−$232 loss
90 days afterJan 7, 2026	Jan 7, 2026	$882.58	−6.40%	−$512 loss
Latest closeOct 20, 2026	Oct 20, 2026	$994.61	+5.49%	+$439 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.