John Boozman

Senator · AR · R

Current term Jan 3, 2023 – Jan 3, 2029 · In the Senate since Jan 5, 2011

Official website Contact form Biographical Directory

Portrait: U.S. Government Publishing Office, via unitedstates/images (public domain)

Disclosed trades

Periodic transaction reports required by the STOCK Act: purchases, sales, and exchanges of stocks, bonds, and similar assets over $1,000 by the member, a spouse, or a dependent child, due within 45 days of the transaction. Filers report a value range (a few enter an exact amount), not the price or number of shares. Reports are shown as filed. For stocks and funds with a ticker, “Price moves” shows the closing price after the trade, at disclosure, and since, with an estimate of what an amount you choose within the reported range would have gained or lost; these are estimates, not the filer’s actual results. Members who do not trade individual securities file none.

← Senate chamber

John Boozman

Senator · AR · R

Current term Jan 3, 2023 – Jan 3, 2029 · In the Senate since Jan 5, 2011

Official website Contact form Biographical Directory

Portrait: U.S. Government Publishing Office, via unitedstates/images (public domain)

Disclosed trades

Reports filed since Jan 1, 2025 with the Senate Office of Public Records (eFD), last checked Oct 23, 2026. Filings are linked to this member by the seat or chamber they held on the filing date and their name.

287 reported transactions in 36 electronically filed reports; latest filed Oct 21, 2026.

Periodic Transaction Report · filed Jul 13, 2026 · Senate eFD

View original filing

Tortoise North American Pipeline FundTPYP

Stock

Transaction date: Jun 25, 2026Filed 18 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 18 days after the trade. TPYP closed at $42.62 on Jun 25, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 26, 2026	Jun 26, 2026	$42.89	+0.65%	$52 gain missed
Day of disclosureJul 13, 2026	Jul 13, 2026	$43.35	+1.72%	$138 gain missed
30 days afterJul 27, 2026	Jul 27, 2026	$42.79	+0.41%	$33 gain missed
90 days afterSep 23, 2026	Sep 23, 2026	$41.57	−2.45%	$196 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	−0.90%	$72 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

First Trust Global Tactical Commodity Strategy FundFTGC

Stock

Transaction date: Jun 25, 2026Filed 18 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 18 days after the trade. FTGC closed at $27.03 on Jun 25, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 26, 2026	Jun 26, 2026	$26.91	−0.44%	$36 loss avoided
Day of disclosureJul 13, 2026	Jul 13, 2026	$28.30	+4.70%	$376 gain missed
30 days afterJul 27, 2026	Jul 27, 2026	$28.85	+6.73%	$539 gain missed
90 days afterSep 23, 2026	Sep 23, 2026	$31.34	+15.9%	$1,276 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+14.6%	$1,168 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 7-10 Year Treasury Bond ETFIEF

Stock

Transaction date: Jun 17, 2026Filed 26 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 26 days after the trade. IEF closed at $94.04 on Jun 17, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 18, 2026	Jun 18, 2026	$94.32	+0.30%	$24 gain missed
Day of disclosureJul 13, 2026	Jul 13, 2026	$93.29	−0.80%	$64 loss avoided
30 days afterJul 17, 2026	Jul 17, 2026	$93.77	−0.29%	$23 loss avoided
90 days afterSep 15, 2026	Sep 15, 2026	$90.78	−3.47%	$277 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$90.23	−4.06%	$324 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Atmos Energy Corporation Common StockATO

Stock

Transaction date: Jun 12, 2026Filed 31 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 31 days after the trade. ATO closed at $169.96 on Jun 12, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 16, 2026	Jun 16, 2026	$169.63	−0.19%	$16 loss avoided
Day of disclosureJul 13, 2026	Jul 13, 2026	$179.50	+5.61%	$449 gain missed
30 days afterJul 13, 2026	Jul 13, 2026	$179.50	+5.61%	$449 gain missed
90 days afterSep 10, 2026	Sep 10, 2026	$164.81	−3.03%	$242 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$167.13	−1.67%	$133 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Boston Scientific Corporation Common StockBSX

Stock

Transaction date: Jun 4, 2026Filed 39 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 39 days after the trade. BSX closed at $48.85 on Jun 4, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 5, 2026	Jun 5, 2026	$48.55	−0.61%	$49 loss avoided
Day of disclosureJul 13, 2026	Jul 13, 2026	$44.65	−8.60%	$688 loss avoided
30 days afterJul 6, 2026	Jul 6, 2026	$44.60	−8.70%	$696 loss avoided
90 days afterSep 2, 2026	Sep 2, 2026	$48.37	−0.98%	$79 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$45.58	−6.69%	$536 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Jun 25, 2026Filed 18 days later

Joint

Tortoise North American Pipeline FundTPYPStock

Partial sale

$1,001 - $15,000

Disclosed 18 days after the trade. TPYP closed at $42.62 on Jun 25, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 26, 2026	Jun 26, 2026	$42.89	+0.65%	$52 gain missed
Day of disclosureJul 13, 2026	Jul 13, 2026	$43.35	+1.72%	$138 gain missed
30 days afterJul 27, 2026	Jul 27, 2026	$42.79	+0.41%	$33 gain missed
90 days afterSep 23, 2026	Sep 23, 2026	$41.57	−2.45%	$196 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	−0.90%	$72 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jun 25, 2026Filed 18 days later

Joint

First Trust Global Tactical Commodity Strategy FundFTGCStock

Partial sale

$1,001 - $15,000

Disclosed 18 days after the trade. FTGC closed at $27.03 on Jun 25, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 26, 2026	Jun 26, 2026	$26.91	−0.44%	$36 loss avoided
Day of disclosureJul 13, 2026	Jul 13, 2026	$28.30	+4.70%	$376 gain missed
30 days afterJul 27, 2026	Jul 27, 2026	$28.85	+6.73%	$539 gain missed
90 days afterSep 23, 2026	Sep 23, 2026	$31.34	+15.9%	$1,276 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+14.6%	$1,168 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jun 17, 2026Filed 26 days later

Joint

iShares 7-10 Year Treasury Bond ETFIEFStock

Partial sale

$1,001 - $15,000

Disclosed 26 days after the trade. IEF closed at $94.04 on Jun 17, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 18, 2026	Jun 18, 2026	$94.32	+0.30%	$24 gain missed
Day of disclosureJul 13, 2026	Jul 13, 2026	$93.29	−0.80%	$64 loss avoided
30 days afterJul 17, 2026	Jul 17, 2026	$93.77	−0.29%	$23 loss avoided
90 days afterSep 15, 2026	Sep 15, 2026	$90.78	−3.47%	$277 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$90.23	−4.06%	$324 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jun 12, 2026Filed 31 days later

Joint

Atmos Energy Corporation Common Stock

Disclosed 31 days after the trade. ATO closed at $169.96 on Jun 12, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 16, 2026	Jun 16, 2026	$169.63	−0.19%	$16 loss avoided
Day of disclosureJul 13, 2026	Jul 13, 2026	$179.50	+5.61%	$449 gain missed
30 days afterJul 13, 2026	Jul 13, 2026	$179.50	+5.61%	$449 gain missed
90 days afterSep 10, 2026	Sep 10, 2026	$164.81	−3.03%	$242 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$167.13	−1.67%	$133 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Jun 16, 2026 · Amendment 1 of the report dated Jun 16, 2026 · Senate eFD

View original filing

Vanguard Developed Markets Index Fund - ETF SharesVEA

Stock

Transaction date: May 27, 2026Amendment filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. VEA closed at $71.41 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$71.66	+0.35%	$28 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$72.32	+1.27%	$102 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$70.56	−1.19%	$95 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$73.79	+3.33%	$267 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	−1.81%	$145 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Vanguard Global ex-U.S. Real Estate Index Fund - ETF SharesVNQI

Stock

Transaction date: May 27, 2026Amendment filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. VNQI closed at $45.92 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$45.95	+0.07%	$5 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.55	−0.80%	$64 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$45.04	−1.91%	$153 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$45.90	−0.03%	$2 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$42.74	−6.92%	$553 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Jun 16, 2026 · Senate eFD

View original filing

Superseded by a later amendment; shown for the record.

Schwab U.S. TIPS ETFSCHP

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. SCHP closed at $26.75 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$26.82	+0.26%	+$21 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$26.57	−0.67%	−$54 loss
30 days afterJun 26, 2026	Jun 26, 2026	$26.57	−0.67%	−$54 loss
90 days afterAug 25, 2026	Aug 25, 2026	$26.09	−2.47%	−$197 loss
Latest closeOct 20, 2026	Oct 20, 2026	$25.44	−4.90%	−$392 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Palantir Technologies Inc. - Class A Common StockPLTR

Stock

Transaction date: May 15, 2026Filed 32 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 32 days after the trade. PLTR closed at $133.99 on May 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 18, 2026	May 18, 2026	$135.14	+0.86%	+$69 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$133.25	−0.55%	−$44 loss
30 days afterJun 15, 2026	Jun 15, 2026	$134.71	+0.54%	+$43 gain
90 days afterAug 13, 2026	Aug 13, 2026	$179.01	+33.6%	+$2,688 gain
Latest closeOct 20, 2026	Oct 20, 2026	$192.60	+43.7%	+$3,500 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Jun 16, 2026 · Senate eFD

View original filing

Superseded by a later amendment; shown for the record.

Vanguard Developed Markets Index Fund - ETF SharesVEA

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. VEA closed at $71.41 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$71.66	+0.35%	$28 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$72.32	+1.27%	$102 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$70.56	−1.19%	$95 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$73.79	+3.33%	$267 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	−1.81%	$145 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Vanguard Global ex-U.S. Real Estate Index Fund - ETF SharesVNQI

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. VNQI closed at $45.92 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$45.95	+0.07%	$5 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.55	−0.80%	$64 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$45.04	−1.91%	$153 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$45.90	−0.03%	$2 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$42.74	−6.92%	$553 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed May 11, 2026 · Amendment 1 of the report dated Oct 10, 2025 · Senate eFD

View original filing

Schwab U.S. TIPS ETFSCHP

Stock

Transaction date: Sep 16, 2025Amendment filed 237 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 237 days after the trade. SCHP closed at $27.10 on Sep 16, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeSep 17, 2025	Sep 17, 2025	$27.07	−0.11%	−$9 loss
Day of disclosureMay 11, 2026	May 11, 2026	$26.85	−0.92%	−$74 loss
30 days afterOct 16, 2025	Oct 16, 2025	$27.07	−0.11%	−$9 loss
90 days afterDec 15, 2025	Dec 15, 2025	$26.63	−1.73%	−$139 loss
Latest closeOct 20, 2026	Oct 20, 2026	$25.44	−6.13%	−$490 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 7-10 Year Treasury Bond ETFIEF

Stock

Transaction date: Sep 16, 2025Amendment filed 237 days later
Type: Purchase
Amount (as reported): $15,001 - $50,000
Owner: Joint

Disclosed 237 days after the trade. IEF closed at $97.20 on Sep 16, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 bought
Day after the tradeSep 17, 2025	Sep 17, 2025	$96.99	−0.22%	−$70 loss
Day of disclosureMay 11, 2026	May 11, 2026	$94.63	−2.65%	−$860 loss
30 days afterOct 16, 2025	Oct 16, 2025	$97.55	+0.36%	+$117 gain
90 days afterDec 15, 2025	Dec 15, 2025	$96.27	−0.96%	−$311 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.23	−7.17%	−$2,331 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed May 11, 2026 · Amendment 1 of the report dated Apr 20, 2025 · Senate eFD

View original filing

iShares S&P 500 Growth ETFIVW

Stock

Transaction date: Mar 19, 2025Amendment filed 418 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 418 days after the trade. IVW closed at $94.80 on Mar 19, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 20, 2025	Mar 20, 2025	$94.58	−0.23%	$19 loss avoided
Day of disclosureMay 11, 2026	May 11, 2026	$136.23	+43.7%	$3,497 gain missed
30 days afterApr 21, 2025	Apr 21, 2025	$85.89	−9.40%	$752 loss avoided
90 days afterJun 17, 2025	Jun 17, 2025	$105.39	+11.2%	$894 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$139.95	+47.6%	$3,811 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dte Energy CompanyDTE

Stock

Transaction date: Mar 19, 2025Amendment filed 418 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 418 days after the trade. DTE closed at $136.17 on Mar 19, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 20, 2025	Mar 20, 2025	$136.94	+0.57%	$45 gain missed
Day of disclosureMay 11, 2026	May 11, 2026	$142.43	+4.60%	$368 gain missed
30 days afterApr 21, 2025	Apr 21, 2025	$131.78	−3.22%	$258 loss avoided
90 days afterJun 17, 2025	Jun 17, 2025	$131.97	−3.08%	$247 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$129.32	−5.03%	$402 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed May 8, 2026 · Senate eFD

View original filing

Invesco Short Term Treasury ETFTBLL

Stock

Transaction date: Apr 2, 2026Filed 36 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 36 days after the trade. TBLL closed at $105.61 on Apr 2, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeApr 6, 2026	Apr 6, 2026	$105.62	+0.01%	$1 gain missed
Day of disclosureMay 8, 2026	May 8, 2026	$105.70	+0.09%	$7 gain missed
30 days afterMay 4, 2026	May 4, 2026	$105.63	+0.02%	$2 gain missed
90 days afterJul 1, 2026	Jul 1, 2026	$105.56	−0.05%	$4 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$105.47	−0.13%	$11 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Apr 2, 2026Filed 36 days later

Joint

Invesco Short Term Treasury ETFTBLLStock

Partial sale

$1,001 - $15,000

Disclosed 36 days after the trade. TBLL closed at $105.61 on Apr 2, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeApr 6, 2026	Apr 6, 2026	$105.62	+0.01%	$1 gain missed
Day of disclosureMay 8, 2026	May 8, 2026	$105.70	+0.09%	$7 gain missed
30 days afterMay 4, 2026	May 4, 2026	$105.63	+0.02%	$2 gain missed
90 days afterJul 1, 2026	Jul 1, 2026	$105.56	−0.05%	$4 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$105.47	−0.13%	$11 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed May 8, 2026 · Senate eFD

View original filing

Devon Energy Corporation Common StockDVN

Stock

Transaction date: Apr 9, 2026Filed 29 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 29 days after the trade. DVN closed at $47.88 on Apr 9, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeApr 10, 2026	Apr 10, 2026	$47.79	−0.19%	−$15 loss
Day of disclosureMay 8, 2026	May 8, 2026	$45.61	−4.74%	−$379 loss
30 days afterMay 11, 2026	May 11, 2026	$46.73	−2.40%	−$192 loss
90 days afterJul 8, 2026	Jul 8, 2026	$43.31	−9.54%	−$764 loss
Latest closeOct 20, 2026	Oct 20, 2026	$50.38	+5.22%	+$418 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Constellation Energy Corporation - Common Stock When-IssuedCEG

Stock

Transaction date: Apr 2, 2026Filed 36 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 36 days after the trade. CEG closed at $272.82 on Apr 2, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeApr 6, 2026	Apr 6, 2026	$275.16	+0.86%	+$69 gain
Day of disclosureMay 8, 2026	May 8, 2026	$303.63	+11.3%	+$904 gain
30 days afterMay 4, 2026	May 4, 2026	$321.05	+17.7%	+$1,414 gain
90 days afterJul 1, 2026	Jul 1, 2026	$236.50	−13.3%	−$1,065 loss
Latest closeOct 20, 2026	Oct 20, 2026	$258.84	−5.12%	−$410 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Apr 14, 2026 · Senate eFD

View original filing

Vanguard Developed Markets Index Fund - ETF SharesVEA

Stock

Transaction date: Mar 19, 2026Filed 26 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 26 days after the trade. VEA closed at $64.16 on Mar 19, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 20, 2026	Mar 20, 2026	$62.04	−3.30%	−$264 loss
Day of disclosureApr 14, 2026	Apr 14, 2026	$68.89	+7.37%	+$590 gain
30 days afterApr 20, 2026	Apr 20, 2026	$69.33	+8.06%	+$645 gain
90 days afterJun 17, 2026	Jun 17, 2026	$72.00	+12.2%	+$978 gain
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	+9.29%	+$743 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Tradr 2X Long SPY Monthly ETFSPYM

Stock

Transaction date: Mar 20, 2026Filed 25 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 25 days after the trade. SPYM closed at $76.33 on Mar 20, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 23, 2026	Mar 23, 2026	$77.13	+1.05%	+$84 gain
Day of disclosureApr 14, 2026	Apr 14, 2026	$81.74	+7.09%	+$567 gain
30 days afterApr 20, 2026	Apr 20, 2026	$83.42	+9.29%	+$743 gain
90 days afterJun 18, 2026	Jun 18, 2026	$87.89	+15.1%	+$1,212 gain
Latest closeOct 21, 2026	Oct 21, 2026	$90.99	+19.2%	+$1,537 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Apr 14, 2026 · Senate eFD

View original filing

Tortoise North American Pipeline FundTPYP

Stock

Transaction date: Mar 20, 2026Filed 25 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 25 days after the trade. TPYP closed at $42.30 on Mar 20, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 23, 2026	Mar 23, 2026	$42.80	+1.18%	$95 gain missed
Day of disclosureApr 14, 2026	Apr 14, 2026	$41.19	−2.64%	$211 loss avoided
30 days afterApr 20, 2026	Apr 20, 2026	$40.81	−3.52%	$282 loss avoided
90 days afterJun 18, 2026	Jun 18, 2026	$41.52	−1.84%	$148 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	−0.17%	$13 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Johnson & Johnson Common StockJNJ

Stock

Transaction date: Mar 19, 2026Filed 26 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 26 days after the trade. JNJ closed at $237.60 on Mar 19, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 20, 2026	Mar 20, 2026	$235.37	−0.94%	$75 loss avoided
Day of disclosureApr 14, 2026	Apr 14, 2026	$240.10	+1.05%	$84 gain missed
30 days afterApr 20, 2026	Apr 20, 2026	$230.69	−2.91%	$233 loss avoided
90 days afterJun 17, 2026	Jun 17, 2026	$234.20	−1.43%	$114 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$259.36	+9.16%	$733 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

287 reported transactions in 36 electronically filed reports; latest filed Oct 21, 2026.

Periodic Transaction Report · filed Jul 13, 2026 · Senate eFD

View original filing

Tortoise North American Pipeline FundTPYP

Stock

Transaction date: Jun 25, 2026Filed 18 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 18 days after the trade. TPYP closed at $42.62 on Jun 25, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 26, 2026	Jun 26, 2026	$42.89	+0.65%	$52 gain missed
Day of disclosureJul 13, 2026	Jul 13, 2026	$43.35	+1.72%	$138 gain missed
30 days afterJul 27, 2026	Jul 27, 2026	$42.79	+0.41%	$33 gain missed
90 days afterSep 23, 2026	Sep 23, 2026	$41.57	−2.45%	$196 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	−0.90%	$72 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

First Trust Global Tactical Commodity Strategy FundFTGC

Stock

Transaction date: Jun 25, 2026Filed 18 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 18 days after the trade. FTGC closed at $27.03 on Jun 25, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 26, 2026	Jun 26, 2026	$26.91	−0.44%	$36 loss avoided
Day of disclosureJul 13, 2026	Jul 13, 2026	$28.30	+4.70%	$376 gain missed
30 days afterJul 27, 2026	Jul 27, 2026	$28.85	+6.73%	$539 gain missed
90 days afterSep 23, 2026	Sep 23, 2026	$31.34	+15.9%	$1,276 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+14.6%	$1,168 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 7-10 Year Treasury Bond ETFIEF

Stock

Transaction date: Jun 17, 2026Filed 26 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 26 days after the trade. IEF closed at $94.04 on Jun 17, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 18, 2026	Jun 18, 2026	$94.32	+0.30%	$24 gain missed
Day of disclosureJul 13, 2026	Jul 13, 2026	$93.29	−0.80%	$64 loss avoided
30 days afterJul 17, 2026	Jul 17, 2026	$93.77	−0.29%	$23 loss avoided
90 days afterSep 15, 2026	Sep 15, 2026	$90.78	−3.47%	$277 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$90.23	−4.06%	$324 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Atmos Energy Corporation Common StockATO

Stock

Transaction date: Jun 12, 2026Filed 31 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 31 days after the trade. ATO closed at $169.96 on Jun 12, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 16, 2026	Jun 16, 2026	$169.63	−0.19%	$16 loss avoided
Day of disclosureJul 13, 2026	Jul 13, 2026	$179.50	+5.61%	$449 gain missed
30 days afterJul 13, 2026	Jul 13, 2026	$179.50	+5.61%	$449 gain missed
90 days afterSep 10, 2026	Sep 10, 2026	$164.81	−3.03%	$242 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$167.13	−1.67%	$133 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Boston Scientific Corporation Common StockBSX

Stock

Transaction date: Jun 4, 2026Filed 39 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 39 days after the trade. BSX closed at $48.85 on Jun 4, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 5, 2026	Jun 5, 2026	$48.55	−0.61%	$49 loss avoided
Day of disclosureJul 13, 2026	Jul 13, 2026	$44.65	−8.60%	$688 loss avoided
30 days afterJul 6, 2026	Jul 6, 2026	$44.60	−8.70%	$696 loss avoided
90 days afterSep 2, 2026	Sep 2, 2026	$48.37	−0.98%	$79 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$45.58	−6.69%	$536 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Jun 25, 2026Filed 18 days later

Joint

Tortoise North American Pipeline FundTPYPStock

Partial sale

$1,001 - $15,000

Disclosed 18 days after the trade. TPYP closed at $42.62 on Jun 25, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 26, 2026	Jun 26, 2026	$42.89	+0.65%	$52 gain missed
Day of disclosureJul 13, 2026	Jul 13, 2026	$43.35	+1.72%	$138 gain missed
30 days afterJul 27, 2026	Jul 27, 2026	$42.79	+0.41%	$33 gain missed
90 days afterSep 23, 2026	Sep 23, 2026	$41.57	−2.45%	$196 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	−0.90%	$72 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jun 25, 2026Filed 18 days later

Joint

First Trust Global Tactical Commodity Strategy FundFTGCStock

Partial sale

$1,001 - $15,000

Disclosed 18 days after the trade. FTGC closed at $27.03 on Jun 25, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 26, 2026	Jun 26, 2026	$26.91	−0.44%	$36 loss avoided
Day of disclosureJul 13, 2026	Jul 13, 2026	$28.30	+4.70%	$376 gain missed
30 days afterJul 27, 2026	Jul 27, 2026	$28.85	+6.73%	$539 gain missed
90 days afterSep 23, 2026	Sep 23, 2026	$31.34	+15.9%	$1,276 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+14.6%	$1,168 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jun 17, 2026Filed 26 days later

Joint

iShares 7-10 Year Treasury Bond ETFIEFStock

Partial sale

$1,001 - $15,000

Disclosed 26 days after the trade. IEF closed at $94.04 on Jun 17, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 18, 2026	Jun 18, 2026	$94.32	+0.30%	$24 gain missed
Day of disclosureJul 13, 2026	Jul 13, 2026	$93.29	−0.80%	$64 loss avoided
30 days afterJul 17, 2026	Jul 17, 2026	$93.77	−0.29%	$23 loss avoided
90 days afterSep 15, 2026	Sep 15, 2026	$90.78	−3.47%	$277 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$90.23	−4.06%	$324 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jun 12, 2026Filed 31 days later

Joint

Atmos Energy Corporation Common Stock

Disclosed 31 days after the trade. ATO closed at $169.96 on Jun 12, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 16, 2026	Jun 16, 2026	$169.63	−0.19%	$16 loss avoided
Day of disclosureJul 13, 2026	Jul 13, 2026	$179.50	+5.61%	$449 gain missed
30 days afterJul 13, 2026	Jul 13, 2026	$179.50	+5.61%	$449 gain missed
90 days afterSep 10, 2026	Sep 10, 2026	$164.81	−3.03%	$242 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$167.13	−1.67%	$133 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Jun 16, 2026 · Amendment 1 of the report dated Jun 16, 2026 · Senate eFD

View original filing

Vanguard Developed Markets Index Fund - ETF SharesVEA

Stock

Transaction date: May 27, 2026Amendment filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. VEA closed at $71.41 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$71.66	+0.35%	$28 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$72.32	+1.27%	$102 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$70.56	−1.19%	$95 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$73.79	+3.33%	$267 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	−1.81%	$145 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Vanguard Global ex-U.S. Real Estate Index Fund - ETF SharesVNQI

Stock

Transaction date: May 27, 2026Amendment filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. VNQI closed at $45.92 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$45.95	+0.07%	$5 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.55	−0.80%	$64 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$45.04	−1.91%	$153 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$45.90	−0.03%	$2 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$42.74	−6.92%	$553 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Jun 16, 2026 · Senate eFD

View original filing

Superseded by a later amendment; shown for the record.

Schwab U.S. TIPS ETFSCHP

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. SCHP closed at $26.75 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$26.82	+0.26%	+$21 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$26.57	−0.67%	−$54 loss
30 days afterJun 26, 2026	Jun 26, 2026	$26.57	−0.67%	−$54 loss
90 days afterAug 25, 2026	Aug 25, 2026	$26.09	−2.47%	−$197 loss
Latest closeOct 20, 2026	Oct 20, 2026	$25.44	−4.90%	−$392 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Palantir Technologies Inc. - Class A Common StockPLTR

Stock

Transaction date: May 15, 2026Filed 32 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 32 days after the trade. PLTR closed at $133.99 on May 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 18, 2026	May 18, 2026	$135.14	+0.86%	+$69 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$133.25	−0.55%	−$44 loss
30 days afterJun 15, 2026	Jun 15, 2026	$134.71	+0.54%	+$43 gain
90 days afterAug 13, 2026	Aug 13, 2026	$179.01	+33.6%	+$2,688 gain
Latest closeOct 20, 2026	Oct 20, 2026	$192.60	+43.7%	+$3,500 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Jun 16, 2026 · Senate eFD

View original filing

Superseded by a later amendment; shown for the record.

Vanguard Developed Markets Index Fund - ETF SharesVEA

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. VEA closed at $71.41 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$71.66	+0.35%	$28 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$72.32	+1.27%	$102 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$70.56	−1.19%	$95 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$73.79	+3.33%	$267 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	−1.81%	$145 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Vanguard Global ex-U.S. Real Estate Index Fund - ETF SharesVNQI

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. VNQI closed at $45.92 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$45.95	+0.07%	$5 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.55	−0.80%	$64 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$45.04	−1.91%	$153 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$45.90	−0.03%	$2 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$42.74	−6.92%	$553 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed May 11, 2026 · Amendment 1 of the report dated Oct 10, 2025 · Senate eFD

View original filing

Schwab U.S. TIPS ETFSCHP

Stock

Transaction date: Sep 16, 2025Amendment filed 237 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 237 days after the trade. SCHP closed at $27.10 on Sep 16, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeSep 17, 2025	Sep 17, 2025	$27.07	−0.11%	−$9 loss
Day of disclosureMay 11, 2026	May 11, 2026	$26.85	−0.92%	−$74 loss
30 days afterOct 16, 2025	Oct 16, 2025	$27.07	−0.11%	−$9 loss
90 days afterDec 15, 2025	Dec 15, 2025	$26.63	−1.73%	−$139 loss
Latest closeOct 20, 2026	Oct 20, 2026	$25.44	−6.13%	−$490 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 7-10 Year Treasury Bond ETFIEF

Stock

Transaction date: Sep 16, 2025Amendment filed 237 days later
Type: Purchase
Amount (as reported): $15,001 - $50,000
Owner: Joint

Disclosed 237 days after the trade. IEF closed at $97.20 on Sep 16, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 bought
Day after the tradeSep 17, 2025	Sep 17, 2025	$96.99	−0.22%	−$70 loss
Day of disclosureMay 11, 2026	May 11, 2026	$94.63	−2.65%	−$860 loss
30 days afterOct 16, 2025	Oct 16, 2025	$97.55	+0.36%	+$117 gain
90 days afterDec 15, 2025	Dec 15, 2025	$96.27	−0.96%	−$311 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.23	−7.17%	−$2,331 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed May 11, 2026 · Amendment 1 of the report dated Apr 20, 2025 · Senate eFD

View original filing

iShares S&P 500 Growth ETFIVW

Stock

Transaction date: Mar 19, 2025Amendment filed 418 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 418 days after the trade. IVW closed at $94.80 on Mar 19, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 20, 2025	Mar 20, 2025	$94.58	−0.23%	$19 loss avoided
Day of disclosureMay 11, 2026	May 11, 2026	$136.23	+43.7%	$3,497 gain missed
30 days afterApr 21, 2025	Apr 21, 2025	$85.89	−9.40%	$752 loss avoided
90 days afterJun 17, 2025	Jun 17, 2025	$105.39	+11.2%	$894 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$139.95	+47.6%	$3,811 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dte Energy CompanyDTE

Stock

Transaction date: Mar 19, 2025Amendment filed 418 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 418 days after the trade. DTE closed at $136.17 on Mar 19, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 20, 2025	Mar 20, 2025	$136.94	+0.57%	$45 gain missed
Day of disclosureMay 11, 2026	May 11, 2026	$142.43	+4.60%	$368 gain missed
30 days afterApr 21, 2025	Apr 21, 2025	$131.78	−3.22%	$258 loss avoided
90 days afterJun 17, 2025	Jun 17, 2025	$131.97	−3.08%	$247 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$129.32	−5.03%	$402 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed May 8, 2026 · Senate eFD

View original filing

Invesco Short Term Treasury ETFTBLL

Stock

Transaction date: Apr 2, 2026Filed 36 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 36 days after the trade. TBLL closed at $105.61 on Apr 2, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeApr 6, 2026	Apr 6, 2026	$105.62	+0.01%	$1 gain missed
Day of disclosureMay 8, 2026	May 8, 2026	$105.70	+0.09%	$7 gain missed
30 days afterMay 4, 2026	May 4, 2026	$105.63	+0.02%	$2 gain missed
90 days afterJul 1, 2026	Jul 1, 2026	$105.56	−0.05%	$4 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$105.47	−0.13%	$11 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Apr 2, 2026Filed 36 days later

Joint

Invesco Short Term Treasury ETFTBLLStock

Partial sale

$1,001 - $15,000

Disclosed 36 days after the trade. TBLL closed at $105.61 on Apr 2, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeApr 6, 2026	Apr 6, 2026	$105.62	+0.01%	$1 gain missed
Day of disclosureMay 8, 2026	May 8, 2026	$105.70	+0.09%	$7 gain missed
30 days afterMay 4, 2026	May 4, 2026	$105.63	+0.02%	$2 gain missed
90 days afterJul 1, 2026	Jul 1, 2026	$105.56	−0.05%	$4 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$105.47	−0.13%	$11 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed May 8, 2026 · Senate eFD

View original filing

Devon Energy Corporation Common StockDVN

Stock

Transaction date: Apr 9, 2026Filed 29 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 29 days after the trade. DVN closed at $47.88 on Apr 9, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeApr 10, 2026	Apr 10, 2026	$47.79	−0.19%	−$15 loss
Day of disclosureMay 8, 2026	May 8, 2026	$45.61	−4.74%	−$379 loss
30 days afterMay 11, 2026	May 11, 2026	$46.73	−2.40%	−$192 loss
90 days afterJul 8, 2026	Jul 8, 2026	$43.31	−9.54%	−$764 loss
Latest closeOct 20, 2026	Oct 20, 2026	$50.38	+5.22%	+$418 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Constellation Energy Corporation - Common Stock When-IssuedCEG

Stock

Transaction date: Apr 2, 2026Filed 36 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 36 days after the trade. CEG closed at $272.82 on Apr 2, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeApr 6, 2026	Apr 6, 2026	$275.16	+0.86%	+$69 gain
Day of disclosureMay 8, 2026	May 8, 2026	$303.63	+11.3%	+$904 gain
30 days afterMay 4, 2026	May 4, 2026	$321.05	+17.7%	+$1,414 gain
90 days afterJul 1, 2026	Jul 1, 2026	$236.50	−13.3%	−$1,065 loss
Latest closeOct 20, 2026	Oct 20, 2026	$258.84	−5.12%	−$410 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Apr 14, 2026 · Senate eFD

View original filing

Vanguard Developed Markets Index Fund - ETF SharesVEA

Stock

Transaction date: Mar 19, 2026Filed 26 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 26 days after the trade. VEA closed at $64.16 on Mar 19, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 20, 2026	Mar 20, 2026	$62.04	−3.30%	−$264 loss
Day of disclosureApr 14, 2026	Apr 14, 2026	$68.89	+7.37%	+$590 gain
30 days afterApr 20, 2026	Apr 20, 2026	$69.33	+8.06%	+$645 gain
90 days afterJun 17, 2026	Jun 17, 2026	$72.00	+12.2%	+$978 gain
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	+9.29%	+$743 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Tradr 2X Long SPY Monthly ETFSPYM

Stock

Transaction date: Mar 20, 2026Filed 25 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 25 days after the trade. SPYM closed at $76.33 on Mar 20, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 23, 2026	Mar 23, 2026	$77.13	+1.05%	+$84 gain
Day of disclosureApr 14, 2026	Apr 14, 2026	$81.74	+7.09%	+$567 gain
30 days afterApr 20, 2026	Apr 20, 2026	$83.42	+9.29%	+$743 gain
90 days afterJun 18, 2026	Jun 18, 2026	$87.89	+15.1%	+$1,212 gain
Latest closeOct 21, 2026	Oct 21, 2026	$90.99	+19.2%	+$1,537 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Apr 14, 2026 · Senate eFD

View original filing

Tortoise North American Pipeline FundTPYP

Stock

Transaction date: Mar 20, 2026Filed 25 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 25 days after the trade. TPYP closed at $42.30 on Mar 20, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 23, 2026	Mar 23, 2026	$42.80	+1.18%	$95 gain missed
Day of disclosureApr 14, 2026	Apr 14, 2026	$41.19	−2.64%	$211 loss avoided
30 days afterApr 20, 2026	Apr 20, 2026	$40.81	−3.52%	$282 loss avoided
90 days afterJun 18, 2026	Jun 18, 2026	$41.52	−1.84%	$148 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	−0.17%	$13 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Johnson & Johnson Common StockJNJ

Stock

Transaction date: Mar 19, 2026Filed 26 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 26 days after the trade. JNJ closed at $237.60 on Mar 19, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 20, 2026	Mar 20, 2026	$235.37	−0.94%	$75 loss avoided
Day of disclosureApr 14, 2026	Apr 14, 2026	$240.10	+1.05%	$84 gain missed
30 days afterApr 20, 2026	Apr 20, 2026	$230.69	−2.91%	$233 loss avoided
90 days afterJun 17, 2026	Jun 17, 2026	$234.20	−1.43%	$114 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$259.36	+9.16%	$733 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Jun 4, 2026Filed 39 days later

Joint

Boston Scientific Corporation Common StockBSXStock

Partial sale

$1,001 - $15,000

Disclosed 39 days after the trade. BSX closed at $48.85 on Jun 4, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeJun 5, 2026	Jun 5, 2026	$48.55	−0.61%	$49 loss avoided
Day of disclosureJul 13, 2026	Jul 13, 2026	$44.65	−8.60%	$688 loss avoided
30 days afterJul 6, 2026	Jul 6, 2026	$44.60	−8.70%	$696 loss avoided
90 days afterSep 2, 2026	Sep 2, 2026	$48.37	−0.98%	$79 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$45.58	−6.69%	$536 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Sprott Lithium Miners ETFLITP

Stock

Transaction date: May 27, 2026Amendment filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. LITP closed at $15.68 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$16.03	+2.23%	$179 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$14.79	−5.68%	$455 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$12.14	−22.6%	$1,804 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$11.99	−23.5%	$1,883 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$7.60	−51.5%	$4,121 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Core S&P 500 ETFIVV

Stock

Transaction date: May 27, 2026Amendment filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. IVV closed at $754.17 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$758.17	+0.53%	$42 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$752.01	−0.29%	$23 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$730.17	−3.18%	$255 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$769.62	+2.05%	$164 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$772.35	+2.41%	$193 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Schwab U.S. TIPS ETFSCHP

Stock

Transaction date: May 13, 2026Amendment filed 34 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 34 days after the trade. SCHP closed at $26.79 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$26.77	−0.07%	$6 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$26.57	−0.82%	$66 loss avoided
30 days afterJun 12, 2026	Jun 12, 2026	$26.54	−0.93%	$75 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$25.90	−3.32%	$266 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$25.44	−5.04%	$403 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

NEW WORLD FUND INC - Class R-6RNWGX

Stock

Transaction date: May 27, 2026Amendment filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. RNWGX closed at $107.57 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$107.99	+0.39%	$31 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$108.87	+1.21%	$97 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$106.67	−0.84%	$67 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$108.62	+0.98%	$78 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$101.95	−5.22%	$418 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Janus Henderson Mortgage-Backed Securities ETFJMBS

Stock

Transaction date: May 13, 2026Amendment filed 34 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 34 days after the trade. JMBS closed at $45.13 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$45.11	−0.04%	$4 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.25	+0.27%	$21 gain missed
30 days afterJun 12, 2026	Jun 12, 2026	$45.18	+0.11%	$9 gain missed
90 days afterAug 11, 2026	Aug 11, 2026	$44.32	−1.79%	$144 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$42.82	−5.12%	$410 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Russell 2000 ETFIWM

Stock

Transaction date: May 27, 2026Amendment filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. IWM closed at $290.37 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$292.03	+0.57%	$46 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$292.08	+0.59%	$47 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$299.83	+3.26%	$261 gain missed
90 days afterAug 25, 2026	Aug 25, 2026	$299.23	+3.05%	$244 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$275.78	−5.02%	$402 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares MSCI EAFE ETFEFA

Stock

Transaction date: May 27, 2026Amendment filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. EFA closed at $104.77 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$104.69	−0.08%	$6 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$104.31	−0.44%	$35 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$102.54	−2.13%	$170 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$108.81	+3.86%	$309 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$104.06	−0.68%	$54 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares CMBS ETFCMBS

Stock

Transaction date: May 13, 2026Amendment filed 34 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 34 days after the trade. CMBS closed at $48.54 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$48.58	+0.08%	$6 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$48.75	+0.43%	$35 gain missed
30 days afterJun 12, 2026	Jun 12, 2026	$48.47	−0.14%	$12 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$48.19	−0.72%	$58 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$47.54	−2.06%	$165 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 3-7 Year Treasury Bond ETFIEI

Stock

Transaction date: May 13, 2026Amendment filed 34 days later
Type: Sale
Amount (as reported): $50,001 - $100,000
Owner: Joint

Disclosed 34 days after the trade. IEI closed at $117.56 on May 13, 2026; changes are measured from that close.

Amount within the reported $50,001–$100,000$75,001

Point	Session	Close	Change	On $75,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$117.43	−0.11%	$86 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$117.44	−0.10%	$75 loss avoided
30 days afterJun 12, 2026	Jun 12, 2026	$117.17	−0.34%	$252 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$116.33	−1.05%	$784 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$114.02	−3.01%	$2,259 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares MBS ETFMBB

Stock

Transaction date: May 13, 2026Amendment filed 34 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 34 days after the trade. MBB closed at $94.32 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$94.31	−0.01%	$0 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$94.63	+0.33%	$27 gain missed
30 days afterJun 12, 2026	Jun 12, 2026	$94.31	−0.01%	$1 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$93.02	−1.37%	$110 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$90.54	−4.01%	$321 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Goldman Sachs ActiveBeta(R) Emerging Markets Equity ETFGEM

Stock

Transaction date: May 27, 2026Amendment filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. GEM closed at $51.77 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$51.95	+0.35%	$28 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$52.31	+1.04%	$83 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$51.27	−0.97%	$77 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$51.30	−0.91%	$73 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$48.46	−6.39%	$512 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

First Trust Global Tactical Commodity Strategy FundFTGC

Stock

Transaction date: May 27, 2026Amendment filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. FTGC closed at $28.88 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$29.26	+1.32%	$105 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$27.84	−3.62%	$290 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$26.91	−6.82%	$546 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$30.22	+4.64%	$371 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+7.26%	$581 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

FT Energy Income Partners Enhanced Income ETFEIPI

Stock

Transaction date: May 27, 2026Amendment filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. EIPI closed at $22.26 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$22.11	−0.67%	$54 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$21.87	−1.75%	$140 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$22.06	−0.90%	$72 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$22.49	+1.03%	$83 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$22.36	+0.45%	$36 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Ecolab Inc. Common StockECL

Stock

Transaction date: May 15, 2026Amendment filed 32 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 32 days after the trade. ECL closed at $247.62 on May 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 18, 2026	May 18, 2026	$249.21	+0.64%	$51 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$273.87	+10.6%	$848 gain missed
30 days afterJun 16, 2026	Jun 16, 2026	$273.87	+10.6%	$848 gain missed
90 days afterAug 13, 2026	Aug 13, 2026	$276.26	+11.6%	$925 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$288.16	+16.4%	$1,310 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Accenture plc Class A Ordinary Shares (Ireland)ACN

Stock

Transaction date: May 15, 2026Amendment filed 32 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 32 days after the trade. ACN closed at $168.82 on May 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 18, 2026	May 18, 2026	$177.55	+5.17%	$414 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$165.52	−1.95%	$156 loss avoided
30 days afterJun 16, 2026	Jun 16, 2026	$165.52	−1.95%	$156 loss avoided
90 days afterAug 13, 2026	Aug 13, 2026	$178.49	+5.73%	$458 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$239.12	+41.6%	$3,332 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

May 27, 2026Amendment filed 20 days later

Joint

Vanguard Developed Markets Index Fund - ETF SharesVEAStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. VEA closed at $71.41 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$71.66	+0.35%	$28 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$72.32	+1.27%	$102 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$70.56	−1.19%	$95 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$73.79	+3.33%	$267 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	−1.81%	$145 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Amendment filed 20 days later

Joint

Vanguard Global ex-U.S. Real Estate Index Fund - ETF SharesVNQIStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. VNQI closed at $45.92 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$45.95	+0.07%	$5 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.55	−0.80%	$64 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$45.04	−1.91%	$153 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$45.90	−0.03%	$2 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$42.74	−6.92%	$553 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Amendment filed 20 days later

Joint

Sprott Lithium Miners ETFLITPStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. LITP closed at $15.68 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$16.03	+2.23%	$179 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$14.79	−5.68%	$455 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$12.14	−22.6%	$1,804 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$11.99	−23.5%	$1,883 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$7.60	−51.5%	$4,121 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Amendment filed 20 days later

Joint

iShares Core S&P 500 ETFIVVStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. IVV closed at $754.17 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$758.17	+0.53%	$42 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$752.01	−0.29%	$23 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$730.17	−3.18%	$255 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$769.62	+2.05%	$164 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$772.35	+2.41%	$193 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 13, 2026Amendment filed 34 days later

Joint

Schwab U.S. TIPS ETFSCHPStock

Partial sale

$1,001 - $15,000

Disclosed 34 days after the trade. SCHP closed at $26.79 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$26.77	−0.07%	$6 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$26.57	−0.82%	$66 loss avoided
30 days afterJun 12, 2026	Jun 12, 2026	$26.54	−0.93%	$75 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$25.90	−3.32%	$266 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$25.44	−5.04%	$403 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Amendment filed 20 days later

Joint

NEW WORLD FUND INC - Class R-6RNWGXStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. RNWGX closed at $107.57 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$107.99	+0.39%	$31 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$108.87	+1.21%	$97 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$106.67	−0.84%	$67 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$108.62	+0.98%	$78 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$101.95	−5.22%	$418 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 13, 2026Amendment filed 34 days later

Joint

Janus Henderson Mortgage-Backed Securities ETFJMBSStock

Partial sale

$1,001 - $15,000

Disclosed 34 days after the trade. JMBS closed at $45.13 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$45.11	−0.04%	$4 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.25	+0.27%	$21 gain missed
30 days afterJun 12, 2026	Jun 12, 2026	$45.18	+0.11%	$9 gain missed
90 days afterAug 11, 2026	Aug 11, 2026	$44.32	−1.79%	$144 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$42.82	−5.12%	$410 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Amendment filed 20 days later

Joint

Tradr 2X Long SPY Monthly ETFSPYMStock

Partial sale

$1,001 - $15,000

No prices found

May 27, 2026Amendment filed 20 days later

Joint

iShares Russell 2000 ETFIWMStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. IWM closed at $290.37 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$292.03	+0.57%	$46 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$292.08	+0.59%	$47 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$299.83	+3.26%	$261 gain missed
90 days afterAug 25, 2026	Aug 25, 2026	$299.23	+3.05%	$244 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$275.78	−5.02%	$402 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Amendment filed 20 days later

Joint

iShares MSCI EAFE ETFEFAStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. EFA closed at $104.77 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$104.69	−0.08%	$6 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$104.31	−0.44%	$35 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$102.54	−2.13%	$170 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$108.81	+3.86%	$309 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$104.06	−0.68%	$54 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 13, 2026Amendment filed 34 days later

Joint

iShares CMBS ETFCMBSStock

Partial sale

$1,001 - $15,000

Disclosed 34 days after the trade. CMBS closed at $48.54 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$48.58	+0.08%	$6 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$48.75	+0.43%	$35 gain missed
30 days afterJun 12, 2026	Jun 12, 2026	$48.47	−0.14%	$12 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$48.19	−0.72%	$58 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$47.54	−2.06%	$165 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 13, 2026Amendment filed 34 days later

Joint

iShares 3-7 Year Treasury Bond ETFIEIStock

Sale

$50,001 - $100,000

Disclosed 34 days after the trade. IEI closed at $117.56 on May 13, 2026; changes are measured from that close.

Amount within the reported $50,001–$100,000$75,001

Point	Session	Close	Change	On $75,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$117.43	−0.11%	$86 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$117.44	−0.10%	$75 loss avoided
30 days afterJun 12, 2026	Jun 12, 2026	$117.17	−0.34%	$252 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$116.33	−1.05%	$784 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$114.02	−3.01%	$2,259 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 13, 2026Amendment filed 34 days later

Joint

iShares MBS ETFMBBStock

Partial sale

$1,001 - $15,000

Disclosed 34 days after the trade. MBB closed at $94.32 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$94.31	−0.01%	$0 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$94.63	+0.33%	$27 gain missed
30 days afterJun 12, 2026	Jun 12, 2026	$94.31	−0.01%	$1 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$93.02	−1.37%	$110 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$90.54	−4.01%	$321 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Amendment filed 20 days later

Joint

Goldman Sachs ActiveBeta(R) Emerging Markets Equity ETFGEMStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. GEM closed at $51.77 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$51.95	+0.35%	$28 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$52.31	+1.04%	$83 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$51.27	−0.97%	$77 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$51.30	−0.91%	$73 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$48.46	−6.39%	$512 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Amendment filed 20 days later

Joint

First Trust Global Tactical Commodity Strategy FundFTGCStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. FTGC closed at $28.88 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$29.26	+1.32%	$105 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$27.84	−3.62%	$290 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$26.91	−6.82%	$546 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$30.22	+4.64%	$371 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+7.26%	$581 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Amendment filed 20 days later

Joint

FT Energy Income Partners Enhanced Income ETFEIPIStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. EIPI closed at $22.26 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$22.11	−0.67%	$54 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$21.87	−1.75%	$140 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$22.06	−0.90%	$72 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$22.49	+1.03%	$83 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$22.36	+0.45%	$36 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 15, 2026Amendment filed 32 days later

Joint

Ecolab Inc. Common StockECLStock

Partial sale

$1,001 - $15,000

Disclosed 32 days after the trade. ECL closed at $247.62 on May 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 18, 2026	May 18, 2026	$249.21	+0.64%	$51 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$273.87	+10.6%	$848 gain missed
30 days afterJun 16, 2026	Jun 16, 2026	$273.87	+10.6%	$848 gain missed
90 days afterAug 13, 2026	Aug 13, 2026	$276.26	+11.6%	$925 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$288.16	+16.4%	$1,310 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 15, 2026Amendment filed 32 days later

Joint

Accenture plc Class A Ordinary Shares (Ireland)ACNStock

Partial sale

$1,001 - $15,000

Disclosed 32 days after the trade. ACN closed at $168.82 on May 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 18, 2026	May 18, 2026	$177.55	+5.17%	$414 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$165.52	−1.95%	$156 loss avoided
30 days afterJun 16, 2026	Jun 16, 2026	$165.52	−1.95%	$156 loss avoided
90 days afterAug 13, 2026	Aug 13, 2026	$178.49	+5.73%	$458 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$239.12	+41.6%	$3,332 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Janus Henderson Mortgage-Backed Securities ETFJMBS

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. JMBS closed at $45.22 on May 28, 2026 (the first session on or after the trade date); changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$45.22	0.00%	$0
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.25	+0.07%	+$5 gain
30 days afterJun 26, 2026	Jun 26, 2026	$45.36	+0.31%	+$25 gain
90 days afterAug 25, 2026	Aug 25, 2026	$44.71	−1.13%	−$90 loss
Latest closeOct 21, 2026	Oct 21, 2026	$42.82	−5.31%	−$425 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 7-10 Year Treasury Bond ETFIEF

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. IEF closed at $94.34 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$94.50	+0.17%	+$14 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$94.47	+0.14%	+$12 gain
30 days afterJun 26, 2026	Jun 26, 2026	$94.98	+0.68%	+$55 gain
90 days afterAug 25, 2026	Aug 25, 2026	$93.53	−0.86%	−$69 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.23	−4.35%	−$348 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 10-20 Year Treasury Bond ETFTLH

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. TLH closed at $99.42 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$99.82	+0.40%	+$32 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$100.17	+0.75%	+$60 gain
30 days afterJun 26, 2026	Jun 26, 2026	$101.23	+1.82%	+$146 gain
90 days afterAug 25, 2026	Aug 25, 2026	$97.98	−1.45%	−$116 loss
Latest closeOct 21, 2026	Oct 21, 2026	$94.19	−5.26%	−$421 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares CMBS ETFCMBS

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. CMBS closed at $48.65 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$48.52	−0.27%	−$21 loss
Day of disclosureJun 16, 2026	Jun 16, 2026	$48.75	+0.21%	+$16 gain
30 days afterJun 26, 2026	Jun 26, 2026	$48.72	+0.14%	+$12 gain
90 days afterAug 25, 2026	Aug 25, 2026	$48.53	−0.25%	−$20 loss
Latest closeOct 21, 2026	Oct 21, 2026	$47.54	−2.28%	−$183 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares MBS ETFMBB

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. MBB closed at $94.38 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$94.62	+0.26%	+$21 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$94.63	+0.27%	+$21 gain
30 days afterJun 26, 2026	Jun 26, 2026	$94.94	+0.59%	+$47 gain
90 days afterAug 25, 2026	Aug 25, 2026	$93.68	−0.74%	−$59 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.54	−4.07%	−$326 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Agency Bond ETFAGZ

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. AGZ closed at $109.08 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$109.34	+0.24%	+$19 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$109.25	+0.16%	+$12 gain
30 days afterJun 26, 2026	Jun 26, 2026	$109.51	+0.39%	+$32 gain
90 days afterAug 25, 2026	Aug 25, 2026	$108.94	−0.13%	−$10 loss
Latest closeOct 20, 2026	Oct 20, 2026	$106.54	−2.33%	−$186 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Goldman Sachs Access Treasury 0-1 Year ETFGBIL

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. GBIL closed at $100.13 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$100.15	+0.02%	+$2 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$100.04	−0.09%	−$7 loss
30 days afterJun 26, 2026	Jun 26, 2026	$100.14	+0.01%	+$1 gain
90 days afterAug 25, 2026	Aug 25, 2026	$100.14	+0.01%	+$1 gain
Latest closeOct 20, 2026	Oct 20, 2026	$100.03	−0.10%	−$8 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Goldman Sachs Access Investment Grade Corporate Bond ETFGIGB

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. GIGB closed at $45.84 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$45.94	+0.22%	+$17 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.89	+0.11%	+$9 gain
30 days afterJun 26, 2026	Jun 26, 2026	$46.07	+0.49%	+$39 gain
90 days afterAug 25, 2026	Aug 25, 2026	$45.19	−1.42%	−$113 loss
Latest closeOct 21, 2026	Oct 21, 2026	$43.86	−4.33%	−$346 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Goldman Sachs Access Investment Grade Corporate Bond ETFGIGB

Stock

Transaction date: May 13, 2026Filed 34 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 34 days after the trade. GIGB closed at $45.71 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 14, 2026	May 14, 2026	$45.71	+0.00%	+$0 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.89	+0.40%	+$32 gain
30 days afterJun 12, 2026	Jun 12, 2026	$45.86	+0.33%	+$27 gain
90 days afterAug 11, 2026	Aug 11, 2026	$44.89	−1.79%	−$143 loss
Latest closeOct 21, 2026	Oct 21, 2026	$43.86	−4.05%	−$324 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

BondBloxx Bloomberg Five Year Target Duration US Treasury ETFXFIV

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. XFIV closed at $48.66 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$48.72	+0.12%	+$10 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$48.68	+0.03%	+$2 gain
30 days afterJun 26, 2026	Jun 26, 2026	$48.83	+0.35%	+$28 gain
90 days afterAug 25, 2026	Aug 25, 2026	$48.32	−0.70%	−$56 loss
Latest closeOct 21, 2026	Oct 21, 2026	$46.96	−3.49%	−$280 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

BondBloxx Bloomberg Five Year Target Duration US Treasury ETFXFIV

Stock

Transaction date: May 13, 2026Filed 34 days later
Type: Purchase
Amount (as reported): $50,001 - $100,000
Owner: Joint

Disclosed 34 days after the trade. XFIV closed at $48.68 on May 13, 2026; changes are measured from that close.

Amount within the reported $50,001–$100,000$75,001

Point	Session	Close	Change	On $75,001 bought
Day after the tradeMay 14, 2026	May 14, 2026	$48.65	−0.07%	−$54 loss
Day of disclosureJun 16, 2026	Jun 16, 2026	$48.68	−0.01%	−$8 loss
30 days afterJun 12, 2026	Jun 12, 2026	$48.53	−0.31%	−$231 loss
90 days afterAug 11, 2026	Aug 11, 2026	$48.08	−1.23%	−$924 loss
Latest closeOct 21, 2026	Oct 21, 2026	$46.96	−3.53%	−$2,650 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

BondBloxx Bloomberg Two Year Target Duration US Treasury ETFXTWO

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. XTWO closed at $49.03 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$49.05	+0.04%	+$3 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$48.97	−0.12%	−$10 loss
30 days afterJun 26, 2026	Jun 26, 2026	$49.00	−0.07%	−$6 loss
90 days afterAug 25, 2026	Aug 25, 2026	$48.93	−0.21%	−$17 loss
Latest closeOct 21, 2026	Oct 21, 2026	$48.38	−1.32%	−$106 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Albemarle Corporation Common StockALB

Stock

Transaction date: May 15, 2026Filed 32 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 32 days after the trade. ALB closed at $180.38 on May 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 18, 2026	May 18, 2026	$175.74	−2.57%	−$206 loss
Day of disclosureJun 16, 2026	Jun 16, 2026	$166.11	−7.91%	−$633 loss
30 days afterJun 15, 2026	Jun 15, 2026	$168.90	−6.36%	−$509 loss
90 days afterAug 13, 2026	Aug 13, 2026	$130.48	−27.7%	−$2,213 loss
Latest closeOct 20, 2026	Oct 20, 2026	$95.77	−46.9%	−$3,753 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

May 27, 2026Filed 20 days later

Joint

Schwab U.S. TIPS ETFSCHPStock

Purchase

$1,001 - $15,000

Disclosed 20 days after the trade. SCHP closed at $26.75 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$26.82	+0.26%	+$21 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$26.57	−0.67%	−$54 loss
30 days afterJun 26, 2026	Jun 26, 2026	$26.57	−0.67%	−$54 loss
90 days afterAug 25, 2026	Aug 25, 2026	$26.09	−2.47%	−$197 loss
Latest closeOct 20, 2026	Oct 20, 2026	$25.44	−4.90%	−$392 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 15, 2026Filed 32 days later

Joint

Palantir Technologies Inc. - Class A Common StockPLTRStock

Purchase

$1,001 - $15,000

Disclosed 32 days after the trade. PLTR closed at $133.99 on May 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 18, 2026	May 18, 2026	$135.14	+0.86%	+$69 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$133.25	−0.55%	−$44 loss
30 days afterJun 15, 2026	Jun 15, 2026	$134.71	+0.54%	+$43 gain
90 days afterAug 13, 2026	Aug 13, 2026	$179.01	+33.6%	+$2,688 gain
Latest closeOct 20, 2026	Oct 20, 2026	$192.60	+43.7%	+$3,500 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

Janus Henderson Mortgage-Backed Securities ETFJMBSStock

Purchase

$1,001 - $15,000

Disclosed 20 days after the trade. JMBS closed at $45.22 on May 28, 2026 (the first session on or after the trade date); changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$45.22	0.00%	$0
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.25	+0.07%	+$5 gain
30 days afterJun 26, 2026	Jun 26, 2026	$45.36	+0.31%	+$25 gain
90 days afterAug 25, 2026	Aug 25, 2026	$44.71	−1.13%	−$90 loss
Latest closeOct 21, 2026	Oct 21, 2026	$42.82	−5.31%	−$425 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

iShares 7-10 Year Treasury Bond ETFIEFStock

Purchase

$1,001 - $15,000

Disclosed 20 days after the trade. IEF closed at $94.34 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$94.50	+0.17%	+$14 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$94.47	+0.14%	+$12 gain
30 days afterJun 26, 2026	Jun 26, 2026	$94.98	+0.68%	+$55 gain
90 days afterAug 25, 2026	Aug 25, 2026	$93.53	−0.86%	−$69 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.23	−4.35%	−$348 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

iShares 10-20 Year Treasury Bond ETFTLHStock

Purchase

$1,001 - $15,000

Disclosed 20 days after the trade. TLH closed at $99.42 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$99.82	+0.40%	+$32 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$100.17	+0.75%	+$60 gain
30 days afterJun 26, 2026	Jun 26, 2026	$101.23	+1.82%	+$146 gain
90 days afterAug 25, 2026	Aug 25, 2026	$97.98	−1.45%	−$116 loss
Latest closeOct 21, 2026	Oct 21, 2026	$94.19	−5.26%	−$421 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

iShares CMBS ETFCMBSStock

Purchase

$1,001 - $15,000

Disclosed 20 days after the trade. CMBS closed at $48.65 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$48.52	−0.27%	−$21 loss
Day of disclosureJun 16, 2026	Jun 16, 2026	$48.75	+0.21%	+$16 gain
30 days afterJun 26, 2026	Jun 26, 2026	$48.72	+0.14%	+$12 gain
90 days afterAug 25, 2026	Aug 25, 2026	$48.53	−0.25%	−$20 loss
Latest closeOct 21, 2026	Oct 21, 2026	$47.54	−2.28%	−$183 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

iShares MBS ETFMBBStock

Purchase

$1,001 - $15,000

Disclosed 20 days after the trade. MBB closed at $94.38 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$94.62	+0.26%	+$21 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$94.63	+0.27%	+$21 gain
30 days afterJun 26, 2026	Jun 26, 2026	$94.94	+0.59%	+$47 gain
90 days afterAug 25, 2026	Aug 25, 2026	$93.68	−0.74%	−$59 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.54	−4.07%	−$326 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

iShares Agency Bond ETFAGZStock

Purchase

$1,001 - $15,000

Disclosed 20 days after the trade. AGZ closed at $109.08 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$109.34	+0.24%	+$19 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$109.25	+0.16%	+$12 gain
30 days afterJun 26, 2026	Jun 26, 2026	$109.51	+0.39%	+$32 gain
90 days afterAug 25, 2026	Aug 25, 2026	$108.94	−0.13%	−$10 loss
Latest closeOct 20, 2026	Oct 20, 2026	$106.54	−2.33%	−$186 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

Goldman Sachs Access Treasury 0-1 Year ETFGBILStock

Purchase

$1,001 - $15,000

Disclosed 20 days after the trade. GBIL closed at $100.13 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$100.15	+0.02%	+$2 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$100.04	−0.09%	−$7 loss
30 days afterJun 26, 2026	Jun 26, 2026	$100.14	+0.01%	+$1 gain
90 days afterAug 25, 2026	Aug 25, 2026	$100.14	+0.01%	+$1 gain
Latest closeOct 20, 2026	Oct 20, 2026	$100.03	−0.10%	−$8 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

Goldman Sachs Access Investment Grade Corporate Bond ETFGIGBStock

Purchase

$1,001 - $15,000

Disclosed 20 days after the trade. GIGB closed at $45.84 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$45.94	+0.22%	+$17 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.89	+0.11%	+$9 gain
30 days afterJun 26, 2026	Jun 26, 2026	$46.07	+0.49%	+$39 gain
90 days afterAug 25, 2026	Aug 25, 2026	$45.19	−1.42%	−$113 loss
Latest closeOct 21, 2026	Oct 21, 2026	$43.86	−4.33%	−$346 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 13, 2026Filed 34 days later

Joint

Goldman Sachs Access Investment Grade Corporate Bond ETFGIGBStock

Purchase

$1,001 - $15,000

Disclosed 34 days after the trade. GIGB closed at $45.71 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 14, 2026	May 14, 2026	$45.71	+0.00%	+$0 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.89	+0.40%	+$32 gain
30 days afterJun 12, 2026	Jun 12, 2026	$45.86	+0.33%	+$27 gain
90 days afterAug 11, 2026	Aug 11, 2026	$44.89	−1.79%	−$143 loss
Latest closeOct 21, 2026	Oct 21, 2026	$43.86	−4.05%	−$324 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

BondBloxx Bloomberg Five Year Target Duration US Treasury ETFXFIVStock

Purchase

$1,001 - $15,000

Disclosed 20 days after the trade. XFIV closed at $48.66 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$48.72	+0.12%	+$10 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$48.68	+0.03%	+$2 gain
30 days afterJun 26, 2026	Jun 26, 2026	$48.83	+0.35%	+$28 gain
90 days afterAug 25, 2026	Aug 25, 2026	$48.32	−0.70%	−$56 loss
Latest closeOct 21, 2026	Oct 21, 2026	$46.96	−3.49%	−$280 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 13, 2026Filed 34 days later

Joint

BondBloxx Bloomberg Five Year Target Duration US Treasury ETFXFIVStock

Purchase

$50,001 - $100,000

Disclosed 34 days after the trade. XFIV closed at $48.68 on May 13, 2026; changes are measured from that close.

Amount within the reported $50,001–$100,000$75,001

Point	Session	Close	Change	On $75,001 bought
Day after the tradeMay 14, 2026	May 14, 2026	$48.65	−0.07%	−$54 loss
Day of disclosureJun 16, 2026	Jun 16, 2026	$48.68	−0.01%	−$8 loss
30 days afterJun 12, 2026	Jun 12, 2026	$48.53	−0.31%	−$231 loss
90 days afterAug 11, 2026	Aug 11, 2026	$48.08	−1.23%	−$924 loss
Latest closeOct 21, 2026	Oct 21, 2026	$46.96	−3.53%	−$2,650 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

BondBloxx Bloomberg Two Year Target Duration US Treasury ETFXTWOStock

Purchase

$1,001 - $15,000

Disclosed 20 days after the trade. XTWO closed at $49.03 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 28, 2026	May 28, 2026	$49.05	+0.04%	+$3 gain
Day of disclosureJun 16, 2026	Jun 16, 2026	$48.97	−0.12%	−$10 loss
30 days afterJun 26, 2026	Jun 26, 2026	$49.00	−0.07%	−$6 loss
90 days afterAug 25, 2026	Aug 25, 2026	$48.93	−0.21%	−$17 loss
Latest closeOct 21, 2026	Oct 21, 2026	$48.38	−1.32%	−$106 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 15, 2026Filed 32 days later

Joint

Albemarle Corporation Common StockALBStock

Purchase

$1,001 - $15,000

Disclosed 32 days after the trade. ALB closed at $180.38 on May 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMay 18, 2026	May 18, 2026	$175.74	−2.57%	−$206 loss
Day of disclosureJun 16, 2026	Jun 16, 2026	$166.11	−7.91%	−$633 loss
30 days afterJun 15, 2026	Jun 15, 2026	$168.90	−6.36%	−$509 loss
90 days afterAug 13, 2026	Aug 13, 2026	$130.48	−27.7%	−$2,213 loss
Latest closeOct 20, 2026	Oct 20, 2026	$95.77	−46.9%	−$3,753 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Sprott Lithium Miners ETFLITP

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. LITP closed at $15.68 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$16.03	+2.23%	$179 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$14.79	−5.68%	$455 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$12.14	−22.6%	$1,804 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$11.99	−23.5%	$1,883 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$7.60	−51.5%	$4,121 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Core S&P 500 ETFIVV

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. IVV closed at $754.17 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$758.17	+0.53%	$42 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$752.01	−0.29%	$23 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$730.17	−3.18%	$255 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$769.62	+2.05%	$164 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$772.35	+2.41%	$193 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Schwab U.S. TIPS ETFSCHP

Stock

Transaction date: May 13, 2026Filed 34 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 34 days after the trade. SCHP closed at $26.79 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$26.77	−0.07%	$6 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$26.57	−0.82%	$66 loss avoided
30 days afterJun 12, 2026	Jun 12, 2026	$26.54	−0.93%	$75 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$25.90	−3.32%	$266 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$25.44	−5.04%	$403 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

NEW WORLD FUND INC - Class R-6RNWGX

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. RNWGX closed at $107.57 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$107.99	+0.39%	$31 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$108.87	+1.21%	$97 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$106.67	−0.84%	$67 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$108.62	+0.98%	$78 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$101.95	−5.22%	$418 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Janus Henderson Mortgage-Backed Securities ETFJMBS

Stock

Transaction date: May 13, 2026Filed 34 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 34 days after the trade. JMBS closed at $45.13 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$45.11	−0.04%	$4 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.25	+0.27%	$21 gain missed
30 days afterJun 12, 2026	Jun 12, 2026	$45.18	+0.11%	$9 gain missed
90 days afterAug 11, 2026	Aug 11, 2026	$44.32	−1.79%	$144 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$42.82	−5.12%	$410 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares Russell 2000 ETFIWM

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. IWM closed at $290.37 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$292.03	+0.57%	$46 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$292.08	+0.59%	$47 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$299.83	+3.26%	$261 gain missed
90 days afterAug 25, 2026	Aug 25, 2026	$299.23	+3.05%	$244 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$275.78	−5.02%	$402 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares MSCI EAFE ETFEFA

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. EFA closed at $104.77 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$104.69	−0.08%	$6 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$104.31	−0.44%	$35 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$102.54	−2.13%	$170 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$108.81	+3.86%	$309 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$104.06	−0.68%	$54 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares CMBS ETFCMBS

Stock

Transaction date: May 13, 2026Filed 34 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 34 days after the trade. CMBS closed at $48.54 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$48.58	+0.08%	$6 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$48.75	+0.43%	$35 gain missed
30 days afterJun 12, 2026	Jun 12, 2026	$48.47	−0.14%	$12 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$48.19	−0.72%	$58 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$47.54	−2.06%	$165 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 3-7 Year Treasury Bond ETFIEI

Stock

Transaction date: May 13, 2026Filed 34 days later
Type: Sale
Amount (as reported): $50,001 - $100,000
Owner: Joint

Disclosed 34 days after the trade. IEI closed at $117.56 on May 13, 2026; changes are measured from that close.

Amount within the reported $50,001–$100,000$75,001

Point	Session	Close	Change	On $75,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$117.43	−0.11%	$86 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$117.44	−0.10%	$75 loss avoided
30 days afterJun 12, 2026	Jun 12, 2026	$117.17	−0.34%	$252 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$116.33	−1.05%	$784 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$114.02	−3.01%	$2,259 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares MBS ETFMBB

Stock

Transaction date: May 13, 2026Filed 34 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 34 days after the trade. MBB closed at $94.32 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$94.31	−0.01%	$0 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$94.63	+0.33%	$27 gain missed
30 days afterJun 12, 2026	Jun 12, 2026	$94.31	−0.01%	$1 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$93.02	−1.37%	$110 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$90.54	−4.01%	$321 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Goldman Sachs ActiveBeta(R) Emerging Markets Equity ETFGEM

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. GEM closed at $51.77 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$51.95	+0.35%	$28 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$52.31	+1.04%	$83 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$51.27	−0.97%	$77 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$51.30	−0.91%	$73 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$48.46	−6.39%	$512 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

FT Energy Income Partners Enhanced Income ETFEIPI

Stock

Transaction date: May 27, 2026Filed 20 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 20 days after the trade. EIPI closed at $22.26 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$22.11	−0.67%	$54 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$21.87	−1.75%	$140 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$22.06	−0.90%	$72 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$22.49	+1.03%	$83 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$22.36	+0.45%	$36 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Ecolab Inc. Common StockECL

Stock

Transaction date: May 15, 2026Filed 32 days later
Type: Partial sale
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 32 days after the trade. ECL closed at $247.62 on May 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 18, 2026	May 18, 2026	$249.21	+0.64%	$51 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$273.87	+10.6%	$848 gain missed
30 days afterJun 16, 2026	Jun 16, 2026	$273.87	+10.6%	$848 gain missed
90 days afterAug 13, 2026	Aug 13, 2026	$276.26	+11.6%	$925 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$288.16	+16.4%	$1,310 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

May 27, 2026Filed 20 days later

Joint

Vanguard Developed Markets Index Fund - ETF SharesVEAStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. VEA closed at $71.41 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$71.66	+0.35%	$28 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$72.32	+1.27%	$102 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$70.56	−1.19%	$95 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$73.79	+3.33%	$267 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	−1.81%	$145 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

Vanguard Global ex-U.S. Real Estate Index Fund - ETF SharesVNQIStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. VNQI closed at $45.92 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$45.95	+0.07%	$5 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.55	−0.80%	$64 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$45.04	−1.91%	$153 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$45.90	−0.03%	$2 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$42.74	−6.92%	$553 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

Sprott Lithium Miners ETFLITPStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. LITP closed at $15.68 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$16.03	+2.23%	$179 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$14.79	−5.68%	$455 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$12.14	−22.6%	$1,804 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$11.99	−23.5%	$1,883 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$7.60	−51.5%	$4,121 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

iShares Core S&P 500 ETFIVVStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. IVV closed at $754.17 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$758.17	+0.53%	$42 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$752.01	−0.29%	$23 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$730.17	−3.18%	$255 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$769.62	+2.05%	$164 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$772.35	+2.41%	$193 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 13, 2026Filed 34 days later

Joint

Schwab U.S. TIPS ETFSCHPStock

Partial sale

$1,001 - $15,000

Disclosed 34 days after the trade. SCHP closed at $26.79 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$26.77	−0.07%	$6 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$26.57	−0.82%	$66 loss avoided
30 days afterJun 12, 2026	Jun 12, 2026	$26.54	−0.93%	$75 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$25.90	−3.32%	$266 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$25.44	−5.04%	$403 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

NEW WORLD FUND INC - Class R-6RNWGXStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. RNWGX closed at $107.57 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$107.99	+0.39%	$31 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$108.87	+1.21%	$97 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$106.67	−0.84%	$67 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$108.62	+0.98%	$78 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$101.95	−5.22%	$418 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 13, 2026Filed 34 days later

Joint

Janus Henderson Mortgage-Backed Securities ETFJMBSStock

Partial sale

$1,001 - $15,000

Disclosed 34 days after the trade. JMBS closed at $45.13 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$45.11	−0.04%	$4 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$45.25	+0.27%	$21 gain missed
30 days afterJun 12, 2026	Jun 12, 2026	$45.18	+0.11%	$9 gain missed
90 days afterAug 11, 2026	Aug 11, 2026	$44.32	−1.79%	$144 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$42.82	−5.12%	$410 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

SPYM - Tradr 2X Long SPY Monthly ETFStock

Partial sale

$1,001 - $15,000

No ticker reported

May 27, 2026Filed 20 days later

Joint

iShares Russell 2000 ETFIWMStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. IWM closed at $290.37 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$292.03	+0.57%	$46 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$292.08	+0.59%	$47 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$299.83	+3.26%	$261 gain missed
90 days afterAug 25, 2026	Aug 25, 2026	$299.23	+3.05%	$244 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$275.78	−5.02%	$402 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

iShares MSCI EAFE ETFEFAStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. EFA closed at $104.77 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$104.69	−0.08%	$6 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$104.31	−0.44%	$35 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$102.54	−2.13%	$170 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$108.81	+3.86%	$309 gain missed
Latest closeOct 21, 2026	Oct 21, 2026	$104.06	−0.68%	$54 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 13, 2026Filed 34 days later

Joint

iShares CMBS ETFCMBSStock

Partial sale

$1,001 - $15,000

Disclosed 34 days after the trade. CMBS closed at $48.54 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$48.58	+0.08%	$6 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$48.75	+0.43%	$35 gain missed
30 days afterJun 12, 2026	Jun 12, 2026	$48.47	−0.14%	$12 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$48.19	−0.72%	$58 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$47.54	−2.06%	$165 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 13, 2026Filed 34 days later

Joint

iShares 3-7 Year Treasury Bond ETFIEIStock

Sale

$50,001 - $100,000

Disclosed 34 days after the trade. IEI closed at $117.56 on May 13, 2026; changes are measured from that close.

Amount within the reported $50,001–$100,000$75,001

Point	Session	Close	Change	On $75,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$117.43	−0.11%	$86 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$117.44	−0.10%	$75 loss avoided
30 days afterJun 12, 2026	Jun 12, 2026	$117.17	−0.34%	$252 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$116.33	−1.05%	$784 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$114.02	−3.01%	$2,259 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 13, 2026Filed 34 days later

Joint

iShares MBS ETFMBBStock

Partial sale

$1,001 - $15,000

Disclosed 34 days after the trade. MBB closed at $94.32 on May 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 14, 2026	May 14, 2026	$94.31	−0.01%	$0 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$94.63	+0.33%	$27 gain missed
30 days afterJun 12, 2026	Jun 12, 2026	$94.31	−0.01%	$1 loss avoided
90 days afterAug 11, 2026	Aug 11, 2026	$93.02	−1.37%	$110 loss avoided
Latest closeOct 21, 2026	Oct 21, 2026	$90.54	−4.01%	$321 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

Goldman Sachs ActiveBeta(R) Emerging Markets Equity ETFGEMStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. GEM closed at $51.77 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$51.95	+0.35%	$28 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$52.31	+1.04%	$83 gain missed
30 days afterJun 26, 2026	Jun 26, 2026	$51.27	−0.97%	$77 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$51.30	−0.91%	$73 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$48.46	−6.39%	$512 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 27, 2026Filed 20 days later

Joint

FTGC - First Trust Global Tactical Commodity Strategy FundStock

Partial sale

$1,001 - $15,000

No ticker reported

May 27, 2026Filed 20 days later

Joint

FT Energy Income Partners Enhanced Income ETFEIPIStock

Partial sale

$1,001 - $15,000

Disclosed 20 days after the trade. EIPI closed at $22.26 on May 27, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 28, 2026	May 28, 2026	$22.11	−0.67%	$54 loss avoided
Day of disclosureJun 16, 2026	Jun 16, 2026	$21.87	−1.75%	$140 loss avoided
30 days afterJun 26, 2026	Jun 26, 2026	$22.06	−0.90%	$72 loss avoided
90 days afterAug 25, 2026	Aug 25, 2026	$22.49	+1.03%	$83 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$22.36	+0.45%	$36 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 15, 2026Filed 32 days later

Joint

Ecolab Inc. Common StockECLStock

Partial sale

$1,001 - $15,000

Disclosed 32 days after the trade. ECL closed at $247.62 on May 15, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMay 18, 2026	May 18, 2026	$249.21	+0.64%	$51 gain missed
Day of disclosureJun 16, 2026	Jun 16, 2026	$273.87	+10.6%	$848 gain missed
30 days afterJun 16, 2026	Jun 16, 2026	$273.87	+10.6%	$848 gain missed
90 days afterAug 13, 2026	Aug 13, 2026	$276.26	+11.6%	$925 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$288.16	+16.4%	$1,310 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

May 15, 2026Filed 32 days later

Joint

ACN - Accenture plc Class A Ordinary Shares (Ireland)Stock

Partial sale

$1,001 - $15,000

No ticker reported

iShares 1-3 Year Treasury Bond ETFSHY

Stock

Transaction date: Sep 16, 2025Amendment filed 237 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 237 days after the trade. SHY closed at $83.00 on Sep 16, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeSep 17, 2025	Sep 17, 2025	$82.96	−0.05%	−$4 loss
Day of disclosureMay 11, 2026	May 11, 2026	$82.21	−0.95%	−$76 loss
30 days afterOct 16, 2025	Oct 16, 2025	$83.10	+0.12%	+$10 gain
90 days afterDec 15, 2025	Dec 15, 2025	$82.92	−0.10%	−$8 loss
Latest closeOct 20, 2026	Oct 20, 2026	$81.30	−2.05%	−$164 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

iShares 3-7 Year Treasury Bond ETFIEI

Stock

Transaction date: Sep 16, 2025Amendment filed 237 days later
Type: Purchase
Amount (as reported): $15,001 - $50,000
Owner: Joint

Disclosed 237 days after the trade. IEI closed at $120.06 on Sep 16, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 bought
Day after the tradeSep 17, 2025	Sep 17, 2025	$119.85	−0.17%	−$57 loss
Day of disclosureMay 11, 2026	May 11, 2026	$117.76	−1.92%	−$623 loss
30 days afterOct 16, 2025	Oct 16, 2025	$120.35	+0.24%	+$79 gain
90 days afterDec 15, 2025	Dec 15, 2025	$119.45	−0.51%	−$165 loss
Latest closeOct 20, 2026	Oct 20, 2026	$114.02	−5.03%	−$1,635 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Eaton CorpETN

Stock

Transaction date: Sep 12, 2025Amendment filed 241 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 241 days after the trade. ETN closed at $365.90 on Sep 12, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeSep 15, 2025	Sep 15, 2025	$375.54	+2.63%	+$211 gain
Day of disclosureMay 11, 2026	May 11, 2026	$419.00	+14.5%	+$1,161 gain
30 days afterOct 13, 2025	Oct 13, 2025	$375.37	+2.59%	+$207 gain
90 days afterDec 11, 2025	Dec 11, 2025	$350.36	−4.25%	−$340 loss
Latest closeOct 20, 2026	Oct 20, 2026	$381.98	+4.39%	+$352 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Alphabet Cl AGOOGL

Stock

Transaction date: Sep 17, 2025Amendment filed 236 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 236 days after the trade. GOOGL closed at $249.53 on Sep 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeSep 18, 2025	Sep 18, 2025	$252.03	+1.00%	+$80 gain
Day of disclosureMay 11, 2026	May 11, 2026	$388.64	+55.7%	+$4,460 gain
30 days afterOct 17, 2025	Oct 17, 2025	$253.30	+1.51%	+$121 gain
90 days afterDec 16, 2025	Dec 16, 2025	$306.57	+22.9%	+$1,829 gain
Latest closeOct 20, 2026	Oct 20, 2026	$340.28	+36.4%	+$2,910 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Adobe Systems IncADBE

Stock

Transaction date: Sep 4, 2025Amendment filed 249 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 249 days after the trade. ADBE closed at $344.31 on Sep 4, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeSep 5, 2025	Sep 5, 2025	$348.97	+1.35%	+$108 gain
Day of disclosureMay 11, 2026	May 11, 2026	$246.15	−28.5%	−$2,281 loss
30 days afterOct 6, 2025	Oct 6, 2025	$350.14	+1.69%	+$135 gain
90 days afterDec 3, 2025	Dec 3, 2025	$326.78	−5.09%	−$407 loss
Latest closeOct 20, 2026	Oct 20, 2026	$256.73	−25.4%	−$2,035 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Sep 16, 2025Amendment filed 237 days later

Joint

Schwab U.S. TIPS ETFSCHPStock

Purchase

$1,001 - $15,000

Disclosed 237 days after the trade. SCHP closed at $27.10 on Sep 16, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeSep 17, 2025	Sep 17, 2025	$27.07	−0.11%	−$9 loss
Day of disclosureMay 11, 2026	May 11, 2026	$26.85	−0.92%	−$74 loss
30 days afterOct 16, 2025	Oct 16, 2025	$27.07	−0.11%	−$9 loss
90 days afterDec 15, 2025	Dec 15, 2025	$26.63	−1.73%	−$139 loss
Latest closeOct 20, 2026	Oct 20, 2026	$25.44	−6.13%	−$490 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Sep 16, 2025Amendment filed 237 days later

Joint

iShares 7-10 Year Treasury Bond ETFIEFStock

Purchase

$15,001 - $50,000

Disclosed 237 days after the trade. IEF closed at $97.20 on Sep 16, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 bought
Day after the tradeSep 17, 2025	Sep 17, 2025	$96.99	−0.22%	−$70 loss
Day of disclosureMay 11, 2026	May 11, 2026	$94.63	−2.65%	−$860 loss
30 days afterOct 16, 2025	Oct 16, 2025	$97.55	+0.36%	+$117 gain
90 days afterDec 15, 2025	Dec 15, 2025	$96.27	−0.96%	−$311 loss
Latest closeOct 21, 2026	Oct 21, 2026	$90.23	−7.17%	−$2,331 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Sep 16, 2025Amendment filed 237 days later

Joint

iShares 1-3 Year Treasury Bond ETFSHYStock

Purchase

$1,001 - $15,000

Disclosed 237 days after the trade. SHY closed at $83.00 on Sep 16, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeSep 17, 2025	Sep 17, 2025	$82.96	−0.05%	−$4 loss
Day of disclosureMay 11, 2026	May 11, 2026	$82.21	−0.95%	−$76 loss
30 days afterOct 16, 2025	Oct 16, 2025	$83.10	+0.12%	+$10 gain
90 days afterDec 15, 2025	Dec 15, 2025	$82.92	−0.10%	−$8 loss
Latest closeOct 20, 2026	Oct 20, 2026	$81.30	−2.05%	−$164 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Sep 16, 2025Amendment filed 237 days later

Joint

iShares 3-7 Year Treasury Bond ETFIEIStock

Purchase

$15,001 - $50,000

Disclosed 237 days after the trade. IEI closed at $120.06 on Sep 16, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 bought
Day after the tradeSep 17, 2025	Sep 17, 2025	$119.85	−0.17%	−$57 loss
Day of disclosureMay 11, 2026	May 11, 2026	$117.76	−1.92%	−$623 loss
30 days afterOct 16, 2025	Oct 16, 2025	$120.35	+0.24%	+$79 gain
90 days afterDec 15, 2025	Dec 15, 2025	$119.45	−0.51%	−$165 loss
Latest closeOct 20, 2026	Oct 20, 2026	$114.02	−5.03%	−$1,635 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Sep 12, 2025Amendment filed 241 days later

Joint

Eaton CorpETNStock

Purchase

$1,001 - $15,000

Disclosed 241 days after the trade. ETN closed at $365.90 on Sep 12, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeSep 15, 2025	Sep 15, 2025	$375.54	+2.63%	+$211 gain
Day of disclosureMay 11, 2026	May 11, 2026	$419.00	+14.5%	+$1,161 gain
30 days afterOct 13, 2025	Oct 13, 2025	$375.37	+2.59%	+$207 gain
90 days afterDec 11, 2025	Dec 11, 2025	$350.36	−4.25%	−$340 loss
Latest closeOct 20, 2026	Oct 20, 2026	$381.98	+4.39%	+$352 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Sep 17, 2025Amendment filed 236 days later

Joint

Alphabet Cl AGOOGLStock

Purchase

$1,001 - $15,000

Disclosed 236 days after the trade. GOOGL closed at $249.53 on Sep 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeSep 18, 2025	Sep 18, 2025	$252.03	+1.00%	+$80 gain
Day of disclosureMay 11, 2026	May 11, 2026	$388.64	+55.7%	+$4,460 gain
30 days afterOct 17, 2025	Oct 17, 2025	$253.30	+1.51%	+$121 gain
90 days afterDec 16, 2025	Dec 16, 2025	$306.57	+22.9%	+$1,829 gain
Latest closeOct 20, 2026	Oct 20, 2026	$340.28	+36.4%	+$2,910 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Sep 4, 2025Amendment filed 249 days later

Joint

Adobe Systems IncADBEStock

Purchase

$1,001 - $15,000

Disclosed 249 days after the trade. ADBE closed at $344.31 on Sep 4, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeSep 5, 2025	Sep 5, 2025	$348.97	+1.35%	+$108 gain
Day of disclosureMay 11, 2026	May 11, 2026	$246.15	−28.5%	−$2,281 loss
30 days afterOct 6, 2025	Oct 6, 2025	$350.14	+1.69%	+$135 gain
90 days afterDec 3, 2025	Dec 3, 2025	$326.78	−5.09%	−$407 loss
Latest closeOct 20, 2026	Oct 20, 2026	$256.73	−25.4%	−$2,035 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Mar 19, 2025Amendment filed 418 days later

Joint

iShares S&P 500 Growth ETFIVWStock

Partial sale

$1,001 - $15,000

Disclosed 418 days after the trade. IVW closed at $94.80 on Mar 19, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 20, 2025	Mar 20, 2025	$94.58	−0.23%	$19 loss avoided
Day of disclosureMay 11, 2026	May 11, 2026	$136.23	+43.7%	$3,497 gain missed
30 days afterApr 21, 2025	Apr 21, 2025	$85.89	−9.40%	$752 loss avoided
90 days afterJun 17, 2025	Jun 17, 2025	$105.39	+11.2%	$894 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$139.95	+47.6%	$3,811 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Mar 19, 2025Amendment filed 418 days later

Joint

Dte Energy CompanyDTEStock

Partial sale

$1,001 - $15,000

Disclosed 418 days after the trade. DTE closed at $136.17 on Mar 19, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 20, 2025	Mar 20, 2025	$136.94	+0.57%	$45 gain missed
Day of disclosureMay 11, 2026	May 11, 2026	$142.43	+4.60%	$368 gain missed
30 days afterApr 21, 2025	Apr 21, 2025	$131.78	−3.22%	$258 loss avoided
90 days afterJun 17, 2025	Jun 17, 2025	$131.97	−3.08%	$247 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$129.32	−5.03%	$402 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Apr 9, 2026Filed 29 days later

Joint

Devon Energy Corporation Common StockDVNStock

Purchase

$1,001 - $15,000

Disclosed 29 days after the trade. DVN closed at $47.88 on Apr 9, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeApr 10, 2026	Apr 10, 2026	$47.79	−0.19%	−$15 loss
Day of disclosureMay 8, 2026	May 8, 2026	$45.61	−4.74%	−$379 loss
30 days afterMay 11, 2026	May 11, 2026	$46.73	−2.40%	−$192 loss
90 days afterJul 8, 2026	Jul 8, 2026	$43.31	−9.54%	−$764 loss
Latest closeOct 20, 2026	Oct 20, 2026	$50.38	+5.22%	+$418 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Apr 2, 2026Filed 36 days later

Joint

Constellation Energy Corporation - Common Stock When-IssuedCEGStock

Purchase

$1,001 - $15,000

Disclosed 36 days after the trade. CEG closed at $272.82 on Apr 2, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeApr 6, 2026	Apr 6, 2026	$275.16	+0.86%	+$69 gain
Day of disclosureMay 8, 2026	May 8, 2026	$303.63	+11.3%	+$904 gain
30 days afterMay 4, 2026	May 4, 2026	$321.05	+17.7%	+$1,414 gain
90 days afterJul 1, 2026	Jul 1, 2026	$236.50	−13.3%	−$1,065 loss
Latest closeOct 20, 2026	Oct 20, 2026	$258.84	−5.12%	−$410 loss

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

NVIDIA Corporation - Common StockNVDA

Stock

Transaction date: Mar 19, 2026Filed 26 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 26 days after the trade. NVDA closed at $178.56 on Mar 19, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 20, 2026	Mar 20, 2026	$172.70	−3.28%	−$263 loss
Day of disclosureApr 14, 2026	Apr 14, 2026	$196.51	+10.1%	+$804 gain
30 days afterApr 20, 2026	Apr 20, 2026	$202.06	+13.2%	+$1,053 gain
90 days afterJun 17, 2026	Jun 17, 2026	$204.65	+14.6%	+$1,169 gain
Latest closeOct 22, 2026	Oct 22, 2026	$212.21	+18.8%	+$1,508 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Microsoft Corporation - Common StockMSFT

Stock

Transaction date: Mar 5, 2026Filed 40 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 40 days after the trade. MSFT closed at $410.68 on Mar 5, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 6, 2026	Mar 6, 2026	$408.96	−0.42%	−$34 loss
Day of disclosureApr 14, 2026	Apr 14, 2026	$393.11	−4.28%	−$342 loss
30 days afterApr 6, 2026	Apr 6, 2026	$372.88	−9.20%	−$736 loss
90 days afterJun 3, 2026	Jun 3, 2026	$427.34	+4.06%	+$325 gain
Latest closeOct 20, 2026	Oct 20, 2026	$531.87	+29.5%	+$2,361 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

First Trust Global Tactical Commodity Strategy FundFTGC

Stock

Transaction date: Mar 19, 2026Filed 26 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 26 days after the trade. FTGC closed at $28.65 on Mar 19, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 20, 2026	Mar 20, 2026	$28.67	+0.07%	+$6 gain
Day of disclosureApr 14, 2026	Apr 14, 2026	$28.61	−0.14%	−$11 loss
30 days afterApr 20, 2026	Apr 20, 2026	$28.50	−0.54%	−$43 loss
90 days afterJun 17, 2026	Jun 17, 2026	$27.68	−3.39%	−$271 loss
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+8.12%	+$650 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Ares Management Corporation Class A Common StockARES

Stock

Transaction date: Mar 13, 2026Filed 32 days later
Type: Purchase
Amount (as reported): $1,001 - $15,000
Owner: Joint

Disclosed 32 days after the trade. ARES closed at $101.76 on Mar 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 16, 2026	Mar 16, 2026	$100.51	−1.23%	−$98 loss
Day of disclosureApr 14, 2026	Apr 14, 2026	$112.61	+10.7%	+$853 gain
30 days afterApr 13, 2026	Apr 13, 2026	$106.68	+4.83%	+$387 gain
90 days afterJun 11, 2026	Jun 11, 2026	$132.82	+30.5%	+$2,442 gain
Latest closeOct 20, 2026	Oct 20, 2026	$116.29	+14.3%	+$1,142 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Mar 19, 2026Filed 26 days later

Joint

Vanguard Developed Markets Index Fund - ETF SharesVEAStock

Purchase

$1,001 - $15,000

Disclosed 26 days after the trade. VEA closed at $64.16 on Mar 19, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 20, 2026	Mar 20, 2026	$62.04	−3.30%	−$264 loss
Day of disclosureApr 14, 2026	Apr 14, 2026	$68.89	+7.37%	+$590 gain
30 days afterApr 20, 2026	Apr 20, 2026	$69.33	+8.06%	+$645 gain
90 days afterJun 17, 2026	Jun 17, 2026	$72.00	+12.2%	+$978 gain
Latest closeOct 21, 2026	Oct 21, 2026	$70.12	+9.29%	+$743 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Mar 20, 2026Filed 25 days later

Joint

Tradr 2X Long SPY Monthly ETFSPYMStock

Purchase

$1,001 - $15,000

Disclosed 25 days after the trade. SPYM closed at $76.33 on Mar 20, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 23, 2026	Mar 23, 2026	$77.13	+1.05%	+$84 gain
Day of disclosureApr 14, 2026	Apr 14, 2026	$81.74	+7.09%	+$567 gain
30 days afterApr 20, 2026	Apr 20, 2026	$83.42	+9.29%	+$743 gain
90 days afterJun 18, 2026	Jun 18, 2026	$87.89	+15.1%	+$1,212 gain
Latest closeOct 21, 2026	Oct 21, 2026	$90.99	+19.2%	+$1,537 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Mar 19, 2026Filed 26 days later

Joint

NVIDIA Corporation - Common StockNVDAStock

Purchase

$1,001 - $15,000

Disclosed 26 days after the trade. NVDA closed at $178.56 on Mar 19, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 20, 2026	Mar 20, 2026	$172.70	−3.28%	−$263 loss
Day of disclosureApr 14, 2026	Apr 14, 2026	$196.51	+10.1%	+$804 gain
30 days afterApr 20, 2026	Apr 20, 2026	$202.06	+13.2%	+$1,053 gain
90 days afterJun 17, 2026	Jun 17, 2026	$204.65	+14.6%	+$1,169 gain
Latest closeOct 22, 2026	Oct 22, 2026	$212.21	+18.8%	+$1,508 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Mar 5, 2026Filed 40 days later

Joint

Microsoft Corporation - Common StockMSFTStock

Purchase

$1,001 - $15,000

Disclosed 40 days after the trade. MSFT closed at $410.68 on Mar 5, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 6, 2026	Mar 6, 2026	$408.96	−0.42%	−$34 loss
Day of disclosureApr 14, 2026	Apr 14, 2026	$393.11	−4.28%	−$342 loss
30 days afterApr 6, 2026	Apr 6, 2026	$372.88	−9.20%	−$736 loss
90 days afterJun 3, 2026	Jun 3, 2026	$427.34	+4.06%	+$325 gain
Latest closeOct 20, 2026	Oct 20, 2026	$531.87	+29.5%	+$2,361 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Mar 19, 2026Filed 26 days later

Joint

First Trust Global Tactical Commodity Strategy FundFTGCStock

Purchase

$1,001 - $15,000

Disclosed 26 days after the trade. FTGC closed at $28.65 on Mar 19, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 20, 2026	Mar 20, 2026	$28.67	+0.07%	+$6 gain
Day of disclosureApr 14, 2026	Apr 14, 2026	$28.61	−0.14%	−$11 loss
30 days afterApr 20, 2026	Apr 20, 2026	$28.50	−0.54%	−$43 loss
90 days afterJun 17, 2026	Jun 17, 2026	$27.68	−3.39%	−$271 loss
Latest closeOct 20, 2026	Oct 20, 2026	$30.98	+8.12%	+$650 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Mar 13, 2026Filed 32 days later

Joint

Ares Management Corporation Class A Common StockARESStock

Purchase

$1,001 - $15,000

Disclosed 32 days after the trade. ARES closed at $101.76 on Mar 13, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 bought
Day after the tradeMar 16, 2026	Mar 16, 2026	$100.51	−1.23%	−$98 loss
Day of disclosureApr 14, 2026	Apr 14, 2026	$112.61	+10.7%	+$853 gain
30 days afterApr 13, 2026	Apr 13, 2026	$106.68	+4.83%	+$387 gain
90 days afterJun 11, 2026	Jun 11, 2026	$132.82	+30.5%	+$2,442 gain
Latest closeOct 20, 2026	Oct 20, 2026	$116.29	+14.3%	+$1,142 gain

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

JPMorgan BetaBuilders Europe ETFBBEU

Stock

Transaction date: Mar 19, 2026Filed 26 days later
Type: Sale
Amount (as reported): $15,001 - $50,000
Owner: Joint

Disclosed 26 days after the trade. BBEU closed at $72.06 on Mar 19, 2026; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 sold
Day after the tradeMar 20, 2026	Mar 20, 2026	$69.74	−3.22%	$1,046 loss avoided
Day of disclosureApr 14, 2026	Apr 14, 2026	$77.50	+7.55%	$2,454 gain missed
30 days afterApr 20, 2026	Apr 20, 2026	$77.81	+7.98%	$2,593 gain missed
90 days afterJun 17, 2026	Jun 17, 2026	$78.34	+8.71%	$2,832 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$75.92	+5.36%	$1,741 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Prices

Mar 20, 2026Filed 25 days later

Joint

Tortoise North American Pipeline FundTPYPStock

Partial sale

$1,001 - $15,000

Disclosed 25 days after the trade. TPYP closed at $42.30 on Mar 20, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 23, 2026	Mar 23, 2026	$42.80	+1.18%	$95 gain missed
Day of disclosureApr 14, 2026	Apr 14, 2026	$41.19	−2.64%	$211 loss avoided
30 days afterApr 20, 2026	Apr 20, 2026	$40.81	−3.52%	$282 loss avoided
90 days afterJun 18, 2026	Jun 18, 2026	$41.52	−1.84%	$148 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$42.23	−0.17%	$13 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Mar 19, 2026Filed 26 days later

Joint

Johnson & Johnson Common StockJNJStock

Partial sale

$1,001 - $15,000

Disclosed 26 days after the trade. JNJ closed at $237.60 on Mar 19, 2026; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeMar 20, 2026	Mar 20, 2026	$235.37	−0.94%	$75 loss avoided
Day of disclosureApr 14, 2026	Apr 14, 2026	$240.10	+1.05%	$84 gain missed
30 days afterApr 20, 2026	Apr 20, 2026	$230.69	−2.91%	$233 loss avoided
90 days afterJun 17, 2026	Jun 17, 2026	$234.20	−1.43%	$114 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$259.36	+9.16%	$733 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Mar 19, 2026Filed 26 days later

Joint

JPMorgan BetaBuilders Europe ETFBBEUStock

Sale

$15,001 - $50,000

Disclosed 26 days after the trade. BBEU closed at $72.06 on Mar 19, 2026; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 sold
Day after the tradeMar 20, 2026	Mar 20, 2026	$69.74	−3.22%	$1,046 loss avoided
Day of disclosureApr 14, 2026	Apr 14, 2026	$77.50	+7.55%	$2,454 gain missed
30 days afterApr 20, 2026	Apr 20, 2026	$77.81	+7.98%	$2,593 gain missed
90 days afterJun 17, 2026	Jun 17, 2026	$78.34	+8.71%	$2,832 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$75.92	+5.36%	$1,741 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.