Steve Cohen

Representative · TN-9 · D

Current term Jan 3, 2025 – Jan 3, 2027 · In the House since Jan 4, 2007

Portrait: U.S. Government Publishing Office, via unitedstates/images (public domain)

Disclosed trades

Periodic transaction reports required by the STOCK Act: purchases, sales, and exchanges of stocks, bonds, and similar assets over $1,000 by the member, a spouse, or a dependent child, due within 45 days of the transaction. Filers report a value range (a few enter an exact amount), not the price or number of shares. Reports are shown as filed. For stocks and funds with a ticker, “Price moves” shows the closing price after the trade, at disclosure, and since, with an estimate of what an amount you choose within the reported range would have gained or lost; these are estimates, not the filer’s actual results. Members who do not trade individual securities file none.

Disclosed trades

Reports filed since Jan 1, 2025 with the House Clerk, last checked Oct 23, 2026. Filings are linked to this member by the seat or chamber they held on the filing date and their name.

24 reported transactions in 16 electronically filed reports; latest filed Sep 1, 2026.

Periodic Transaction Report · filed Jan 14, 2026 · House Clerk

View original filing

Bank OZK - 4.625% Series A Non- Cumulative Perpetual Preferred StockOZKAP

Stocks (including ADRs) [ST]

Held in: Stephens Advantage Account

Transaction date: Dec 17, 2025Filed 28 days later
Type: Partial sale
Amount (as reported): $15,001 - $50,000
Owner: Member
Notified / status: Notified Dec 30, 2025New

Disclosed 28 days after the trade. OZKAP closed at $16.37 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 sold
Day after the tradeDec 18, 2025	Dec 18, 2025	$16.27	−0.61%	$199 loss avoided
Day of disclosureJan 14, 2026	Jan 14, 2026	$16.67	+1.83%	$596 gain missed
30 days afterJan 16, 2026	Jan 16, 2026	$16.95	+3.54%	$1,152 gain missed
90 days afterMar 17, 2026	Mar 17, 2026	$16.49	+0.73%	$238 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$14.73	−10.0%	$3,256 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Cohen & Steers Total Return Realty Fund, Inc. Common StockRFI

Stocks (including ADRs) [ST]

Held in: Stephens Advantage Account

Transaction date: Dec 17, 2025Filed 28 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Member
Notified / status: Notified Dec 30, 2025New

Disclosed 28 days after the trade. RFI closed at $10.98 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 18, 2025	Dec 18, 2025	$10.87	−1.00%	$80 loss avoided
Day of disclosureJan 14, 2026	Jan 14, 2026	$11.18	+1.82%	$146 gain missed
30 days afterJan 16, 2026	Jan 16, 2026	$11.27	+2.64%	$211 gain missed
90 days afterMar 17, 2026	Mar 17, 2026	$11.42	+4.01%	$321 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$10.49	−4.46%	$357 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Goldman Sachs Group, Inc.GS

Stocks (including ADRs) [ST]

Held in: Stephens Advantage Account

Transaction date: Dec 17, 2025Filed 28 days later
Type: Partial sale
Amount (as reported): $15,001 - $50,000
Owner: Member
Notified / status: Notified Dec 30, 2025New

Disclosed 28 days after the trade. GS closed at $872.33 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 sold
Day after the tradeDec 18, 2025	Dec 18, 2025	$876.30	+0.46%	$148 gain missed
Day of disclosureJan 14, 2026	Jan 14, 2026	$932.67	+6.92%	$2,248 gain missed
30 days afterJan 16, 2026	Jan 16, 2026	$962.00	+10.3%	$3,341 gain missed
90 days afterMar 17, 2026	Mar 17, 2026	$807.04	−7.48%	$2,433 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$884.81	+1.43%	$465 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Goldman Sachs Group, Inc.GS

Stocks (including ADRs) [ST]

Held in: Stephens Advantage Account

Transaction date: Dec 17, 2025Filed 28 days later
Type: Partial sale
Amount (as reported): $15,001 - $50,000
Owner: Member
Notified / status: Notified Dec 30, 2025New

Disclosed 28 days after the trade. GS closed at $872.33 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 sold
Day after the tradeDec 18, 2025	Dec 18, 2025	$876.30	+0.46%	$148 gain missed
Day of disclosureJan 14, 2026	Jan 14, 2026	$932.67	+6.92%	$2,248 gain missed
30 days afterJan 16, 2026	Jan 16, 2026	$962.00	+10.3%	$3,341 gain missed
90 days afterMar 17, 2026	Mar 17, 2026	$807.04	−7.48%	$2,433 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$884.81	+1.43%	$465 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Morgan Stanley Common StockMS

Stocks (including ADRs) [ST]

Held in: Stephens Advantage Account

Transaction date: Dec 17, 2025Filed 28 days later
Type: Partial sale
Amount (as reported): $50,001 - $100,000
Owner: Member
Notified / status: Notified Dec 30, 2025New

Disclosed 28 days after the trade. MS closed at $174.80 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $50,001–$100,000$75,001

Point	Session	Close	Change	On $75,001 sold
Day after the tradeDec 18, 2025	Dec 18, 2025	$172.96	−1.05%	$789 loss avoided
Day of disclosureJan 14, 2026	Jan 14, 2026	$180.78	+3.42%	$2,566 gain missed
30 days afterJan 16, 2026	Jan 16, 2026	$189.09	+8.18%	$6,131 gain missed
90 days afterMar 17, 2026	Mar 17, 2026	$157.83	−9.71%	$7,281 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$180.40	+3.20%	$2,403 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Transaction date

Owner

Asset

Type

Amount (as reported)

Notified / status

Prices

Dec 17, 2025Filed 28 days later

Member

Bank OZK - 4.625% Series A Non- Cumulative Perpetual Preferred StockOZKAPStocks (including ADRs) [ST]Held in: Stephens Advantage Account

Partial sale

$15,001 - $50,000

Notified Dec 30, 2025New

Disclosed 28 days after the trade. OZKAP closed at $16.37 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 sold
Day after the tradeDec 18, 2025	Dec 18, 2025	$16.27	−0.61%	$199 loss avoided
Day of disclosureJan 14, 2026	Jan 14, 2026	$16.67	+1.83%	$596 gain missed
30 days afterJan 16, 2026	Jan 16, 2026	$16.95	+3.54%	$1,152 gain missed
90 days afterMar 17, 2026	Mar 17, 2026	$16.49	+0.73%	$238 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$14.73	−10.0%	$3,256 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 17, 2025Filed 28 days later

Member

Cohen & Steers Total Return Realty Fund, Inc. Common StockRFIStocks (including ADRs) [ST]Held in: Stephens Advantage Account

Sale

$1,001 - $15,000

Notified Dec 30, 2025New

Disclosed 28 days after the trade. RFI closed at $10.98 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 18, 2025	Dec 18, 2025	$10.87	−1.00%	$80 loss avoided
Day of disclosureJan 14, 2026	Jan 14, 2026	$11.18	+1.82%	$146 gain missed
30 days afterJan 16, 2026	Jan 16, 2026	$11.27	+2.64%	$211 gain missed
90 days afterMar 17, 2026	Mar 17, 2026	$11.42	+4.01%	$321 gain missed
Latest closeOct 20, 2026	Oct 20, 2026	$10.49	−4.46%	$357 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Dec 17, 2025Filed 28 days later

Member

Goldman Sachs Group, Inc.GS

Disclosed 28 days after the trade. GS closed at $872.33 on Dec 17, 2025; changes are measured from that close.

Amount within the reported $15,001–$50,000$32,501

Point	Session	Close	Change	On $32,501 sold
Day after the tradeDec 18, 2025	Dec 18, 2025	$876.30	+0.46%	$148 gain missed
Day of disclosureJan 14, 2026	Jan 14, 2026	$932.67	+6.92%	$2,248 gain missed
30 days afterJan 16, 2026	Jan 16, 2026	$962.00	+10.3%	$3,341 gain missed
90 days afterMar 17, 2026	Mar 17, 2026	$807.04	−7.48%	$2,433 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$884.81	+1.43%	$465 gain missed

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Periodic Transaction Report · filed Dec 16, 2025 · House Clerk

View original filing

US Treas Bill Mat 5/14/2026
Government Securities and Agency Debt [GS]
Held in: Stephens Advantage Account
Transaction date
Nov 18, 2025Filed 28 days later
Type
Purchase
Amount (as reported)
$250,001 - $500,000
Owner
Member
Notified / status
Notified Nov 18, 2025New
No ticker reported

Transaction date	Owner	Asset	Type	Amount (as reported)	Notified / status	Prices
Nov 18, 2025Filed 28 days later	Member	US Treas Bill Mat 5/14/2026Government Securities and Agency Debt [GS]Held in: Stephens Advantage Account	Purchase	$250,001 - $500,000	Notified Nov 18, 2025	No ticker reported

Periodic Transaction Report · filed Sep 12, 2025 · House Clerk

View original filing

US Treas Bill Maturity 2/19/2026
Government Securities and Agency Debt [GS]
Held in: Stephens Advantage Account
Transaction date
Aug 21, 2025Filed 22 days later
Type
Purchase
Amount (as reported)
$1,000,001 - $5,000,000
Owner
Member
Notified / status
Notified Aug 21, 2025New
No ticker reported

Transaction date	Owner	Asset	Type	Amount (as reported)	Notified / status	Prices
Aug 21, 2025Filed 22 days later	Member	US Treas Bill Maturity 2/19/2026Government Securities and Agency Debt [GS]Held in: Stephens Advantage Account	Purchase	$1,000,001 - $5,000,000	Notified Aug 21, 2025	No ticker reported

Periodic Transaction Report · filed May 28, 2025 · House Clerk

View original filing

United States Treas Bills Maturity 11/13/2025
Government Securities and Agency Debt [GS]
Held in: Stephens Advantage Account
Transaction date
May 19, 2025Filed 9 days later
Type
Purchase
Amount (as reported)
$250,001 - $500,000
Owner
Member
Notified / status
Notified May 19, 2025New
No ticker reported

Transaction date	Owner	Asset	Type	Amount (as reported)	Notified / status	Prices
May 19, 2025Filed 9 days later	Member	United States Treas Bills Maturity 11/13/2025Government Securities and Agency Debt [GS]Held in: Stephens Advantage Account	Purchase	$250,001 - $500,000	Notified May 19, 2025	No ticker reported

Periodic Transaction Report · filed Apr 1, 2025 · House Clerk

View original filing

United States Treas Bills Maturity 8/21/2025
Government Securities and Agency Debt [GS]
Held in: Stephens Advantage Account
Transaction date
Feb 24, 2025Filed 36 days later
Type
Purchase
Amount (as reported)
$500,001 - $1,000,000
Owner
Member
Notified / status
Notified Mar 17, 2025New
No ticker reported

Transaction date	Owner	Asset	Type	Amount (as reported)	Notified / status	Prices
Feb 24, 2025Filed 36 days later	Member	United States Treas Bills Maturity 8/21/2025Government Securities and Agency Debt [GS]Held in: Stephens Advantage Account	Purchase	$500,001 - $1,000,000	Notified Mar 17, 2025	No ticker reported

Periodic Transaction Report · filed Jan 10, 2025 · House Clerk

View original filing

Emergent BioSolutions Inc. Common StockEBS

Stocks (including ADRs) [ST]

Held in: Stephens SEP IRA

Transaction date: Dec 11, 2024Filed 30 days later
Type: Sale
Amount (as reported): $1,001 - $15,000
Owner: Member
Notified / status: Notified Dec 11, 2024New

Disclosed 30 days after the trade. EBS closed at $8.57 on Dec 11, 2024; changes are measured from that close.

Amount within the reported $1,001–$15,000$8,001

Point	Session	Close	Change	On $8,001 sold
Day after the tradeDec 12, 2024	Dec 12, 2024	$8.69	+1.40%	$112 gain missed
Day of disclosureJan 10, 2025	Jan 10, 2025	$9.88	+15.3%	$1,223 gain missed
30 days afterJan 10, 2025	Jan 10, 2025	$9.88	+15.3%	$1,223 gain missed
90 days afterMar 11, 2025	Mar 11, 2025	$5.53	−35.5%	$2,838 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$6.29	−26.6%	$2,129 loss avoided

Estimates: filers report neither the price nor the number of shares, so the close stands in for the price paid or received. Closes are split-adjusted and exclude dividends. Prices from Marketstack.

Host Hotels & Resorts, Inc. - Common StockHST
Stocks (including ADRs) [ST]
Held in: Stephens SEP IRA
Transaction date
Dec 11, 2024Filed 30 days later
Type
Sale
Amount (as reported)
$15,001 - $50,000
Owner
Member
Notified / status

Transaction date

Owner

Asset

Type

Amount (as reported)

Notified / status

Prices

Nov 18, 2025Filed 28 days later

Member

US Treas Bill Mat 5/14/2026Government Securities and Agency Debt [GS]Held in: Stephens Advantage Account

Purchase

$250,001 - $500,000

Notified Nov 18, 2025

No ticker reported

Transaction date

Owner

Asset

Type

Amount (as reported)

Notified / status

Prices

Aug 21, 2025Filed 22 days later

Member

US Treas Bill Maturity 2/19/2026Government Securities and Agency Debt [GS]Held in: Stephens Advantage Account

Purchase

$1,000,001 - $5,000,000

Notified Aug 21, 2025

No ticker reported

Transaction date

Owner

Asset

Type

Amount (as reported)

Notified / status

Prices

May 19, 2025Filed 9 days later

Member

United States Treas Bills Maturity 11/13/2025Government Securities and Agency Debt [GS]Held in: Stephens Advantage Account

Purchase

$250,001 - $500,000

Notified May 19, 2025

No ticker reported

Transaction date

Owner

Asset

Type

Amount (as reported)

Notified / status

Prices

Feb 24, 2025Filed 36 days later

Member

United States Treas Bills Maturity 8/21/2025Government Securities and Agency Debt [GS]Held in: Stephens Advantage Account

Purchase

$500,001 - $1,000,000

Notified Mar 17, 2025

No ticker reported

Point	Session	Close	Change	On $32,501 sold
Day after the tradeDec 12, 2024	Dec 12, 2024	$18.82	−0.58%	$189 loss avoided
Day of disclosureJan 10, 2025	Jan 10, 2025	$17.08	−9.77%	$3,176 loss avoided
30 days afterJan 10, 2025	Jan 10, 2025	$17.08	−9.77%	$3,176 loss avoided
90 days afterMar 11, 2025	Mar 11, 2025	$15.34	−19.0%	$6,164 loss avoided
Latest closeOct 20, 2026	Oct 20, 2026	$24.80	+31.0%	$10,078 gain missed